EAM

Empery Asset Management Portfolio holdings

AUM $16.8M
This Quarter Return
-24.8%
1 Year Return
-55.89%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$21.3M
AUM Growth
+$21.3M
Cap. Flow
-$16.7M
Cap. Flow %
-78.34%
Top 10 Hldgs %
66.69%
Holding
94
New
24
Increased
–
Reduced
32
Closed
17

Top Buys

1
TCBPW
TC BioPharm (Holdings) plc Warrants
TCBPW
$1.38M
2
BRCC.WS
BRC Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock a
BRCC.WS
$1.2M
3
SBFM
Sunshine Biopharma
SBFM
$1.1M
4
VLNS
The Valens Company, Inc. Common Shares
VLNS
$688K
5
REED
Reeds, Inc. Common Stock
REED
$421K

Top Sells

1
ISPC icon
iSpecimen
ISPC
$3.64M
2
OHAA
OPY Acquisition Corp. I Class A Common Stock
OHAA
$2.96M
3
AMPE
Ampio Pharmaceuticals Inc.
AMPE
$2.43M
4
RNERU
Mount Rainier Acquisition Corp. Unit
RNERU
$2.03M
5
CCTSU
Cactus Acquisition Corp. 1 Limited Unit
CCTSU
$2.02M

Sector Composition

1 Healthcare 18.25%
2 Industrials 3.09%
3 Consumer Staples 1.98%
4 Energy 0.39%
5 Real Estate 0.14%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GFAIW icon
26
Guardforce AI Co., Limited Warrant
GFAIW
$675K
$115K 0.54%
301,563
-13,437
-4% -$5.12K
BFRIW icon
27
Biofrontera Inc. Warrants
BFRIW
$110K 0.52%
75,000
– –
GIWWW
28
DELISTED
GigInternational1, Inc. Warrant
GIWWW
$108K 0.51%
299,999
– –
AGTC
29
DELISTED
Applied Genetic Technologies Corporation
AGTC
$107K 0.5%
+100,000
New +$107K
STAB
30
DELISTED
Statera Biopharma, Inc. Common Stock
STAB
$105K 0.49%
+333,016
New +$105K
NRSNW icon
31
NeuroSense Therapeutics Ltd. Warrant
NRSNW
$15.1M
$96K 0.45%
160,000
– –
AUUDW
32
Auddia Inc Warrants
AUUDW
$50.3K
$88K 0.41%
150,000
– –
MTEKW icon
33
Maris-Tech Ltd. Warrants
MTEKW
$2.23M
$88K 0.41%
+297,600
New +$88K
GROY.WS
34
DELISTED
Gold Royalty Corp. Warrants, each warrant exercisable for one common share at an exercise price of $7.50
GROY.WS
$88K 0.41%
112,000
– –
CYTHW
35
DELISTED
Cyclo Therapeutics, Inc. Warrant
CYTHW
$87K 0.41%
63,036
-1,964
-3% -$2.71K
IMPP icon
36
Imperial Petroleum
IMPP
$116M
$83K 0.39%
+3,833
New +$83K
GRNAW
37
DELISTED
GreenLight Biosciences Holdings, PBC Warrant
GRNAW
$72K 0.34%
93,837
-6,163
-6% -$4.73K
AMPGW icon
38
Amplitech Group Warrants
AMPGW
$243K
$69K 0.32%
71,709
-3,291
-4% -$3.17K
FGIWW
39
FGI Industries Ltd. Warrant
FGIWW
$68K 0.32%
+102,500
New +$68K
PRPC.WS
40
DELISTED
CC Neuberger Principal Holdings III Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PRPC.WS
$68K 0.32%
110,014
-6,762
-6% -$4.18K
AENTW icon
41
Alliance Entertainment Holding Corp Warrants
AENTW
$22.6M
$64K 0.3%
+199,999
New +$64K
PETVW
42
DELISTED
PetVivo Holdings, Inc. Warrant
PETVW
$64K 0.3%
193,290
-6,710
-3% -$2.22K
OHAAW
43
DELISTED
OPY Acquisition Corp. I Warrant
OHAAW
$60K 0.28%
148,800
-1,200
-0.8% -$484
INM icon
44
InMed Pharmaceuticals
INM
$4.22M
$58K 0.27%
+123
New +$58K
PCTTW
45
PureCycle Technologies, Inc. Warrant
PCTTW
$727M
$57K 0.27%
20,014
-2,359
-11% -$6.72K
TGVCW
46
DELISTED
TG Venture Acquisition Corp. Warrants
TGVCW
$49K 0.23%
238,428
-11,572
-5% -$2.38K
BBLGW
47
Bone Biologics Corp Warrants
BBLGW
$48K 0.23%
4,682
-80
-2% -$820
RNERW
48
DELISTED
Mount Rainier Acquisition Corp. Warrant
RNERW
$48K 0.23%
+190,764
New +$48K
KWAC.WS
49
DELISTED
Kingswood Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common
KWAC.WS
$45K 0.21%
319,125
– –
NXGLW icon
50
NexGel, Inc Warrant
NXGLW
$620K
$40K 0.19%
90,000
– –
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