EAM

Empery Asset Management Portfolio holdings

AUM $16.8M
This Quarter Return
-33.99%
1 Year Return
-55.89%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$18.5M
AUM Growth
+$18.5M
Cap. Flow
+$3.38M
Cap. Flow %
18.28%
Top 10 Hldgs %
79.94%
Holding
88
New
11
Increased
–
Reduced
13
Closed
13

Top Buys

1
MMAT
Meta Materials Inc. Common Stock
MMAT
$4.5M
2
SLS icon
SELLAS Life Sciences
SLS
$2.07M
3
ETNB icon
89bio
ETNB
$1.29M
4
APLT icon
Applied Therapeutics
APLT
$640K
5
STSSW icon
Sharps Technology Inc. Warrant
STSSW
$231K

Top Sells

1
BRCC.WS
BRC Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock a
BRCC.WS
$1.2M
2
SBFM
Sunshine Biopharma
SBFM
$1.1M
3
VLNS
The Valens Company, Inc. Common Shares
VLNS
$688K
4
NISN icon
NiSun International Enterprise Development Group
NISN
$658K
5
TOI icon
The Oncology Institute
TOI
$504K

Sector Composition

1 Healthcare 25.83%
2 Technology 25.02%
3 Consumer Staples 0.38%
4 Energy 0%
5 Industrials 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
HCDIW
51
DELISTED
Harbor Custom Development, Inc. Warrant
HCDIW
$22K 0.12%
115,814
– –
KWAC.WS
52
DELISTED
Kingswood Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common
KWAC.WS
$22K 0.12%
319,125
– –
KBNTW
53
DELISTED
Kubient, Inc. Warrant
KBNTW
$21K 0.11%
80,000
– –
GRNAW
54
DELISTED
GreenLight Biosciences Holdings, PBC Warrant
GRNAW
$21K 0.11%
93,837
– –
BBLGW
55
Bone Biologics Corp Warrants
BBLGW
$20K 0.11%
4,682
– –
DRMAW icon
56
Dermata Therapeutics, Inc. Warrant
DRMAW
$41.6K
$19K 0.1%
175,000
– –
REVBW icon
57
Revelation Biosciences, Inc. Warrant
REVBW
$14.2K
$19K 0.1%
233,382
– –
NLSPW icon
58
NLS Pharmaceutics Ltd. Warrant
NLSPW
$57.8K
$18K 0.1%
150,000
– –
GIWWW
59
DELISTED
GigInternational1, Inc. Warrant
GIWWW
$16K 0.09%
297,796
-2,203
-0.7% -$118
LIXTW icon
60
Lixte Biotechnology Holdings, Inc. Warrants
LIXTW
$347K
$12K 0.07%
99,835
-5,428
-5% -$652
CCTSW
61
DELISTED
Cactus Acquisition Corp. 1 Limited Warrant
CCTSW
$11K 0.06%
100,000
– –
BSLKW
62
Bolt Projects Holdings, Inc. Warrant
BSLKW
$477K
$10K 0.05%
126,665
– –
AREBW icon
63
American Rebel Holdings Warrants
AREBW
$46K
$9K 0.05%
60,240
– –
VLDRW
64
DELISTED
Velodyne Lidar, Inc. Warrants
VLDRW
$9K 0.05%
18,968
– –
QTEKW
65
DELISTED
QualTek Services Inc. Warrant
QTEKW
$7K 0.04%
41,773
– –
TMPMW
66
DELISTED
Turmeric Acquisition Corp. Warrant
TMPMW
$7K 0.04%
99,999
– –
BCDAW
67
DELISTED
BioCardia, Inc. Warrant
BCDAW
$6K 0.03%
18,459
– –
ORIAW
68
DELISTED
Orion Biotech Opportunities Corp. Warrant
ORIAW
$6K 0.03%
39,700
-300
-0.8% -$45
GSQD.WS
69
DELISTED
G Squared Ascend I Inc. Redeemable Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50
GSQD.WS
$6K 0.03%
40,296
– –
BOAS.WS
70
DELISTED
BOA Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at a price of $11.50 per share
BOAS.WS
$5K 0.03%
31,810
-1,522
-5% -$239
CLAS.WS
71
DELISTED
Class Acceleration Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
CLAS.WS
$4K 0.02%
50,000
– –
MDAIW icon
72
Spectral AI, Inc. Warrants
MDAIW
$5.93M
$3K 0.02%
33,336
-1,662
-5% -$150
SBFMW
73
Sunshine Biopharma Inc. warrant
SBFMW
$3K 0.02%
14,986
-220,214
-94% -$44.1K
MDH.WS
74
DELISTED
MDH Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
MDH.WS
$3K 0.02%
37,500
– –
NRACW
75
DELISTED
Northern Revival Acquisition Corporation Warrant
NRACW
$1K 0.01%
15,961
– –
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