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EAM

Empery Asset Management Portfolio holdings

AUM $86.5M
This Fund
S&P 500
This Quarter Est. Return
-10.39%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$47.9M
AUM Growth
–
Cap. Flow
+$67M
Cap. Flow %
139.83%
Top 10 Hldgs %
68.54%
Holding
70
New
70
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
POL.WS
Polished.com Inc. Warrants to Purchase Common Stock
POL.WS
+$11.1M
2
AIOS
AIOS Tech
AIOS
+$8.75M
3
AMPE
Ampio Pharmaceuticals Inc.
AMPE
+$5.3M
4
SRZN icon
Surrozen
SRZN
+$4.39M
5
ISPC icon
iSpecimen
ISPC
+$4.18M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Miscellaneous 46.04%
2 Healthcare 31.79%
3 Technology 6.63%
4 Financials 6.18%
5 Real Estate 3.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NGC.WS
51
DELISTED
Northern Genesis Acquisition Corp. III Redeemable Warrants, each whole warrant exercisable for shares of common stock at an exercise price of $11.50 per share
NGC.WS
$69K 0.14%
+74,998
New +$71.6K
BEATW icon
52
Heartbeam Inc Warrant
BEATW
$40.7K
$65K 0.14%
+90,000
New +$89.6K
BSLKW
53
DELISTED
Bolt Projects Holdings Warrant
BSLKW
$64K 0.13%
+126,665
New +$67.3K
TMPMW
54
DELISTED
Turmeric Acquisition Corp. Warrant
TMPMW
$62K 0.13%
+99,999
New +$65K
QTEKW
55
DELISTED
QualTek Services Inc. Warrant
QTEKW
$47K 0.1%
+43,750
New +$56.7K
ORIAW
56
DELISTED
Orion Biotech Opportunities Corp. Warrant
ORIAW
$46K 0.1%
+40,000
New +$41.8K
LMDXW
57
DELISTED
LumiraDx Limited Warrant
LMDXW
$43K 0.09%
+25,000
New +$40.3K
HCDIW
58
DELISTED
Harbor Custom Development, Inc. Warrant
HCDIW
$36K 0.08%
+120,000
New +$38.3K
GSQD.WS
59
DELISTED
G Squared Ascend I Inc. Redeemable Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50
GSQD.WS
$35K 0.07%
+42,773
New +$47.7K
GMBTW
60
DELISTED
Pivotal Holdings Corp Warrant
GMBTW
$32K 0.07%
+50,000
New +$46.3K
MDAIW icon
61
Spectral AI Warrants
MDAIW
$5.56M
$27K 0.06%
+34,998
New +$27.6K
CLAS.WS
62
DELISTED
Class Acceleration Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
CLAS.WS
$25K 0.05%
+50,000
New +$29.1K
IMRNW
63
DELISTED
Immuron Limited Warrants
IMRNW
$22K 0.05%
+47,634
New +$39.8K
BCDAW
64
DELISTED
BioCardia, Inc. Warrant
BCDAW
$20K 0.04%
+18,459
New +$23.8K
SQLLW
65
DELISTED
SeqLL Inc. Warrant
SQLLW
$19K 0.04%
+235,000
New +$250K
BOAS.WS
66
DELISTED
BOA Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at a price of $11.50 per share
BOAS.WS
$18K 0.04%
+33,332
New +$20.4K
MDH.WS
67
DELISTED
MDH Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
MDH.WS
$17K 0.04%
+37,500
New +$22.2K
NRSNW icon
68
NeuroSense Therapeutics Warrant
NRSNW
$1.63M
$15K 0.03%
+160,000
New +$143K
VLDRW
69
DELISTED
Velodyne Lidar, Inc. Warrants
VLDRW
$15K 0.03%
+20,000
New +$25.6K
GFAIW icon
70
Guardforce AI Warrant
GFAIW
$6K
$4K 0.01%
+315,000
New +$212K
1 2
3

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Empery Asset Management's Q4 2021 Portfolio in Review

Q4 2021 is the first quarter with a 13F filing on record for Empery Asset Management, which disclosed 70 positions worth $47.9M. Its ten largest holdings account for 69% of the portfolio.

Its largest position is Polished.com Inc. Warrants to Purchase Common Stock: 8,449,255 shares worth $8.87M.

By sector, the portfolio is most concentrated in Miscellaneous at 46% of assets, followed by Healthcare and Technology.

  • Empery Asset Management's largest Q4 2021 buy was Polished.com Inc. Warrants to Purchase Common Stock: 8,449,255 shares worth $8.87M.
  • Empery Asset Management's ten largest holdings make up 69% of its $47.9M portfolio in Q4 2021.
  • Empery Asset Management disclosed 70 positions in Q4 2021, its first 13F filing on record.

Based on Empery Asset Management's 13F filing for Q4 2021, filed 11 Feb 2022.