EAM

Empery Asset Management Portfolio holdings

AUM $16.8M
This Quarter Return
-24.8%
1 Year Return
-55.89%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$21.3M
AUM Growth
+$21.3M
Cap. Flow
-$16.7M
Cap. Flow %
-78.34%
Top 10 Hldgs %
66.69%
Holding
94
New
24
Increased
–
Reduced
32
Closed
17

Top Buys

1
TCBPW
TC BioPharm (Holdings) plc Warrants
TCBPW
$1.38M
2
BRCC.WS
BRC Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock a
BRCC.WS
$1.2M
3
SBFM
Sunshine Biopharma
SBFM
$1.1M
4
VLNS
The Valens Company, Inc. Common Shares
VLNS
$688K
5
REED
Reeds, Inc. Common Stock
REED
$421K

Top Sells

1
ISPC icon
iSpecimen
ISPC
$3.64M
2
OHAA
OPY Acquisition Corp. I Class A Common Stock
OHAA
$2.96M
3
AMPE
Ampio Pharmaceuticals Inc.
AMPE
$2.43M
4
RNERU
Mount Rainier Acquisition Corp. Unit
RNERU
$2.03M
5
CCTSU
Cactus Acquisition Corp. 1 Limited Unit
CCTSU
$2.02M

Sector Composition

1 Healthcare 18.25%
2 Industrials 3.09%
3 Consumer Staples 1.98%
4 Energy 0.39%
5 Real Estate 0.14%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NRACW
76
DELISTED
Northern Revival Acquisition Corporation Warrant
NRACW
$4K 0.02%
+15,961
New +$4K
IMRNW
77
DELISTED
Immuron Limited Warrants
IMRNW
$4K 0.02%
46,161
-1,473
-3% -$128
ENVXW
78
DELISTED
Enovix Corporation Warrant
ENVXW
– –
-17,045
Closed -$268K
SBEAW
79
DELISTED
SilverBox Engaged Merger Corp I Warrant
SBEAW
– –
-133,333
Closed -$187K
GMBTW
80
DELISTED
Pivotal Holdings Corp Warrant
GMBTW
– –
-50,000
Closed -$32K
AMPE
81
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
– –
-4,262,409
Closed -$2.43M
AEI icon
82
Alset
AEI
$83.5M
– –
-2,594,480
Closed -$1.45M
CNTX icon
83
Context Therapeutics
CNTX
$75.6M
– –
-358,617
Closed -$954K
ISPC icon
84
iSpecimen
ISPC
$5.51M
– –
-466,333
Closed -$3.64M
LGVN
85
Longeveron
LGVN
$17M
– –
-54,352
Closed -$656K
RGLS
86
DELISTED
Regulus Therapeutics
RGLS
– –
-5,074,251
Closed -$1.6M
SCYX icon
87
SCYNEXIS
SCYX
$35.2M
– –
-43,294
Closed -$264K
SDOT icon
88
Sadot Group
SDOT
$9.09M
– –
-928,889
Closed -$669K
SWAG icon
89
Stran & Co
SWAG
$33.6M
– –
-201,208
Closed -$1.22M
CCTSU
90
DELISTED
Cactus Acquisition Corp. 1 Limited Unit
CCTSU
– –
-200,000
Closed -$2.02M
OHAA
91
DELISTED
OPY Acquisition Corp. I Class A Common Stock
OHAA
– –
-300,000
Closed -$2.96M
RNERU
92
DELISTED
Mount Rainier Acquisition Corp. Unit
RNERU
– –
-200,000
Closed -$2.03M
VGFC
93
DELISTED
The Very Good Food Company
VGFC
– –
-687,745
Closed -$507K
LMPX
94
DELISTED
LMP Automotive Holdings, Inc. Common Stock
LMPX
– –
-33,671
Closed -$235K
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