We are live on ! Find out more
EAM

Empery Asset Management Portfolio holdings

AUM $86.5M
This Fund
S&P 500
This Quarter Est. Return
-3.78%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$16.8M
AUM Growth
-$1.66M
Cap. Flow
+$4.09M
Cap. Flow %
24.34%
Top 10 Hldgs %
63.43%
Holding
94
New
19
Increased
–
Reduced
7
Closed
6

Top Buys

Rank Stock Value
1
UBX
Unity Biotechnology
UBX
+$2.78M
2
GWAV icon
Greenwave Technology Solutions
GWAV
+$1.97M
3
DFTX
Definium Therapeutics
DFTX
+$1.8M
4
ATNX
Athenex, Inc. Common Stock
ATNX
+$746K
5
MDNA
Medicenna Therapeutics Corp. Common Shares
MDNA
+$665K

Top Sells

Rank Stock Value
1
MMAT
Meta Materials Inc. Common Stock
MMAT
+$4.5M
2
SLS icon
SELLAS Life Sciences
SLS
+$1.71M
3
APLT
Applied Therapeutics
APLT
+$640K
4
SVRE
SaverOne 2014 Ltd
SVRE
+$118K
5
SRZN icon
Surrozen
SRZN
+$118K

Sector Composition

Rank Sector Weight
1 Miscellaneous 43.35%
2 Healthcare 42.69%
3 Technology 7.19%
4 Industrials 6.37%
5 Communication Services 0.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PETVW
26
DELISTED
PetVivo Holdings, Inc. Warrant
PETVW
$84K 0.5%
193,290
– –
SUNE
27
SUNation Energy
SUNE
$9.07M
$79K 0.47%
+1
New +$376K
BNCWW
28
CEA Industries Inc Warrant
BNCWW
$44.1K
$75K 0.45%
500,000
– –
LEXXW
29
DELISTED
Lexaria Bioscience Warrant
LEXXW
$74K 0.44%
126,215
– –
DRCTW
30
DELISTED
Direct Digital Holdings, Inc. Warrant
DRCTW
$73K 0.43%
270,000
– –
PCTTW
31
PureCycle Technologies Inc Warrant
PCTTW
$14.7M
$68K 0.4%
20,014
– –
PXSAW
32
DELISTED
Pyxis Tankers Inc Warrant
PXSAW
$67K 0.4%
151,865
– –
AUUDW
33
DELISTED
Auddia Inc Warrants
AUUDW
$66K 0.39%
150,000
– –
TRKA
34
DELISTED
Troika Media Group, Inc. Common Stock
TRKA
$62K 0.37%
+7,288
New +$118K
NEXRW
35
Nexera Technologies Ltd Warrant
NEXRW
$45.6K
$60K 0.36%
+360,577
New +$99.3K
PEPLW
36
DELISTED
PepperLime Health Acquisition Corporation Warrrant
PEPLW
$59K 0.35%
740,000
– –
WKSPW
37
DELISTED
Worksport, Ltd. Warrant
WKSPW
$57K 0.34%
193,370
– –
SVREW
38
SaverOne 2014 Ltd Warrant
SVREW
$38.7K
$54K 0.32%
181,500
– –
BEATW icon
39
Heartbeam Inc Warrant
BEATW
$40.7K
$53K 0.32%
90,000
– –
MTEKW icon
40
Maris-Tech Ltd Warrants
MTEKW
$823K
$50K 0.3%
297,600
– –
NRSNW icon
41
NeuroSense Therapeutics Warrant
NRSNW
$1.63M
$47K 0.28%
160,000
– –
BFRIW icon
42
Biofrontera
BFRIW
$42.4K
$45K 0.27%
75,000
– –
ACONW icon
43
Aclarion Warrant
ACONW
$63.4K
$42K 0.25%
110,000
– –
GROY.WS
44
DELISTED
Gold Royalty Corp. Warrants, each warrant exercisable for one common share at an exercise price of $7.50
GROY.WS
$42K 0.25%
112,000
– –
FGIWW
45
FGI Industries Warrant
FGIWW
$100K
$41K 0.24%
102,500
– –
CELUW
46
DELISTED
Celularity Inc
CELUW
$39K 0.23%
100,972
– –
NLSPW
47
DELISTED
NLS Pharmaceutics Warrant
NLSPW
$38K 0.23%
150,000
– –
AENTW icon
48
Alliance Entertainment Holding Corp Warrants
AENTW
$3.6M
$36K 0.21%
190,431
-9,568
-5% -$2.03K
GFAIW icon
49
Guardforce AI Warrant
GFAIW
$6K
$36K 0.21%
301,563
– –
IONM
50
DELISTED
Assure Holdings Corp. Common Stock
IONM
$36K 0.21%
+156
New +$64.4K
1
2
3 4

Similar funds

BCM
Beaumont Capital Management Boston, Massachusetts $86.4M AUM 20.04% 1-Year Est. Return
TI
Truxt Investmentos Rio De Janeiro, Brazil $86.6M AUM
LCM
LDR Capital Management New York $86.7M AUM 16.32% 1-Year Est. Return
AA
Ascent Advisors Mankato, Minnesota $86.7M AUM
YAG
Yorkville Advisors Global Mountainside, New Jersey $86.2M AUM 41.28% 1-Year Est. Return
CL
CPWA LLC Hood River, Oregon $86.1M AUM
TWM
Tripletail Wealth Management Orlando, Florida $86.9M AUM 39.01% 1-Year Est. Return
BI
Bradyco Inc Cambridge, Massachusetts $87.2M AUM 8.85% 1-Year Est. Return

Empery Asset Management's Q3 2022 Portfolio in Review

As of Q3 2022, Empery Asset Management held 94 positions worth $16.8M, down 9% from $18.5M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Empery Asset Management deployed $4.09M of net new capital in Q3 2022, opening 19 new positions. Its largest new stake was Unity Biotechnology: 441,165 shares worth $1.74M.

By sector, the portfolio is most concentrated in Miscellaneous at 43% of assets, down from 49% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was SELLAS Life Sciences, an estimated $1.71M trimmed.

  • Empery Asset Management's largest Q3 2022 buy was Unity Biotechnology: 441,165 shares worth $1.74M.
  • Empery Asset Management's biggest Q3 2022 reduction was SELLAS Life Sciences, cutting an estimated $1.71M.
  • Empery Asset Management fully exited Meta Materials Inc. Common Stock in Q3 2022, selling an estimated $4.5M.
  • Empery Asset Management's ten largest holdings make up 63% of its $16.8M portfolio in Q3 2022.
  • Empery Asset Management opened 19 new positions and closed 6 in Q3 2022.
  • Empery Asset Management's portfolio value fell 9% quarter-over-quarter to $16.8M.

Based on Empery Asset Management's 13F filing for Q3 2022, filed 14 Nov 2022.