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David Shaw’s LPL Financial LPLA Stock Holding History

David Shaw’s Portfolio LPLA Stock Details LPLA Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q4 		– Sell
-1,900
Closed -$632K – 4833
2025
Q3 		$632K Hold
1,900
– – ﹤0.01% 3739
2025
Q2 		$712K Buy
+1,900
New +$666K ﹤0.01% 3458
2014
Q3 		– Sell
-15,600
Closed -$776K – 4265
2014
Q2 		$776K Hold
15,600
– – ﹤0.01% 3160
2014
Q1 		$820K Sell
15,600
-4,900
-24% -$259K ﹤0.01% 3204
2013
Q4 		$964K Hold
20,500
– – ﹤0.01% 3200
2013
Q3 		$785K Hold
20,500
– – ﹤0.01% 3258
2013
Q2 		$774K Buy
+20,500
New +$733K ﹤0.01% 2915

Other funds holding LPLA

BlackRock
BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return
Dodge & Cox
Dodge & Cox San Francisco, California $191B AUM 17.5% 1-Year Est. Return
Boston Partners
Boston Partners Boston, Massachusetts $113B AUM 38.87% 1-Year Est. Return
JT
Jupiter Topco New York $245B AUM
Vanguard Portfolio Management
Vanguard Portfolio Management Malvern, Pennsylvania $2.22T AUM
Vanguard Capital Management
Vanguard Capital Management Malvern, Pennsylvania $4.68T AUM
Principal Financial Group
Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return
SC
Samlyn Capital New York $6.14B AUM 42.05% 1-Year Est. Return
Capital World Investors
Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

David Shaw's LPLA Position: Q1 2026 in Review

David Shaw sold out of LPL Financial (LPLA) in Q1 2026, closing a stake of 78,252 shares — an estimated $27.9M sold.

David Shaw first reported a position in LPLA in Q2 2013 and held it in 43 quarters. The position peaked at $250M in Q1 2024. 767 funds tracked by Wall St. Rank hold LPLA as of Q1 2026.

  • David Shaw reported no remaining LPL Financial position as of Q1 2026 after selling out during the quarter.
  • David Shaw sold 78,252 LPL Financial shares in Q1 2026, an estimated $27.9M.
  • David Shaw first reported a position in LPL Financial in Q2 2013 and held it in 43 quarters.
  • David Shaw's LPL Financial position peaked at $250M in Q1 2024.
  • 767 funds tracked by Wall St. Rank held LPL Financial as of Q1 2026.

Based on D.E. Shaw & Co's 13F filing for Q1 2026, filed 15 May 2026.