EAM

Empery Asset Management Portfolio holdings

AUM $16.8M

AUM

$16.8M

AUM Growth

-$1.66M (-9%)

Cap. Flow

+$5.14M

Cap. Flow % of AUM

30.61%

Top 10 Holdings %Top 10 Hldgs %

63.43%

Holding

94

New

19

Increased

–

Reduced

7

Closed

6

Top Buys

1	Unity Biotechnology UBX	$1.74M
2	Greenwave Technology Solutions GWAV	$1.07M
3	SOBR Safe SOBR	$666K
4	MindMed MNMD	$656K
5	MDNA Medicenna Therapeutics Corp. Common Shares MDNA	$489K

Top Sells

1	SELLAS Life Sciences SLS	$1.25M
2	Surrozen SRZN	$84.4K
3	HCDIZ Harbor Custom Development, Inc. Warrant HCDIZ	$26.6K
4	Nutriband Inc. Warrant NTRBW	$26.5K
5	POL.WS Polished.com Inc. Warrants to Purchase Common Stock POL.WS	$10.5K

Sector Composition

1	Healthcare	42.69%
2	Technology	7.19%
3	Industrials	6.37%
4	Communication Services	0.37%
5	Consumer Discretionary	0.03%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
76	BRSHW 76 DELISTED Bruush Oral Care Inc. Warrant BRSHW	$6K	0.04%	20,495	New	+$6K
77	KSPN 77 DELISTED Kaspien Holdings Inc. Common Stock KSPN	$5K	0.03%	3,112	New	+$5K
78	ORIAW 78 DELISTED Orion Biotech Opportunities Corp. Warrant ORIAW	$5K	0.03%	39,700	–	–
79	79 American Rebel Holdings Warrants AREBW $38.8K	$4K	0.02%	60,240	–	–
80	LMDXW 80 DELISTED LumiraDx Limited Warrant LMDXW	$3K	0.02%	23,799	–	–
81	TMPMW 81 DELISTED Turmeric Acquisition Corp. Warrant TMPMW	$3K	0.02%	99,999	–	–
82	GSQD.WS 82 DELISTED G Squared Ascend I Inc. Redeemable Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 GSQD.WS	$3K	0.02%	40,296	–	–
83	83 Spectral AI, Inc. Warrants MDAIW $9.47M	$2K	0.01%	33,336	–	–
84	NGC.WS 84 DELISTED Northern Genesis Acquisition Corp. III Redeemable Warrants, each whole warrant exercisable for shares of common stock at an exercise price of $11.50 per share NGC.WS	$2K	0.01%	70,656	–	–
85	85 Swvl Holdings Corp Warrant SWVLW	$1K	0.01%	48,382	–	–
86	NRACW 86 DELISTED Northern Revival Acquisition Corporation Warrant NRACW	$1K	0.01%	15,961	–	–
87	MDH.WS 87 DELISTED MDH Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share MDH.WS	$1K	0.01%	37,500	–	–
88	CLAS.WS 88 DELISTED Class Acceleration Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50 CLAS.WS	$1K	0.01%	50,000	–	–
89	89 Applied Therapeutics APLT $51.3M	$0	0%	0 -675,000	Closed	–
90	90 Lixte Biotechnology Holdings, Inc. Warrants LIXTW $88.9K	$0	0%	0 -99,835	Closed	–
91	SVRE 91 SaverOne 2014 Ltd SVRE $760K	$0	0%	0 -51,036	Closed	–
92	MMAT 92 DELISTED Meta Materials Inc. Common Stock MMAT	$0	0%	0 -4,370,568	Closed	–
93	REED 93 DELISTED Reeds, Inc. Common Stock REED	$0	0%	0 -456,469	Closed	–
94	KWAC.WS 94 DELISTED Kingswood Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common KWAC.WS	$0	0%	0 -319,125	Closed	–