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CPA

Cowen Prime Advisors Portfolio holdings

AUM $290M
1-Year Est. Return 57.8%
This Fund
S&P 500
This Quarter Est. Return
+13.01%
1 Year Est. Return
+57.8%
3 Year Est. Return
+115.57%
5 Year Est. Return
+253.93%
10 Year Est. Return
+968.63%
AUM
$256M
AUM Growth
+$16.3M
Cap. Flow
-$7.79M
Cap. Flow %
-3.04%
Top 10 Hldgs %
54.11%
Holding
326
New
41
Increased
89
Reduced
48
Closed
41

Top Buys

Rank Stock Value
1
BIRT
Actuate Corp
BIRT
+$4.48M
2
WMB icon
Williams Companies
WMB
+$3.76M
3
WIFI
Boingo Wireless, Inc.
WIFI
+$3M
4
CLDT
Chatham Lodging
CLDT
+$1.92M
5
BG icon
Bunge Global
BG
+$1.64M

Top Sells

Rank Stock Value
1
PDFS icon
PDF Solutions
PDFS
+$13.9M
2
VOD icon
Vodafone
VOD
+$5.42M
3
ACCL
Accelrys Inc
ACCL
+$3.99M
4
NEM icon
Newmont
NEM
+$2.21M
5
BMC
BMC SOFTWARE, INC
BMC
+$1.58M

Sector Composition

Rank Sector Weight
1 Technology 36.85%
2 Industrials 16.22%
3 Miscellaneous 15.75%
4 Healthcare 8.54%
5 Energy 5.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLP
176
DELISTED
COLONIAL PROPERTIES TRUST
CLP
$62K 0.02%
2,778
-13,890
-83% -$322K
RDS.A
177
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$60K 0.02%
986
+13
+1% +$795
JNY
178
DELISTED
JONES GROUP INC COM STK (PA)
JNY
$60K 0.02%
+4,000
New +$62.8K
MO icon
179
Altria Group
MO
$115B
$58K 0.02%
1,700
+1,200
+240% +$42.3K
SYY icon
180
Sysco
SYY
$39.3B
$57K 0.02%
1,800
– –
HP icon
181
Helmerich & Payne
HP
$4.25B
$55K 0.02%
800
– –
LEN icon
182
Lennar Class A
LEN
$20.8B
$53K 0.02%
+1,576
New +$51.1K
MRK icon
183
Merck
MRK
$366B
$52K 0.02%
1,131
+188
+20% +$8.58K
SNY icon
184
Sanofi
SNY
$107B
$51K 0.02%
1,000
– –
BMO icon
185
Bank of Montreal
BMO
$120B
$50K 0.02%
753
– –
CWEI
186
DELISTED
Clayton Williams Energy, Inc.
CWEI
$42K 0.02%
800
-11,800
-94% -$613K
OXSQ icon
187
Oxford Square Capital
OXSQ
$147M
$41K 0.02%
4,200
– –
UUP icon
188
Invesco DB US Dollar Index Bullish Fund
UUP
$324M
$41K 0.02%
1,902
-15
-0.8% -$332
GAP
189
The Gap Inc
GAP
$8.45B
$41K 0.02%
1,022
-40
-4% -$1.73K
SYT
190
DELISTED
Syngenta Ag
SYT
$41K 0.02%
500
– –
META icon
191
Meta Platforms (Facebook)
META
$1.47T
$40K 0.02%
800
+600
+300% +$22.3K
APA icon
192
APA Corp
APA
$14.9B
$38K 0.01%
450
– –
BAC.PRL icon
193
Bank of America Series L
BAC.PRL
$3.99B
$38K 0.01%
35
– –
FTNT icon
194
Fortinet
FTNT
$122B
$38K 0.01%
9,000
– –
DRRX
195
DELISTED
DURECT Corp
DRRX
$37K 0.01%
2,780
-1,050
-27% -$12.5K
EWU icon
196
iShares MSCI United Kingdom ETF
EWU
$3.81B
$34K 0.01%
868
-475
-35% -$18.1K
AMOV
197
DELISTED
America Movil SAB de CV
AMOV
$33K 0.01%
1,710
-516
-23% -$10K
ETFC
198
DELISTED
E*Trade Financial Corporation
ETFC
$33K 0.01%
2,000
– –
XIN
199
DELISTED
Xinyuan Real Estate
XIN
$30K 0.01%
500
– –
USB icon
200
US Bancorp
USB
$97.3B
$26K 0.01%
705
-23
-3% -$852
6 7
8
9 10

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Cowen Prime Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Cowen Prime Advisors held 326 positions worth $256M, up 6.8% from $240M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Cowen Prime Advisors withdrew a net $7.79M in Q3 2013, closing 41 positions and reducing 48 holdings. Its most notable exit was BMC SOFTWARE, INC, an estimated $1.58M position sold in full.

By sector, the portfolio is most concentrated in Technology at 37% of assets, down from 40% a quarter earlier, followed by Industrials and Miscellaneous.

Against the trend, Cowen Prime Advisors opened a new position in Williams Companies worth $3.9M.

  • Cowen Prime Advisors's largest Q3 2013 buy was Williams Companies: 107,400 shares worth $3.9M.
  • Cowen Prime Advisors added most to Actuate Corp in Q3 2013, an estimated $4.48M increase.
  • Cowen Prime Advisors's biggest Q3 2013 reduction was PDF Solutions, cutting an estimated $13.9M.
  • Cowen Prime Advisors fully exited BMC SOFTWARE, INC in Q3 2013, selling an estimated $1.58M.
  • Cowen Prime Advisors's ten largest holdings make up 54% of its $256M portfolio in Q3 2013.
  • Cowen Prime Advisors opened 41 new positions and closed 41 in Q3 2013.
  • Cowen Prime Advisors's portfolio value rose 6.8% quarter-over-quarter to $256M.

Based on Cowen Prime Advisors's 13F filing for Q3 2013, filed 12 Nov 2013.