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CPA

Cowen Prime Advisors Portfolio holdings

AUM $290M
1-Year Est. Return 57.8%
This Fund
S&P 500
This Quarter Est. Return
+14.78%
1 Year Est. Return
+57.8%
3 Year Est. Return
+115.57%
5 Year Est. Return
+253.93%
10 Year Est. Return
+968.63%
AUM
$260M
AUM Growth
+$3.77M
Cap. Flow
-$24.9M
Cap. Flow %
-9.56%
Top 10 Hldgs %
56.26%
Holding
318
New
33
Increased
48
Reduced
80
Closed
38

Top Buys

Rank Stock Value
1
BIRT
Actuate Corp
BIRT
+$4.38M
2
WIFI
Boingo Wireless, Inc.
WIFI
+$3.75M
3
PRGX
PRGX Global, Inc.
PRGX
+$1.95M
4
REIS
Reis, Inc.
REIS
+$1.63M
5
VTSS
VITESSE SEMICONDUCTOR CORPORATION COMMON STOCK
VTSS
+$1.52M

Top Sells

Rank Stock Value
1
PDFS icon
PDF Solutions
PDFS
+$19M
2
OPAY
OFFICIAL PAYMENTS HLDGS INC
OPAY
+$5.64M
3
DOC icon
Healthpeak Properties
DOC
+$2.73M
4
DDD icon
3D Systems Corp
DDD
+$2.69M
5
ACCL
Accelrys Inc
ACCL
+$2.28M

Sector Composition

Rank Sector Weight
1 Technology 33.18%
2 Industrials 20.97%
3 Miscellaneous 14.08%
4 Healthcare 9.5%
5 Energy 5.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
POT
151
DELISTED
Potash Corp Of Saskatchewan
POT
$76K 0.03%
2,321
-60
-3% -$1.91K
SLB icon
152
SLB Ltd
SLB
$85.1B
$75K 0.03%
835
– –
ALLE icon
153
Allegion
ALLE
$13.4B
$74K 0.03%
+1,665
New +$72.1K
LMT icon
154
Lockheed Martin
LMT
$130B
$74K 0.03%
500
– –
SRE icon
155
Sempra
SRE
$55.1B
$72K 0.03%
1,600
– –
BRT
156
BRT Apartments
BRT
$273M
$70K 0.03%
9,868
+6,564
+199% +$46.4K
SU icon
157
Suncor Energy
SU
$76.5B
$70K 0.03%
2,000
– –
BHI
158
DELISTED
Baker Hughes
BHI
$69K 0.03%
1,255
-6
-0.5% -$329
UL icon
159
Unilever
UL
$140B
$68K 0.03%
1,462
– –
TPLM
160
DELISTED
Triangle Petroleum Corporation
TPLM
$68K 0.03%
8,200
-6,700
-45% -$68K
HP icon
161
Helmerich & Payne
HP
$4.25B
$67K 0.03%
800
– –
RDS.A
162
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$66K 0.03%
999
+13
+1% +$816
MO icon
163
Altria Group
MO
$115B
$65K 0.03%
1,700
– –
SYY icon
164
Sysco
SYY
$39.3B
$65K 0.03%
1,800
– –
CYTR
165
DELISTED
CytRx Corp
CYTR
$65K 0.03%
+1,725
New +$31.4K
KMDA icon
166
Kamada
KMDA
$478M
$64K 0.02%
+4,300
New +$64.4K
MCD icon
167
McDonald's
MCD
$188B
$62K 0.02%
640
-100
-14% -$9.61K
CPRX
168
DELISTED
Catalyst Pharmaceutical
CPRX
$59K 0.02%
+30,000
New +$60.6K
LEN icon
169
Lennar Class A
LEN
$20.8B
$59K 0.02%
1,576
– –
SFY
170
DELISTED
SWIFT ENERGY CO (HOLDING COMPANY)
SFY
$58K 0.02%
4,300
-23,000
-84% -$303K
ILMN icon
171
Illumina
ILMN
$32.6B
$55K 0.02%
+514
New +$47.1K
OVV icon
172
Ovintiv
OVV
$17.9B
$55K 0.02%
615
-5,145
-89% -$469K
WTW icon
173
Willis Towers Watson
WTW
$31.9B
$55K 0.02%
+462
New +$54.6K
AYR
174
DELISTED
Aircastle Ltd
AYR
$55K 0.02%
+2,850
New +$52.8K
SNY icon
175
Sanofi
SNY
$107B
$54K 0.02%
1,000
– –
5 6
7
8 9

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Cowen Prime Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Cowen Prime Advisors held 318 positions worth $260M, up 1.5% from $256M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Cowen Prime Advisors withdrew a net $24.9M in Q4 2013, closing 38 positions and reducing 80 holdings. Its most notable exit was OFFICIAL PAYMENTS HLDGS INC, an estimated $5.64M position sold in full.

By sector, the portfolio is most concentrated in Technology at 33% of assets, down from 37% a quarter earlier, followed by Industrials and Miscellaneous.

Against the trend, Cowen Prime Advisors opened a new position in Jones Energy, Inc. worth $937K.

  • Cowen Prime Advisors's largest Q4 2013 buy was Jones Energy, Inc.: 3,518 shares worth $937K.
  • Cowen Prime Advisors added most to Actuate Corp in Q4 2013, an estimated $4.38M increase.
  • Cowen Prime Advisors's biggest Q4 2013 reduction was PDF Solutions, cutting an estimated $19M.
  • Cowen Prime Advisors fully exited OFFICIAL PAYMENTS HLDGS INC in Q4 2013, selling an estimated $5.64M.
  • Cowen Prime Advisors's ten largest holdings make up 56% of its $260M portfolio in Q4 2013.
  • Cowen Prime Advisors opened 33 new positions and closed 38 in Q4 2013.
  • Cowen Prime Advisors's portfolio value rose 1.5% quarter-over-quarter to $260M.

Based on Cowen Prime Advisors's 13F filing for Q4 2013, filed 13 Feb 2014.