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CPA

Cowen Prime Advisors Portfolio holdings

AUM $290M
1-Year Est. Return 57.8%
This Fund
S&P 500
This Quarter Est. Return
+6.87%
1 Year Est. Return
+57.8%
3 Year Est. Return
+115.57%
5 Year Est. Return
+253.93%
10 Year Est. Return
+968.63%
AUM
$210M
AUM Growth
-$6.94M
Cap. Flow
-$16M
Cap. Flow %
-7.63%
Top 10 Hldgs %
46.31%
Holding
196
New
6
Increased
16
Reduced
56
Closed
17

Top Buys

Rank Stock Value
1
RVLT
Revolution Lighting Technologies, Inc. - Class A
RVLT
+$4.89M
2
RBBN icon
Ribbon Communications
RBBN
+$3.32M
3
PDFS icon
PDF Solutions
PDFS
+$2.87M
4
ITI
Iteris, Inc.
ITI
+$2.27M
5
KMI icon
Kinder Morgan
KMI
+$1.27M

Top Sells

Rank Stock Value
1
ARIS
ARI Network Services, Inc.
ARIS
+$8.32M
2
WIFI
Boingo Wireless, Inc.
WIFI
+$6.73M
3
REIS
Reis, Inc.
REIS
+$4.29M
4
NEO icon
NeoGenomics
NEO
+$2.33M
5
ABBV icon
AbbVie
ABBV
+$2.17M

Sector Composition

Rank Sector Weight
1 Technology 28.02%
2 Healthcare 21.14%
3 Financials 11.5%
4 Communication Services 10.17%
5 Industrials 9.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KOPN icon
51
Kopin
KOPN
$833M
$646K 0.31%
155,000
-10,437
-6% -$40.9K
BRCD
52
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$617K 0.29%
51,650
– –
NRC icon
53
NRC Health Common Stock
NRC
$483M
$611K 0.29%
16,200
– –
APYX icon
54
Apyx Medical
APYX
$130M
$589K 0.28%
174,170
-75,470
-30% -$195K
BMY icon
55
Bristol-Myers Squibb
BMY
$136B
$580K 0.28%
9,100
– –
NVEC icon
56
NVE Corp
NVEC
$488M
$571K 0.27%
7,231
-100
-1% -$7.63K
XOM icon
57
ExxonMobil
XOM
$644B
$549K 0.26%
6,700
– –
AEP icon
58
American Electric Power
AEP
$66.6B
$460K 0.22%
6,550
-1,000
-13% -$71.2K
IBM icon
59
IBM
IBM
$222B
$430K 0.2%
3,098
-136
-4% -$18.9K
MET icon
60
MetLife
MET
$61.3B
$377K 0.18%
7,250
+237
+3% +$11.5K
PRGX
61
DELISTED
PRGX Global, Inc.
PRGX
$376K 0.18%
53,695
-200
-0.4% -$1.29K
AAPL icon
62
Apple
AAPL
$4.67T
$354K 0.17%
9,180
– –
NTNX icon
63
Nutanix
NTNX
$18.7B
$343K 0.16%
15,300
-8,400
-35% -$184K
KO icon
64
Coca-Cola
KO
$386B
$338K 0.16%
7,500
– –
CL icon
65
Colgate-Palmolive
CL
$72.3B
$291K 0.14%
4,000
– –
TXN icon
66
Texas Instruments
TXN
$236B
$270K 0.13%
3,012
– –
ESBA icon
67
Empire State Realty Series ES
ESBA
$1.32B
$264K 0.13%
12,904
– –
TT icon
68
Trane Technologies
TT
$98.8B
$254K 0.12%
2,850
– –
VZ icon
69
Verizon
VZ
$208B
$250K 0.12%
5,051
– –
ANDX
70
DELISTED
Andeavor Logistics LP
ANDX
$250K 0.12%
5,000
– –
NS
71
DELISTED
NuStar Energy L.P.
NS
$229K 0.11%
5,630
– –
APO icon
72
Apollo Global Management
APO
$79.7B
$226K 0.11%
7,500
– –
DOC icon
73
Healthpeak Properties
DOC
$14.5B
$223K 0.11%
8,000
– –
AABA
74
DELISTED
Altaba Inc
AABA
$222K 0.11%
3,356
– –
NSC icon
75
Norfolk Southern
NSC
$78.3B
$212K 0.1%
1,600
– –
1 2
3
4 5

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Cowen Prime Advisors's Q3 2017 Portfolio in Review

As of Q3 2017, Cowen Prime Advisors held 196 positions worth $210M, down 3.2% from $217M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Cowen Prime Advisors withdrew a net $16M in Q3 2017, closing 17 positions and reducing 56 holdings. Its most notable exit was ARI Network Services, Inc., an estimated $8.32M position sold in full.

By sector, the portfolio is most concentrated in Technology at 28% of assets, up from 26% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Cowen Prime Advisors opened a new position in Revolution Lighting Technologies, Inc. - Class A worth $4.43M.

  • Cowen Prime Advisors's largest Q3 2017 buy was Revolution Lighting Technologies, Inc. - Class A: 681,291 shares worth $4.43M.
  • Cowen Prime Advisors added most to Ribbon Communications in Q3 2017, an estimated $3.32M increase.
  • Cowen Prime Advisors's biggest Q3 2017 reduction was Boingo Wireless, Inc., cutting an estimated $6.73M.
  • Cowen Prime Advisors fully exited ARI Network Services, Inc. in Q3 2017, selling an estimated $8.32M.
  • Cowen Prime Advisors's ten largest holdings make up 46% of its $210M portfolio in Q3 2017.
  • Cowen Prime Advisors opened 6 new positions and closed 17 in Q3 2017.
  • Cowen Prime Advisors's portfolio value fell 3.2% quarter-over-quarter to $210M.

Based on Cowen Prime Advisors's 13F filing for Q3 2017, filed 9 Nov 2017.