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DCM

DG Capital Management Portfolio holdings

AUM $326M
1-Year Est. Return 39.67%
This Fund
S&P 500
This Quarter Est. Return
-6.58%
1 Year Est. Return
+39.67%
3 Year Est. Return
+81.23%
5 Year Est. Return
+56.79%
10 Year Est. Return
–
AUM
$62.6M
AUM Growth
-$23.3M
Cap. Flow
-$18.6M
Cap. Flow %
-29.71%
Top 10 Hldgs %
94.54%
Holding
18
New
1
Increased
3
Reduced
8
Closed
5

Top Buys

Rank Stock Value
1
WLB
Westmoreland Coal Company
WLB
+$2.24M
2
BCIC
BCP Investment Corp
BCIC
+$568K
3
BKEP
Blueknight Energy Partners L.P.
BKEP
+$175K

Top Sells

Rank Stock Value
1
SURG
SYNERGETICS USA, INC.
SURG
+$5.58M
2
CHCT
Community Healthcare Trust
CHCT
+$3.68M
3
UNIT
Uniti Group
UNIT
+$2.84M
4
KOP icon
Koppers
KOP
+$2.47M
5
MVC
MVC Capital, Inc.
MVC
+$2.42M

Sector Composition

Rank Sector Weight
1 Energy 31.88%
2 Real Estate 13.96%
3 Communication Services 10.51%
4 Technology 10.28%
5 Financials 8.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKEP
1
DELISTED
Blueknight Energy Partners L.P.
BKEP
$16M 25.57%
2,849,595
+30,167
+1% +$175K
CHCT
2
Community Healthcare Trust
CHCT
$543M
$8.74M 13.96%
474,345
-201,600
-30% -$3.68M
AWRE icon
3
Aware
AWRE
$24.2M
$6.44M 10.28%
1,974,676
-54,774
-3% -$175K
LMOS
4
DELISTED
Lumos Networks Corp
LMOS
$5.36M 8.55%
478,291
-117,882
-20% -$1.42M
BCIC
5
BCP Investment Corp
BCIC
$88.3M
$5.1M 8.14%
125,326
+12,313
+11% +$568K
KOP icon
6
Koppers
KOP
$965M
$4.18M 6.67%
228,995
-121,856
-35% -$2.47M
MVC
7
DELISTED
MVC Capital, Inc.
MVC
$3.99M 6.37%
541,282
-299,402
-36% -$2.42M
WLB
8
DELISTED
Westmoreland Coal Company
WLB
$3.95M 6.31%
672,012
+276,751
+70% +$2.24M
FIT
9
PUT
DELISTED
Fitbit, Inc. Class A common stock
FIT
$2.96M 4.72%
+100,000
New +$3.3M
VATE icon
10
INNOVATE Corp
VATE
$106M
$2.49M 3.97%
47,051
-25,897
-36% -$1.7M
SALM
11
DELISTED
Salem Media Group, Inc. Class A Common Stock
SALM
$1.23M 1.96%
245,954
-26,312
-10% -$152K
GYRE icon
12
Gyre Therapeutics
GYRE
$668M
$579K 0.92%
1,644
-630
-28% -$248K
IYR icon
13
PUT
iShares US Real Estate ETF
IYR
$4.76B
– –
-500,000
Closed -$1.06M
UNIT
14
Uniti Group
UNIT
$2.53B
– –
-158,550
Closed -$2.84M
PTX
15
DELISTED
Pernix Therapeutics Holdings, Inc.
PTX
– –
-69,581
Closed -$2.2M
JMG
16
DELISTED
JOURNAL MEDIA GROUP INC COM
JMG
– –
-124,297
Closed -$932K
SURG
17
DELISTED
SYNERGETICS USA, INC.
SURG
– –
-850,000
Closed -$5.58M

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DG Capital Management's Q4 2015 Portfolio in Review

As of Q4 2015, DG Capital Management held 18 positions worth $62.6M, down 27% from $86M the previous quarter. Its ten largest holdings account for 95% of the portfolio.

DG Capital Management withdrew a net $18.6M in Q4 2015, closing 5 positions and reducing 8 holdings. Its most notable exit was SYNERGETICS USA, INC., an estimated $5.58M position sold in full.

By sector, the portfolio is most concentrated in Energy at 32% of assets, up from 25% a quarter earlier, followed by Real Estate and Communication Services.

Against the trend, DG Capital Management added an estimated $2.24M to Westmoreland Coal Company.

  • DG Capital Management added most to Westmoreland Coal Company in Q4 2015, an estimated $2.24M increase.
  • DG Capital Management's biggest Q4 2015 reduction was Community Healthcare Trust, cutting an estimated $3.68M.
  • DG Capital Management fully exited SYNERGETICS USA, INC. in Q4 2015, selling an estimated $5.58M.
  • DG Capital Management's ten largest holdings make up 95% of its $62.6M portfolio in Q4 2015.
  • DG Capital Management opened 1 new position and closed 5 in Q4 2015.
  • DG Capital Management's portfolio value fell 27% quarter-over-quarter to $62.6M.

Based on DG Capital Management's 13F filing for Q4 2015, filed 11 Feb 2016.