EAM

Empery Asset Management Portfolio holdings

AUM $113M
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
–
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$16.8M
AUM Growth
-$1.66M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
94
New
Increased
Reduced
Closed

Top Buys

1
+$2.78M
2
+$1.97M
3
+$1.8M
4
ATNX
Athenex, Inc. Common Stock
ATNX
+$746K
5
MDNA
Medicenna Therapeutics Corp. Common Shares
MDNA
+$665K

Top Sells

1
+$4.5M
2
+$1.71M
3
+$640K
4
SVRE
SaverOne 2014 Ltd
SVRE
+$118K
5
SRZN icon
Surrozen
SRZN
+$118K

Sector Composition

1 Healthcare 42.69%
2 Technology 7.19%
3 Industrials 6.37%
4 Communication Services 0.37%
5 Consumer Discretionary 0.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
26
$84K 0.5%
193,290
27
$79K 0.47%
+1
28
$75K 0.45%
500,000
29
$74K 0.44%
126,215
30
$73K 0.43%
270,000
31
$68K 0.4%
20,014
32
$67K 0.4%
151,865
33
$66K 0.39%
150,000
34
$62K 0.37%
+7,288
35
$60K 0.36%
+360,577
36
$59K 0.35%
740,000
37
$57K 0.34%
193,370
38
$54K 0.32%
181,500
39
$53K 0.32%
90,000
40
$50K 0.3%
297,600
41
$47K 0.28%
160,000
42
$45K 0.27%
75,000
43
$42K 0.25%
110,000
44
$42K 0.25%
112,000
45
$41K 0.24%
102,500
46
$39K 0.23%
100,972
47
$38K 0.23%
150,000
48
$36K 0.21%
190,431
-9,568
49
$36K 0.21%
301,563
50
$36K 0.21%
+156
1
2
3 4