Duff & Phelps Investment Management’s Lumen LUMN Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2019 Q2	–	Sell	-800,000	Closed	-$9.59M	–	248
2019 Q1	$9.59M	Hold	800,000	–	–	0.14%	105
2018 Q4	$12.1M	Hold	800,000	–	–	0.2%	98
2018 Q3	$17M	Hold	800,000	–	–	0.26%	94
2018 Q2	$14.9M	Hold	800,000	–	–	0.22%	102
2018 Q1	$13.1M	Hold	800,000	–	–	0.21%	103
2017 Q4	$13.3M	Hold	800,000	–	–	0.19%	108
2017 Q3	$15.1M	Hold	800,000	–	–	0.21%	110
2017 Q2	$19.1M	Hold	800,000	–	–	0.28%	98
2017 Q1	$18.9M	Hold	800,000	–	–	0.27%	101
2016 Q4	$19M	Hold	800,000	–	–	0.27%	100
2016 Q3	$21.9M	Hold	800,000	–	–	0.31%	98
2016 Q2	$23.2M	Hold	800,000	–	–	0.35%	96
2016 Q1	$25.6M	Hold	800,000	–	–	0.41%	85
2015 Q4	$20.1M	Hold	800,000	–	–	0.34%	91
2015 Q3	$20.1M	Hold	800,000	–	–	0.32%	92
2015 Q2	$23.5M	Sell	800,000 -175,000	-18%	-$5.14M	0.36%	93
2015 Q1	$33.7M	Sell	975,000 -625,000	-39%	-$21.6M	0.47%	76
2014 Q4	$63.3M	Hold	1,600,000	–	–	0.87%	49
2014 Q3	$65.4M	Hold	1,600,000	–	–	0.93%	50
2014 Q2	$57.9M	Hold	1,600,000	–	–	0.87%	52
2014 Q1	$52.5M	Sell	1,600,000 -1,075,000	-40%	-$35.3M	0.87%	49
2013 Q4	$85.2M	Hold	2,675,000	–	–	1.49%	14
2013 Q3	$83.9M	Sell	2,675,000 -5,000	-0.2%	-$157K	1.45%	17
2013 Q2	$94.7M	Buy	+2,680,000	New	+$94.7M	1.65%	9