DS
SWS

David Shaw’s SWS GROUP INC SWS Stock Holding History

David Shaw’s Portfolio SWS Stock Details SWS Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q4 		– Sell
-36,438
Closed -$251K – 4498
2014
Q3 		$251K Sell
36,438
-17,163
-32% -$124K ﹤0.01% 3780
2014
Q2 		$390K Sell
53,601
-29,671
-36% -$220K ﹤0.01% 3697
2014
Q1 		$623K Buy
83,272
+60,209
+261% +$462K ﹤0.01% 3416
2013
Q4 		$140K Buy
+23,063
New +$136K ﹤0.01% 4331

Other funds holding SWS

Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return
HH
Hilltop Holdings Dallas, Texas $1.29B AUM 35.96% 1-Year Est. Return
OHCM
Oak Hill Capital Management New York $310M AUM 17.23% 1-Year Est. Return
HCMT
Highland Capital Management (Texas) Dallas, Texas $39M AUM
BFA
BlackRock Fund Advisors San Francisco, California $542B AUM 18.14% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
BIT
BlackRock Institutional Trust San Francisco, California $675B AUM 16.26% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return
GF
Gabelli Funds Rye, New York $15.7B AUM 36.4% 1-Year Est. Return
GI
GAMCO Investors Greenwich, Connecticut $11.1B AUM 41.79% 1-Year Est. Return

David Shaw's SWS Position: Q4 2014 in Review

David Shaw sold out of SWS GROUP INC (SWS) in Q4 2014, closing a stake of 36,438 shares — an estimated $251K sold.

David Shaw first reported a position in SWS in Q4 2013 and held it in 4 quarters. The position peaked at $623K in Q1 2014. 87 funds tracked by Wall St. Rank hold SWS as of Q4 2014.

  • David Shaw reported no remaining SWS GROUP INC position as of Q4 2014 after selling out during the quarter.
  • David Shaw sold 36,438 SWS GROUP INC shares in Q4 2014, an estimated $251K.
  • David Shaw first reported a position in SWS GROUP INC in Q4 2013 and held it in 4 quarters.
  • David Shaw's SWS GROUP INC position peaked at $623K in Q1 2014.
  • 87 funds tracked by Wall St. Rank held SWS GROUP INC as of Q4 2014.

Based on D.E. Shaw & Co's 13F filing for Q4 2014, filed 17 Feb 2015.