David Shaw’s LPL Financial LPLA Stock Holding History

David Shaw’s Portfolio LPLA Stock Details LPLA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$563K	Buy	+2,000	New	+$600K	﹤0.01%	4131
2026 Q1	–	Sell	-3,500	Closed	-$1.25M	–	4822
2025 Q4	$1.25M	Sell	3,500 -2,200	-39%	-$778K	﹤0.01%	3389
2025 Q3	$1.9M	Hold	5,700	–	–	﹤0.01%	3020
2025 Q2	$2.14M	Buy	5,700 +3,800	+200%	+$1.33M	﹤0.01%	2694
2025 Q1	$622K	Buy	+1,900	New	+$662K	﹤0.01%	3368
2020 Q3	–	Sell	-28,400	Closed	-$2.23M	–	4010
2020 Q2	$2.23M	Hold	28,400	–	–	﹤0.01%	2329
2020 Q1	$1.55M	Hold	28,400	–	–	﹤0.01%	2384
2019 Q4	$2.62M	Buy	+28,400	New	+$2.44M	﹤0.01%	2259
2014 Q3	–	Sell	-11,200	Closed	-$557K	–	4264
2014 Q2	$557K	Hold	11,200	–	–	﹤0.01%	3442
2014 Q1	$588K	Buy	+11,200	New	+$591K	﹤0.01%	3466
2013 Q4	–	Sell	-8,000	Closed	-$306K	–	4580
2013 Q3	$306K	Hold	8,000	–	–	﹤0.01%	3892
2013 Q2	$302K	Buy	+8,000	New	+$286K	﹤0.01%	3568

Other funds holding LPLA

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Dodge & Cox San Francisco, California $191B AUM 17.5% 1-Year Est. Return

Boston Partners Boston, Massachusetts $113B AUM 38.87% 1-Year Est. Return

Jupiter Topco New York $245B AUM

Vanguard Portfolio Management Malvern, Pennsylvania $2.22T AUM

Vanguard Capital Management Malvern, Pennsylvania $4.68T AUM

Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return

Samlyn Capital New York $6.14B AUM 42.05% 1-Year Est. Return

Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

David Shaw's LPLA Position: Q1 2026 in Review

David Shaw sold out of LPL Financial (LPLA) in Q1 2026, closing a stake of 78,252 shares — an estimated $27.9M sold.

David Shaw first reported a position in LPLA in Q2 2013 and held it in 43 quarters. The position peaked at $250M in Q1 2024. 767 funds tracked by Wall St. Rank hold LPLA as of Q1 2026.

David Shaw reported no remaining LPL Financial position as of Q1 2026 after selling out during the quarter.
David Shaw sold 78,252 LPL Financial shares in Q1 2026, an estimated $27.9M.
David Shaw first reported a position in LPL Financial in Q2 2013 and held it in 43 quarters.
David Shaw's LPL Financial position peaked at $250M in Q1 2024.
767 funds tracked by Wall St. Rank held LPL Financial as of Q1 2026.

Based on D.E. Shaw & Co's 13F filing for Q1 2026, filed 15 May 2026.