David Shaw’s Principal Financial Group PFG Stock Holding History

David Shaw’s Portfolio PFG Stock Details PFG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q2	–	Sell	-19,300	Closed	-$1.16M	–	4950
2021 Q1	$1.16M	Hold	19,300	–	–	﹤0.01%	3007
2020 Q4	$957K	Hold	19,300	–	–	﹤0.01%	3051
2020 Q3	$777K	Buy	+19,300	New	+$823K	﹤0.01%	3005
2019 Q2	–	Sell	-7,400	Closed	-$371K	–	3813
2019 Q1	$371K	Hold	7,400	–	–	﹤0.01%	3128
2018 Q4	$327K	Buy	+7,400	New	+$364K	﹤0.01%	3304
2014 Q2	–	Sell	-20,000	Closed	-$920K	–	4450
2014 Q1	$920K	Sell	20,000 -33,900	-63%	-$1.55M	﹤0.01%	3106
2013 Q4	$2.66M	Hold	53,900	–	–	﹤0.01%	2246
2013 Q3	$2.31M	Buy	53,900 +43,900	+439%	+$1.83M	﹤0.01%	2294
2013 Q2	$375K	Buy	+10,000	New	+$366K	﹤0.01%	3439

Other funds holding PFG

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

NLI

Nippon Life Insurance Tokyo, Japan $6.04B AUM 4.21% 1-Year Est. Return

Vanguard Capital Management Malvern, Pennsylvania $4.68T AUM

Vanguard Portfolio Management Malvern, Pennsylvania $2.22T AUM

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Charles Schwab San Francisco, California $751B AUM 38.74% 1-Year Est. Return

Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

David Shaw's PFG Position: Q2 2026 in Review

David Shaw increased its Principal Financial Group (PFG) stake by 65% in Q2 2026, buying an estimated $765K and bringing the position to 19,193 shares worth $2.07M. The position accounts for ﹤0.01% of the portfolio, ranked #3176.

David Shaw first reported a position in PFG in Q2 2013 and has held it in 50 quarters since. The position peaked at $31.2M in Q1 2024. 950 funds tracked by Wall St. Rank hold PFG as of Q2 2026.

David Shaw held 19,193 shares of Principal Financial Group worth $2.07M as of Q2 2026.
David Shaw bought 7,537 Principal Financial Group shares in Q2 2026, an estimated $765K.
Principal Financial Group made up ﹤0.01% of David Shaw's portfolio in Q2 2026, its #3176 holding.
David Shaw first reported a position in Principal Financial Group in Q2 2013 and has held it in 50 quarters since.
David Shaw's Principal Financial Group position peaked at $31.2M in Q1 2024.
950 funds tracked by Wall St. Rank held Principal Financial Group as of Q2 2026.

Based on D.E. Shaw & Co's 13F filing for Q2 2026, filed 14 Aug 2026.