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DCM

DG Capital Management Portfolio holdings

AUM $326M
1-Year Est. Return 39.67%
This Fund
S&P 500
This Quarter Est. Return
+9.6%
1 Year Est. Return
+39.67%
3 Year Est. Return
+81.23%
5 Year Est. Return
+56.79%
10 Year Est. Return
–
AUM
$44.1M
AUM Growth
-$37M
Cap. Flow
-$49.2M
Cap. Flow %
-111.41%
Top 10 Hldgs %
100%
Holding
17
New
1
Increased
2
Reduced
2
Closed
9

Top Buys

Rank Stock Value
1
AWRE icon
Aware
AWRE
+$293K
2
CHCT
Community Healthcare Trust
CHCT
+$82.9K
3
INSG icon
Inseego
INSG
+$7.67K

Top Sells

Rank Stock Value
1
WLB
Westmoreland Coal Company
WLB
+$5.74M
2
KOP icon
Koppers
KOP
+$5.15M
3
LMOS
Lumos Networks Corp
LMOS
+$4.2M
4
MVC
MVC Capital, Inc.
MVC
+$4.04M
5
SPA
Sparton
SPA
+$2.21M

Sector Composition

Rank Sector Weight
1 Energy 31.82%
2 Technology 19.76%
3 Real Estate 13.72%
4 Financials 11.13%
5 Industrials 4.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKEP
1
DELISTED
Blueknight Energy Partners L.P.
BKEP
$14M 31.82%
2,663,939
-68,630
-3% -$350K
AWRE icon
2
Aware
AWRE
$24.2M
$8.71M 19.74%
2,006,963
+71,112
+4% +$293K
CHCT
3
Community Healthcare Trust
CHCT
$543M
$6.05M 13.72%
286,266
+4,374
+2% +$82.9K
BCIC
4
BCP Investment Corp
BCIC
$88.3M
$4.91M 11.13%
125,326
– –
VATE icon
5
INNOVATE Corp
VATE
$106M
$2.02M 4.58%
47,051
– –
GYRE icon
6
Gyre Therapeutics
GYRE
$668M
$69K 0.16%
402
-979
-71% -$167K
INSG icon
7
Inseego
INSG
$111M
$8K 0.02%
+500
New +$7.67K
GPRE icon
8
PUT
Green Plains
GPRE
$1.15B
– –
-190,000
Closed -$3.03M
HYG icon
9
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
– –
-250,000
Closed -$20.4M
KOP icon
10
Koppers
KOP
$965M
– –
-228,995
Closed -$5.15M
SIX
11
PUT
DELISTED
Six Flags Entertainment Corp.
SIX
– –
-50,000
Closed -$2.77M
MVC
12
DELISTED
MVC Capital, Inc.
MVC
– –
-541,282
Closed -$4.04M
NVTR
13
DELISTED
Nuvectra Corporation Common Stock
NVTR
– –
-270,593
Closed -$1.46M
SPA
14
DELISTED
Sparton
SPA
– –
-122,648
Closed -$2.21M
WLB
15
DELISTED
Westmoreland Coal Company
WLB
– –
-796,401
Closed -$5.74M
LMOS
16
DELISTED
Lumos Networks Corp
LMOS
– –
-326,911
Closed -$4.2M

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DG Capital Management's Q2 2016 Portfolio in Review

As of Q2 2016, DG Capital Management held 17 positions worth $44.1M, down 46% from $81.1M the previous quarter. Its ten largest holdings account for 100% of the portfolio.

DG Capital Management withdrew a net $49.2M in Q2 2016, closing 9 positions and reducing 2 holdings. Its most notable exit was Westmoreland Coal Company, an estimated $5.74M position sold in full.

By sector, the portfolio is most concentrated in Energy at 32% of assets, up from 23% a quarter earlier, followed by Technology and Real Estate.

Against the trend, DG Capital Management opened a new position in Inseego worth $8K.

  • DG Capital Management's largest Q2 2016 buy was Inseego: 500 shares worth $8K.
  • DG Capital Management added most to Aware in Q2 2016, an estimated $293K increase.
  • DG Capital Management's biggest Q2 2016 reduction was Blueknight Energy Partners L.P., cutting an estimated $350K.
  • DG Capital Management fully exited Westmoreland Coal Company in Q2 2016, selling an estimated $5.74M.
  • DG Capital Management's ten largest holdings make up 100% of its $44.1M portfolio in Q2 2016.
  • DG Capital Management opened 1 new position and closed 9 in Q2 2016.
  • DG Capital Management's portfolio value fell 46% quarter-over-quarter to $44.1M.

Based on DG Capital Management's 13F filing for Q2 2016, filed 15 Aug 2016.