EAM

Empery Asset Management Portfolio holdings

AUM $16.8M
This Quarter Return
-24.8%
1 Year Return
-55.89%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$21.3M
AUM Growth
+$21.3M
Cap. Flow
-$16.7M
Cap. Flow %
-78.34%
Top 10 Hldgs %
66.69%
Holding
94
New
24
Increased
–
Reduced
32
Closed
17

Top Buys

1
TCBPW
TC BioPharm (Holdings) plc Warrants
TCBPW
$1.38M
2
BRCC.WS
BRC Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock a
BRCC.WS
$1.2M
3
SBFM
Sunshine Biopharma
SBFM
$1.1M
4
VLNS
The Valens Company, Inc. Common Shares
VLNS
$688K
5
REED
Reeds, Inc. Common Stock
REED
$421K

Top Sells

1
ISPC icon
iSpecimen
ISPC
$3.64M
2
OHAA
OPY Acquisition Corp. I Class A Common Stock
OHAA
$2.96M
3
AMPE
Ampio Pharmaceuticals Inc.
AMPE
$2.43M
4
RNERU
Mount Rainier Acquisition Corp. Unit
RNERU
$2.03M
5
CCTSU
Cactus Acquisition Corp. 1 Limited Unit
CCTSU
$2.02M

Sector Composition

1 Healthcare 18.25%
2 Industrials 3.09%
3 Consumer Staples 1.98%
4 Energy 0.39%
5 Real Estate 0.14%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NLSPW icon
51
NLS Pharmaceutics Ltd. Warrant
NLSPW
$57.8K
$38K 0.18%
+150,000
New +$38K
PXSAW
52
Pyxis Tankers Inc. Warrant
PXSAW
$34K 0.16%
+160,000
New +$34K
KBNTW
53
DELISTED
Kubient, Inc. Warrant
KBNTW
$34K 0.16%
80,000
– –
NGC.WS
54
DELISTED
Northern Genesis Acquisition Corp. III Redeemable Warrants, each whole warrant exercisable for shares of common stock at an exercise price of $11.50 per share
NGC.WS
$34K 0.16%
70,656
-4,342
-6% -$2.09K
BEATW icon
55
Heartbeam, Inc. Warrant
BEATW
$1.01M
$33K 0.16%
90,000
– –
TMPMW
56
DELISTED
Turmeric Acquisition Corp. Warrant
TMPMW
$33K 0.16%
99,999
– –
BSLKW
57
Bolt Projects Holdings, Inc. Warrant
BSLKW
$477K
$31K 0.15%
126,665
– –
REVBW icon
58
Revelation Biosciences, Inc. Warrant
REVBW
$14.2K
$30K 0.14%
233,382
-16,618
-7% -$2.14K
RFL icon
59
Rafael Holdings
RFL
$53.4M
$30K 0.14%
12,151
-68,969
-85% -$170K
HCDIW
60
DELISTED
Harbor Custom Development, Inc. Warrant
HCDIW
$30K 0.14%
115,814
-4,186
-3% -$1.08K
DRMAW icon
61
Dermata Therapeutics, Inc. Warrant
DRMAW
$41.6K
$28K 0.13%
175,000
– –
QTEKW
62
DELISTED
QualTek Services Inc. Warrant
QTEKW
$24K 0.11%
41,773
-1,977
-5% -$1.14K
AREBW icon
63
American Rebel Holdings Warrants
AREBW
$46K
$21K 0.1%
+60,240
New +$21K
LMDXW
64
DELISTED
LumiraDx Limited Warrant
LMDXW
$21K 0.1%
23,799
-1,201
-5% -$1.06K
LIXTW icon
65
Lixte Biotechnology Holdings, Inc. Warrants
LIXTW
$347K
$20K 0.09%
+105,263
New +$20K
VLDRW
66
DELISTED
Velodyne Lidar, Inc. Warrants
VLDRW
$20K 0.09%
18,968
-1,032
-5% -$1.09K
SQLLW
67
DELISTED
SeqLL Inc. Warrant
SQLLW
$19K 0.09%
235,000
– –
CCTSW
68
DELISTED
Cactus Acquisition Corp. 1 Limited Warrant
CCTSW
$17K 0.08%
+100,000
New +$17K
GSQD.WS
69
DELISTED
G Squared Ascend I Inc. Redeemable Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50
GSQD.WS
$16K 0.08%
40,296
-2,477
-6% -$984
ORIAW
70
DELISTED
Orion Biotech Opportunities Corp. Warrant
ORIAW
$15K 0.07%
40,000
– –
BOAS.WS
71
DELISTED
BOA Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at a price of $11.50 per share
BOAS.WS
$9K 0.04%
33,332
– –
CLAS.WS
72
DELISTED
Class Acceleration Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
CLAS.WS
$9K 0.04%
50,000
– –
BCDAW
73
DELISTED
BioCardia, Inc. Warrant
BCDAW
$8K 0.04%
18,459
– –
MDAIW icon
74
Spectral AI, Inc. Warrants
MDAIW
$5.93M
$7K 0.03%
34,998
– –
MDH.WS
75
DELISTED
MDH Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
MDH.WS
$6K 0.03%
37,500
– –
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