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DCM

DG Capital Management Portfolio holdings

AUM $475M
1-Year Est. Return 36.12%
This Fund
S&P 500
This Quarter Est. Return
-18.45%
1 Year Est. Return
+36.12%
3 Year Est. Return
+76.68%
5 Year Est. Return
+51.18%
10 Year Est. Return
–
AUM
$86M
AUM Growth
-$27.1M
Cap. Flow
-$3.06M
Cap. Flow %
-3.56%
Top 10 Hldgs %
88.49%
Holding
21
New
1
Increased
11
Reduced
3
Closed
5

Top Buys

Rank Stock Value
1
LMOS
Lumos Networks Corp
LMOS
+$7.6M
2
KOP icon
Koppers
KOP
+$4.59M
3
SURG
SYNERGETICS USA, INC.
SURG
+$4.41M
4
MVC
MVC Capital, Inc.
MVC
+$3.15M
5
BKEP
Blueknight Energy Partners L.P.
BKEP
+$2.24M

Top Sells

Rank Stock Value
1
REMY
REMY INTL INC NEW COMMON
REMY
+$5.58M
2
TLGT
Teligent, Inc
TLGT
+$3.55M
3
WLB
Westmoreland Coal Company
WLB
+$2.49M
4
SALM
Salem Media Group, Inc. Class A Common Stock
SALM
+$1.4M
5
MCGC
MCG CAP CORP
MCGC
+$1.05M

Sector Composition

Rank Sector Weight
1 Energy 25.01%
2 Real Estate 15.81%
3 Financials 13.96%
4 Communication Services 11.46%
5 Materials 8.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKEP
1
DELISTED
Blueknight Energy Partners L.P.
BKEP
$15.9M 18.53%
2,819,428
+335,847
+14% +$2.24M
CHCT
2
Community Healthcare Trust
CHCT
$422M
$10.7M 12.5%
675,945
+28,245
+4% +$513K
LMOS
3
DELISTED
Lumos Networks Corp
LMOS
$7.25M 8.43%
596,173
+582,704
+4,326% +$7.6M
KOP icon
4
Koppers
KOP
$870M
$7.08M 8.23%
350,851
+216,089
+160% +$4.59M
MVC
5
DELISTED
MVC Capital, Inc.
MVC
$6.9M 8.03%
840,684
+330,955
+65% +$3.15M
AWRE icon
6
Aware
AWRE
$27M
$6.8M 7.91%
2,029,450
+380,716
+23% +$1.3M
SURG
7
DELISTED
SYNERGETICS USA, INC.
SURG
$5.58M 6.5%
+850,000
New +$4.41M
WLB
8
DELISTED
Westmoreland Coal Company
WLB
$5.57M 6.48%
395,261
-169,350
-30% -$2.49M
VATE icon
9
INNOVATE Corp
VATE
$98.8M
$5.11M 5.95%
72,948
-8,188
-10% -$612K
BCIC
10
BCP Investment Corp
BCIC
$88.5M
$5.1M 5.93%
113,013
+2,252
+2% +$113K
UNIT
11
Uniti Group
UNIT
$2.36B
$2.84M 3.3%
158,550
– –
PTX
12
DELISTED
Pernix Therapeutics Holdings, Inc.
PTX
$2.2M 2.56%
69,581
+954
+1% +$45.6K
SALM
13
DELISTED
Salem Media Group, Inc. Class A Common Stock
SALM
$1.67M 1.94%
272,266
-230,201
-46% -$1.4M
GYRE icon
14
Gyre Therapeutics
GYRE
$709M
$1.19M 1.39%
2,274
+238
+12% +$363K
IYR icon
15
PUT
iShares US Real Estate ETF
IYR
$4.31B
$1.06M 1.24%
500,000
+493,000
+7,043% +$35.9M
JMG
16
DELISTED
JOURNAL MEDIA GROUP INC COM
JMG
$932K 1.08%
124,297
+92,025
+285% +$682K
TLGT
17
DELISTED
Teligent, Inc
TLGT
– –
-56,327
Closed -$3.55M
WLB
18
PUT
DELISTED
Westmoreland Coal Company
WLB
– –
-1,395
Closed -$66K
REMY
19
DELISTED
REMY INTL INC NEW COMMON
REMY
– –
-252,162
Closed -$5.58M
MCGC
20
DELISTED
MCG CAP CORP
MCGC
– –
-230,853
Closed -$1.05M

Similar funds

PEA
Park Edge Advisors Cleveland, Ohio $475M AUM 23.17% 1-Year Est. Return
FTA
Financial & Tax Architects St Louis, Missouri $474M AUM 16.26% 1-Year Est. Return
LFS
Lighthouse Financial Services Brea, California $476M AUM
JGCM
Joseph Group Capital Management Columbus, Ohio $476M AUM 21.21% 1-Year Est. Return
CIC
Chase Investment Counsel Charlottesville, Virginia $474M AUM 95.11% 1-Year Est. Return
SSI
Scott & Selber Inc Houston, Texas $474M AUM 72.6% 1-Year Est. Return
PA
Paragon Advisors College Station, Texas $476M AUM 31.93% 1-Year Est. Return
IIM
Ipswich Investment Management Beverly, Massachusetts $474M AUM 35.58% 1-Year Est. Return

DG Capital Management's Q3 2015 Portfolio in Review

As of Q3 2015, DG Capital Management held 21 positions worth $86M, down 24% from $113M the previous quarter. Its ten largest holdings account for 88% of the portfolio.

DG Capital Management withdrew a net $3.06M in Q3 2015, closing 5 positions and reducing 3 holdings. Its most notable exit was REMY INTL INC NEW COMMON, an estimated $5.58M position sold in full.

By sector, the portfolio is most concentrated in Energy at 25% of assets, down from 27% a quarter earlier, followed by Real Estate and Financials.

Against the trend, DG Capital Management opened a new position in SYNERGETICS USA, INC. worth $5.58M.

  • DG Capital Management's largest Q3 2015 buy was SYNERGETICS USA, INC.: 850,000 shares worth $5.58M.
  • DG Capital Management added most to Lumos Networks Corp in Q3 2015, an estimated $7.6M increase.
  • DG Capital Management's biggest Q3 2015 reduction was Westmoreland Coal Company, cutting an estimated $2.49M.
  • DG Capital Management fully exited REMY INTL INC NEW COMMON in Q3 2015, selling an estimated $5.58M.
  • DG Capital Management's ten largest holdings make up 88% of its $86M portfolio in Q3 2015.
  • DG Capital Management opened 1 new position and closed 5 in Q3 2015.
  • DG Capital Management's portfolio value fell 24% quarter-over-quarter to $86M.

Based on DG Capital Management's 13F filing for Q3 2015, filed 16 Nov 2015.