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David Shaw’s Principal Financial Group PFG Stock Holding History

David Shaw’s Portfolio PFG Stock Details PFG Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q2 		– Sell
-40,000
Closed -$1.84M – 4448
2014
Q1 		$1.84M Sell
40,000
-26,300
-40% -$1.2M ﹤0.01% 2472
2013
Q4 		$3.27M Sell
66,300
-45,000
-40% -$2.14M ﹤0.01% 2053
2013
Q3 		$4.77M Buy
111,300
+74,900
+206% +$3.12M 0.01% 1636
2013
Q2 		$1.36M Buy
+36,400
New +$1.33M ﹤0.01% 2456

Other funds holding PFG

BlackRock
BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return
NLI
Nippon Life Insurance Tokyo, Japan $6.04B AUM 4.21% 1-Year Est. Return
Vanguard Capital Management
Vanguard Capital Management Malvern, Pennsylvania $4.68T AUM
Vanguard Portfolio Management
Vanguard Portfolio Management Malvern, Pennsylvania $2.22T AUM
State Street
State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return
Charles Schwab
Charles Schwab San Francisco, California $751B AUM 38.74% 1-Year Est. Return
Capital World Investors
Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

David Shaw's PFG Position: Q2 2026 in Review

David Shaw increased its Principal Financial Group (PFG) stake by 65% in Q2 2026, buying an estimated $765K and bringing the position to 19,193 shares worth $2.07M. The position accounts for ﹤0.01% of the portfolio, ranked #3176.

David Shaw first reported a position in PFG in Q2 2013 and has held it in 50 quarters since. The position peaked at $31.2M in Q1 2024. 950 funds tracked by Wall St. Rank hold PFG as of Q2 2026.

  • David Shaw held 19,193 shares of Principal Financial Group worth $2.07M as of Q2 2026.
  • David Shaw bought 7,537 Principal Financial Group shares in Q2 2026, an estimated $765K.
  • Principal Financial Group made up ﹤0.01% of David Shaw's portfolio in Q2 2026, its #3176 holding.
  • David Shaw first reported a position in Principal Financial Group in Q2 2013 and has held it in 50 quarters since.
  • David Shaw's Principal Financial Group position peaked at $31.2M in Q1 2024.
  • 950 funds tracked by Wall St. Rank held Principal Financial Group as of Q2 2026.

Based on D.E. Shaw & Co's 13F filing for Q2 2026, filed 14 Aug 2026.