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CPA

Cowen Prime Advisors Portfolio holdings

AUM $290M
1-Year Est. Return 57.8%
This Fund
S&P 500
This Quarter Est. Return
-9.3%
1 Year Est. Return
+57.8%
3 Year Est. Return
+115.57%
5 Year Est. Return
+253.93%
10 Year Est. Return
+968.63%
AUM
$214M
AUM Growth
-$41M
Cap. Flow
-$6.91M
Cap. Flow %
-3.22%
Top 10 Hldgs %
50.93%
Holding
309
New
37
Increased
42
Reduced
63
Closed
47

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$5.15M
2
RATE
Bankrate Inc
RATE
+$3.63M
3
SQI
SCIQUEST, INC. COMMON STOCK
SQI
+$2.42M
4
ARIS
ARI Network Services, Inc.
ARIS
+$1.5M
5
PDFS icon
PDF Solutions
PDFS
+$1.39M

Top Sells

Rank Stock Value
1
PLL
PALL CORP
PLL
+$6.21M
2
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$6M
3
VZ icon
Verizon
VZ
+$4.02M
4
KMI icon
Kinder Morgan
KMI
+$2.43M
5
UPS icon
United Parcel Service
UPS
+$2.3M

Sector Composition

Rank Sector Weight
1 Technology 29.17%
2 Healthcare 19.43%
3 Industrials 15.72%
4 Communication Services 9.72%
5 Real Estate 6.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KND
276
DELISTED
Kindred Healthcare
KND
$0 ﹤0.01%
7
– –
POT
277
DELISTED
Potash Corp Of Saskatchewan
POT
– –
-134
Closed -$4K
ISIL
278
DELISTED
Intersil Corp
ISIL
$0 ﹤0.01%
1
– –
CPXX
279
DELISTED
CELATOR PHARMACEUTICALS INC. COMMON STOCK
CPXX
– –
-1,000
Closed -$2K
LF
280
DELISTED
LEAPFROG ENTERPRISES INC.
LF
$0 ﹤0.01%
5
– –
PGN
281
DELISTED
PARAGON OFFSHORE PLC (GBR)
PGN
$0 ﹤0.01%
266
– –
GAME
282
DELISTED
SHANDA GAMES LTD SPON ADR REPSTG CL A (CAYMAN ISLANDS)
GAME
– –
-20,000
Closed -$138K
LMNS
283
DELISTED
LUMENIS LTD CL B ORD SHS (ISR)
LMNS
– –
-15,000
Closed -$206K
ZAZA
284
DELISTED
ZAZA ENERGY CORP COM NEW
ZAZA
$0 ﹤0.01%
500
– –
HSP
285
DELISTED
HOSPIRA INC
HSP
– –
-11,900
Closed -$1.06M
PLL
286
DELISTED
PALL CORP
PLL
– –
-49,940
Closed -$6.21M
ANN
287
DELISTED
ANN INC
ANN
– –
-11,771
Closed -$568K
QLTY
288
DELISTED
QUALITY DISTR INC FLA
QLTY
– –
-36,301
Closed -$561K
INFA
289
DELISTED
INFORMATICA CORP
INFA
– –
-28,000
Closed -$1.36M
EXL
290
DELISTED
EXCEL TRUST , INC COM STK
EXL
– –
-56,916
Closed -$898K
SUSQ
291
DELISTED
SUSQUEHANNA BANCSHARES INC
SUSQ
– –
-23,720
Closed -$335K
DTV
292
DELISTED
DIRECTV COM STK (DE)
DTV
– –
-12,500
Closed -$1.16M
ROSE
293
DELISTED
ROSETTA RESOURCES INC
ROSE
– –
-5,538
Closed -$128K
ANR
294
DELISTED
Alpha Natural Resources Inc
ANR
– –
-10,501
Closed -$3K
CKSW
295
DELISTED
CLICKSOFTWARE TECH LTD
CKSW
– –
-75,000
Closed -$943K
MIG
296
DELISTED
MEADOWBROOK INSURANCE GRP INC
MIG
– –
-50,421
Closed -$434K
KRFT
297
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
– –
-70,450
Closed -$6M
IGTE
298
DELISTED
IGATE CORPORATION
IGTE
– –
-5,307
Closed -$253K
MWV
299
DELISTED
MEADWESTVACO CORP
MWV
– –
-13,856
Closed -$654K
BBNK
300
DELISTED
BRIDGE CAPITAL HOLDINGS
BBNK
– –
-8,596
Closed -$256K
9 10 11
12
13

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Cowen Prime Advisors's Q3 2015 Portfolio in Review

As of Q3 2015, Cowen Prime Advisors held 309 positions worth $214M, down 16% from $255M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Cowen Prime Advisors withdrew a net $6.91M in Q3 2015, closing 47 positions and reducing 63 holdings. Its most notable exit was PALL CORP, an estimated $6.21M position sold in full.

By sector, the portfolio is most concentrated in Technology at 29% of assets, down from 33% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Cowen Prime Advisors opened a new position in Kraft Heinz worth $4.82M.

  • Cowen Prime Advisors's largest Q3 2015 buy was Kraft Heinz: 68,250 shares worth $4.82M.
  • Cowen Prime Advisors added most to ARI Network Services, Inc. in Q3 2015, an estimated $1.5M increase.
  • Cowen Prime Advisors's biggest Q3 2015 reduction was Verizon, cutting an estimated $4.02M.
  • Cowen Prime Advisors fully exited PALL CORP in Q3 2015, selling an estimated $6.21M.
  • Cowen Prime Advisors's ten largest holdings make up 51% of its $214M portfolio in Q3 2015.
  • Cowen Prime Advisors opened 37 new positions and closed 47 in Q3 2015.
  • Cowen Prime Advisors's portfolio value fell 16% quarter-over-quarter to $214M.

Based on Cowen Prime Advisors's 13F filing for Q3 2015, filed 12 Nov 2015.