DG Capital Management’s INNOVATE Corp VATE Stock Holding History

DG Capital Management’s Portfolio VATE Stock Details VATE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	$387K	Sell	7,098 -39,953	-85%	-$1.84M	0.82%	8
2016 Q2	$2.02M	Hold	47,051	–	–	4.58%	6
2016 Q1	$1.8M	Hold	47,051	–	–	2.22%	13
2015 Q4	$2.49M	Sell	47,051 -25,897	-36%	-$1.7M	3.97%	10
2015 Q3	$5.11M	Sell	72,948 -8,188	-10%	-$612K	5.95%	9
2015 Q2	$7.26M	Sell	81,136 -27,345	-25%	-$2.95M	6.42%	5
2015 Q1	$11.9M	Sell	108,481 -10,753	-9%	-$910K	13.33%	3
2014 Q4	$10.1M	Buy	+119,234	New	+$9.91M	6.31%	5

Other funds holding VATE

Jefferies Group New York $12B AUM 6.2% 1-Year Est. Return

WIM

Wingspan Investment Management New York $215M AUM 30.25% 1-Year Est. Return

Putnam Investments Boston, Massachusetts $75.7B AUM 34.45% 1-Year Est. Return

MIM

Mittleman Investment Management Melville, New York $17.4M AUM 36.11% 1-Year Est. Return

WPP

Whalerock Point Partners Providence, Rhode Island $518M AUM 25.26% 1-Year Est. Return

Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada $116B AUM 26.37% 1-Year Est. Return

AFG

American Financial Group Cincinnati, Ohio $270M AUM 3.25% 1-Year Est. Return

SPH

Steel Partners Holdings New York $96.4M AUM

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

DG Capital Management's VATE Position: Q3 2016 in Review

DG Capital Management reduced its INNOVATE Corp (VATE) stake by 85% in Q3 2016, selling an estimated $1.84M and leaving 7,098 shares worth $387K. The position accounts for 0.82% of the portfolio, ranked #8.

DG Capital Management first reported a position in VATE in Q4 2014 and has held it in 8 quarters since. The position peaked at $11.9M in Q1 2015. 79 funds tracked by Wall St. Rank hold VATE as of Q3 2016.

DG Capital Management held 7,098 shares of INNOVATE Corp worth $387K as of Q3 2016.
DG Capital Management sold 39,953 INNOVATE Corp shares in Q3 2016, an estimated $1.84M.
INNOVATE Corp made up 0.82% of DG Capital Management's portfolio in Q3 2016, its #8 holding.
DG Capital Management first reported a position in INNOVATE Corp in Q4 2014 and has held it in 8 quarters since.
DG Capital Management's INNOVATE Corp position peaked at $11.9M in Q1 2015.
79 funds tracked by Wall St. Rank held INNOVATE Corp as of Q3 2016.

Based on DG Capital Management's 13F filing for Q3 2016, filed 14 Nov 2016.