D.E. Shaw & Co’s Axos Financial AX Stock Holding History

D.E. Shaw & Co’s Portfolio AX Stock Details AX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-17,100	Closed	-$674K	–	4250
2023 Q2	$674K	Hold	17,100	–	–	﹤0.01%	3288
2023 Q1	$631K	Buy	+17,100	New	+$738K	﹤0.01%	3434
2019 Q2	–	Sell	-9,600	Closed	-$278K	–	3659
2019 Q1	$278K	Hold	9,600	–	–	﹤0.01%	3254
2018 Q4	$242K	Buy	+9,600	New	+$290K	﹤0.01%	3460
2016 Q1	–	Sell	-173,200	Closed	-$3.65M	–	3407
2015 Q4	$3.65M	Sell	173,200 -33,200	-16%	-$782K	0.01%	1665
2015 Q3	$6.65M	Buy	206,400 +141,600	+219%	+$4.23M	0.01%	1204
2015 Q2	$1.71M	Buy	64,800 +31,600	+95%	+$751K	﹤0.01%	2310
2015 Q1	$772K	Buy	+33,200	New	+$729K	﹤0.01%	2751
2014 Q4	–	Sell	-124,400	Closed	-$2.26M	–	3998
2014 Q3	$2.26M	Sell	124,400 -281,200	-69%	-$5.31M	﹤0.01%	2144
2014 Q2	$7.45M	Sell	405,600 -364,800	-47%	-$7.18M	0.01%	1316
2014 Q1	$16.5M	Buy	770,400 +28,400	+4%	+$610K	0.02%	754
2013 Q4	$14.5M	Sell	742,000 -76,000	-9%	-$1.37M	0.02%	874
2013 Q3	$13.3M	Buy	818,000 +597,600	+271%	+$8.9M	0.02%	820
2013 Q2	$2.52M	Buy	+220,400	New	+$2.29M	﹤0.01%	1906

Other funds holding AX

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

VPM

Vanguard Portfolio Management Malvern, Pennsylvania $1.91T AUM

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

American Century Companies Kansas City, Missouri $194B AUM 35% 1-Year Est. Return

VCM

Vanguard Capital Management Malvern, Pennsylvania $4.04T AUM

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

DAM

Davis Asset Management Sausalito, California $3.46B AUM 9.77% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

D.E. Shaw & Co's AX Position: Q1 2026 in Review

D.E. Shaw & Co reduced its Axos Financial (AX) stake by 41% in Q1 2026, selling an estimated $805K and leaving 12,824 shares worth $1.09M. The position accounts for ﹤0.01% of the portfolio, ranked #3381.

D.E. Shaw & Co first reported a position in AX in Q3 2013 and has held it in 38 quarters since. The position peaked at $19.4M in Q2 2024. 384 funds tracked by Wall St. Rank hold AX as of Q1 2026.

D.E. Shaw & Co held 12,824 shares of Axos Financial worth $1.09M as of Q1 2026.
D.E. Shaw & Co sold 8,831 Axos Financial shares in Q1 2026, an estimated $805K.
Axos Financial made up ﹤0.01% of D.E. Shaw & Co's portfolio in Q1 2026, its #3381 holding.
D.E. Shaw & Co first reported a position in Axos Financial in Q3 2013 and has held it in 38 quarters since.
D.E. Shaw & Co's Axos Financial position peaked at $19.4M in Q2 2024.
384 funds tracked by Wall St. Rank held Axos Financial as of Q1 2026.

Based on D.E. Shaw & Co's 13F filing for Q1 2026, filed 15 May 2026.