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CPA

Cowen Prime Advisors Portfolio holdings

AUM $290M
1-Year Est. Return 57.8%
This Fund
S&P 500
This Quarter Est. Return
+10.93%
1 Year Est. Return
+57.8%
3 Year Est. Return
+115.57%
5 Year Est. Return
+253.93%
10 Year Est. Return
+968.63%
AUM
$220M
AUM Growth
+$14.4M
Cap. Flow
-$451K
Cap. Flow %
-0.2%
Top 10 Hldgs %
42.64%
Holding
281
New
37
Increased
39
Reduced
41
Closed
19

Top Buys

Rank Stock Value
1
CPN
Calpine Corporation
CPN
+$2.81M
2
MMP
Magellan Midstream Partners, L.P.
MMP
+$2.48M
3
IVTY
Invuity, Inc
IVTY
+$2.34M
4
VG
Vonage Holdings Corporation
VG
+$2.22M
5
EPD icon
Enterprise Products Partners
EPD
+$1.59M

Top Sells

Rank Stock Value
1
SQI
SCIQUEST, INC. COMMON STOCK
SQI
+$3.32M
2
LIOX
Lionbridge Technologies
LIOX
+$3.23M
3
DEA
Easterly Government Properties
DEA
+$2.79M
4
DMRC icon
Digimarc Corp
DMRC
+$2.66M
5
CLDT
Chatham Lodging
CLDT
+$1.99M

Sector Composition

Rank Sector Weight
1 Technology 32.42%
2 Healthcare 21.94%
3 Communication Services 10.32%
4 Industrials 10.01%
5 Financials 4.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KKR icon
251
KKR & Co
KKR
$97.6B
$0 ﹤0.01%
1
– –
LBTYK icon
252
Liberty Global Class C
LBTYK
$3.56B
$0 ﹤0.01%
2
– –
LEE icon
253
Lee Enterprises
LEE
$187M
– –
-500
Closed -$10K
LH icon
254
Labcorp
LH
$27.2B
$0 ﹤0.01%
2
– –
LLY icon
255
Eli Lilly
LLY
$1.05T
$0 ﹤0.01%
6
+1
+20% +$80
MDT icon
256
Medtronic
MDT
$117B
$0 ﹤0.01%
1
– –
OVV icon
257
Ovintiv
OVV
$17.9B
$0 ﹤0.01%
1
– –
SIRI icon
258
SiriusXM
SIRI
$9.62B
$0 ﹤0.01%
1
– –
TSLA icon
259
Tesla
TSLA
$1.38T
– –
-750
Closed -$11K
UBSI icon
260
United Bankshares
UBSI
$6.48B
$0 ﹤0.01%
1
– –
UNP icon
261
Union Pacific
UNP
$183B
$0 ﹤0.01%
4
– –
WRK
262
DELISTED
WestRock Company
WRK
$0 ﹤0.01%
1
– –
DMK
263
DELISTED
DMK Pharmaceuticals Corporation Common Stock
DMK
– –
0
– –
ZIXI
264
DELISTED
Zix Corporation
ZIXI
– –
-482,200
Closed -$1.81M
KND
265
DELISTED
Kindred Healthcare
KND
$0 ﹤0.01%
7
– –
STR
266
DELISTED
QUESTAR CORP
STR
– –
-10,000
Closed -$254K
EMC
267
DELISTED
EMC CORPORATION
EMC
– –
-35,500
Closed -$965K
AXLL
268
DELISTED
AXIALL CORP COM STK (DE)
AXLL
– –
-24,000
Closed -$783K
HTWR
269
DELISTED
HEARTWARE INTERNATIONAL INC COM STK (DE)
HTWR
– –
-9,000
Closed -$520K
DWA
270
DELISTED
DREAMWORKS ANIMATION SKG INC CL-A
DWA
– –
-14,000
Closed -$572K
FNFG
271
DELISTED
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
– –
-19,123
Closed -$186K
SQI
272
DELISTED
SCIQUEST, INC. COMMON STOCK
SQI
– –
-187,900
Closed -$3.32M
AVNU
273
DELISTED
AVENUE FINL HLDGS INC COM STK (TN)
AVNU
– –
-11,112
Closed -$218K
CRC
274
DELISTED
California Resources Corporation
CRC
$0 ﹤0.01%
26
– –
BVSN
275
DELISTED
Broadvision Inc Com
BVSN
$0 ﹤0.01%
4
– –
8 9 10
11
12

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Cowen Prime Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Cowen Prime Advisors held 281 positions worth $220M, up 7% from $206M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Cowen Prime Advisors's Q3 2016 filing shows 37 new, 39 increased, 41 reduced and 19 closed positions. Its largest new stake was Calpine Corporation: 208,650 shares worth $2.64M. The largest sale was SCIQUEST, INC. COMMON STOCK, an estimated $3.32M.

By sector, the portfolio is most concentrated in Technology at 32% of assets, up from 32% a quarter earlier, followed by Healthcare and Communication Services.

  • Cowen Prime Advisors's largest Q3 2016 buy was Calpine Corporation: 208,650 shares worth $2.64M.
  • Cowen Prime Advisors added most to Invuity, Inc in Q3 2016, an estimated $2.34M increase.
  • Cowen Prime Advisors's biggest Q3 2016 reduction was Lionbridge Technologies, cutting an estimated $3.23M.
  • Cowen Prime Advisors fully exited SCIQUEST, INC. COMMON STOCK in Q3 2016, selling an estimated $3.32M.
  • Cowen Prime Advisors's ten largest holdings make up 43% of its $220M portfolio in Q3 2016.
  • Cowen Prime Advisors opened 37 new positions and closed 19 in Q3 2016.
  • Cowen Prime Advisors's portfolio value rose 7% quarter-over-quarter to $220M.

Based on Cowen Prime Advisors's 13F filing for Q3 2016, filed 8 Nov 2016.