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EAM

Empery Asset Management Portfolio holdings

AUM $86.5M
This Fund
S&P 500
This Quarter Est. Return
-10.39%
1 Year Est. Return
–
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$47.9M
AUM Growth
–
Cap. Flow
+$67M
Cap. Flow %
139.83%
Top 10 Hldgs %
68.54%
Holding
70
New
70
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
POL.WS
Polished.com Inc. Warrants to Purchase Common Stock
POL.WS
+$11.1M
2
AIOS
AIOS Tech
AIOS
+$8.75M
3
AMPE
Ampio Pharmaceuticals Inc.
AMPE
+$5.3M
4
SRZN icon
Surrozen
SRZN
+$4.39M
5
ISPC icon
iSpecimen
ISPC
+$4.18M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Miscellaneous 46.04%
2 Healthcare 31.79%
3 Technology 6.63%
4 Financials 6.18%
5 Real Estate 3.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCYX icon
26
SCYNEXIS
SCYX
$54.9M
$264K 0.55%
+5,412
New +$266K
ARBEW icon
27
Arbe Robotics Warrant
ARBEW
$284K
$238K 0.5%
+200,000
New +$280K
LMPX
28
DELISTED
LMP Automotive Holdings, Inc. Common Stock
LMPX
$235K 0.49%
+33,671
New +$393K
LEXXW
29
DELISTED
Lexaria Bioscience Warrant
LEXXW
$204K 0.43%
+133,333
New +$261K
SBEAW
30
DELISTED
SilverBox Engaged Merger Corp I Warrant
SBEAW
$187K 0.39%
+133,333
New +$190K
WKSPW
31
DELISTED
Worksport, Ltd. Warrant
WKSPW
$185K 0.39%
+200,000
New +$267K
GIWWW
32
DELISTED
GigInternational1, Inc. Warrant
GIWWW
$183K 0.38%
+299,999
New +$206K
CYTHW
33
DELISTED
Cyclo Therapeutics, Inc. Warrant
CYTHW
$163K 0.34%
+65,000
New +$157K
KWAC.WS
34
DELISTED
Kingswood Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common
KWAC.WS
$139K 0.29%
+319,125
New +$172K
REVBW icon
35
Revelation Biosciences Warrant
REVBW
$135K 0.28%
+250,000
New +$153K
PRPC.WS
36
DELISTED
CC Neuberger Principal Holdings III Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PRPC.WS
$127K 0.27%
+116,776
New +$132K
PETVW
37
DELISTED
PetVivo Holdings, Inc. Warrant
PETVW
$124K 0.26%
+200,000
New +$130K
GRNAW
38
DELISTED
GreenLight Biosciences Holdings, PBC Warrant
GRNAW
$120K 0.25%
+100,000
New +$114K
GROY.WS
39
DELISTED
Gold Royalty Corp. Warrants, each warrant exercisable for one common share at an exercise price of $7.50
GROY.WS
$115K 0.24%
+112,000
New +$115K
TGVCW
40
DELISTED
TG Venture Acquisition Corp. Warrants
TGVCW
$106K 0.22%
+250,000
New +$112K
BBLGW
41
Bone Biologics Corp Warrants
BBLGW
$25M
$100K 0.21%
+4,762
New +$119K
AMPGW
42
DELISTED
Amplitech Group Warrants
AMPGW
$95K 0.2%
+75,000
New +$111K
NXGLW icon
43
NexGel Inc Warrant
NXGLW
$37.2K
$87K 0.18%
+90,000
New +$73.4K
SURGW
44
DELISTED
SurgePays, Inc. Warrant
SURGW
$85K 0.18%
+300,000
New +$213K
PCTTW
45
PureCycle Technologies Inc Warrant
PCTTW
$14.7M
$81K 0.17%
+22,373
New +$101K
DRMAW
46
DELISTED
Dermata Therapeutics Warrant
DRMAW
$75K 0.16%
+175,000
New +$138K
OHAAW
47
DELISTED
OPY Acquisition Corp. I Warrant
OHAAW
$75K 0.16%
+150,000
New +$82.3K
AUUDW
48
DELISTED
Auddia Inc Warrants
AUUDW
$71K 0.15%
+150,000
New +$90.7K
CINGW icon
49
Cingulate Inc Warrants
CINGW
$27.9K
$69K 0.14%
+500,000
New +$367K
KBNTW
50
DELISTED
Kubient, Inc. Warrant
KBNTW
$69K 0.14%
+80,000
New +$68.8K
1
2
3

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Empery Asset Management's Q4 2021 Portfolio in Review

Q4 2021 is the first quarter with a 13F filing on record for Empery Asset Management, which disclosed 70 positions worth $47.9M. Its ten largest holdings account for 69% of the portfolio.

Its largest position is Polished.com Inc. Warrants to Purchase Common Stock: 8,449,255 shares worth $8.87M.

By sector, the portfolio is most concentrated in Miscellaneous at 46% of assets, followed by Healthcare and Technology.

  • Empery Asset Management's largest Q4 2021 buy was Polished.com Inc. Warrants to Purchase Common Stock: 8,449,255 shares worth $8.87M.
  • Empery Asset Management's ten largest holdings make up 69% of its $47.9M portfolio in Q4 2021.
  • Empery Asset Management disclosed 70 positions in Q4 2021, its first 13F filing on record.

Based on Empery Asset Management's 13F filing for Q4 2021, filed 11 Feb 2022.