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DCM

DG Capital Management Portfolio holdings

AUM $326M
1-Year Est. Return 39.67%
This Fund
S&P 500
This Quarter Est. Return
+32.61%
1 Year Est. Return
+39.67%
3 Year Est. Return
+81.23%
5 Year Est. Return
+56.79%
10 Year Est. Return
–
AUM
$47.4M
AUM Growth
+$3.32M
Cap. Flow
-$3.51M
Cap. Flow %
-7.4%
Top 10 Hldgs %
100%
Holding
10
New
2
Increased
2
Reduced
4
Closed
1

Top Buys

Rank Stock Value
1
ZIXI
Zix Corporation
ZIXI
+$694K
2
BKEP
Blueknight Energy Partners L.P.
BKEP
+$50.6K
3
CHCT
Community Healthcare Trust
CHCT
+$41.5K

Top Sells

Rank Stock Value
1
AWRE icon
Aware
AWRE
+$2.71M
2
VATE icon
INNOVATE Corp
VATE
+$1.84M
3
BCIC
BCP Investment Corp
BCIC
+$1.83M
4
GYRE icon
Gyre Therapeutics
GYRE
+$36.5K
5
INSG icon
Inseego
INSG
+$8K

Sector Composition

Rank Sector Weight
1 Energy 34.3%
2 Healthcare 21.17%
3 Technology 17.9%
4 Real Estate 13.31%
5 Financials 8.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKEP
1
DELISTED
Blueknight Energy Partners L.P.
BKEP
$16.3M 34.31%
2,672,577
+8,638
+0.3% +$50.6K
AEGR
2
DELISTED
Aegerion Pharmaceuticals
AEGR
– –
0
– –
AWRE icon
3
Aware
AWRE
$24.2M
$7.77M 16.38%
1,466,668
-540,295
-27% -$2.71M
CHCT
4
Community Healthcare Trust
CHCT
$543M
$6.32M 13.31%
288,110
+1,844
+0.6% +$41.5K
BCIC
5
BCP Investment Corp
BCIC
$88.3M
$3.8M 8.01%
82,076
-43,250
-35% -$1.83M
ZIXI
6
DELISTED
Zix Corporation
ZIXI
$721K 1.52%
+175,746
New +$694K
VATE icon
7
INNOVATE Corp
VATE
$106M
$387K 0.82%
7,098
-39,953
-85% -$1.84M
GYRE icon
8
Gyre Therapeutics
GYRE
$668M
$22K 0.05%
160
-242
-60% -$36.5K
INSG icon
9
Inseego
INSG
$111M
– –
-500
Closed -$8K

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DG Capital Management's Q3 2016 Portfolio in Review

As of Q3 2016, DG Capital Management held 10 positions worth $47.4M, up 7.5% from $44.1M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

DG Capital Management withdrew a net $3.51M in Q3 2016, closing 1 position and reducing 4 holdings. Its most notable exit was Inseego, an estimated $8K position sold in full.

By sector, the portfolio is most concentrated in Energy at 34% of assets, up from 32% a quarter earlier, followed by Healthcare and Technology.

Against the trend, DG Capital Management opened a new position in Zix Corporation worth $721K.

  • DG Capital Management's largest Q3 2016 buy was Zix Corporation: 175,746 shares worth $721K.
  • DG Capital Management added most to Blueknight Energy Partners L.P. in Q3 2016, an estimated $50.6K increase.
  • DG Capital Management's biggest Q3 2016 reduction was Aware, cutting an estimated $2.71M.
  • DG Capital Management fully exited Inseego in Q3 2016, selling an estimated $8K.
  • DG Capital Management's ten largest holdings make up 100% of its $47.4M portfolio in Q3 2016.
  • DG Capital Management opened 2 new positions and closed 1 in Q3 2016.
  • DG Capital Management's portfolio value rose 7.5% quarter-over-quarter to $47.4M.

Based on DG Capital Management's 13F filing for Q3 2016, filed 14 Nov 2016.