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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
-3.69%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$6.46B
AUM Growth
-$403M
Cap. Flow
-$92M
Cap. Flow %
-1.42%
Top 10 Hldgs %
23.62%
Holding
314
New
16
Increased
58
Reduced
189
Closed
24

Top Buys

Rank Stock Value
1
XONE icon
BondBloxx Bloomberg One Year Target Duration US Treasury ETF
XONE
+$30.7M
2
WRB icon
W.R. Berkley
WRB
+$21.5M
3
KEYS icon
Keysight
KEYS
+$18.1M
4
TTC icon
Toro Company
TTC
+$14.1M
5
FLJP icon
Franklin FTSE Japan ETF
FLJP
+$8.62M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$26M
2
RTX icon
RTX Corp
RTX
+$19.6M
3
ADI icon
Analog Devices
ADI
+$19.2M
4
NXPI icon
NXP Semiconductors
NXPI
+$17.4M
5
LESL icon
Leslie's
LESL
+$15.1M

Sector Composition

Rank Sector Weight
1 Financials 20.58%
2 Technology 14.24%
3 Industrials 13.09%
4 Consumer Discretionary 8.61%
5 Consumer Staples 8.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SONY icon
201
Sony
SONY
$138B
$703K 0.01%
42,655
+80
+0.2% +$1.4K
ING icon
202
ING
ING
$102B
$671K 0.01%
50,914
– –
PKX icon
203
POSCO
PKX
$17.5B
$658K 0.01%
6,421
-7,028
-52% -$734K
SAP icon
204
SAP
SAP
$238B
$614K 0.01%
4,749
– –
WDS icon
205
Woodside Energy
WDS
$42.6B
$613K 0.01%
26,308
– –
COP icon
206
ConocoPhillips
COP
$141B
$588K 0.01%
4,906
-73
-1% -$8.47K
APTV icon
207
Aptiv
APTV
$10.3B
$578K 0.01%
5,864
– –
BAC icon
208
Bank of America
BAC
$442B
$569K 0.01%
20,789
-111
-0.5% -$3.28K
CAE icon
209
CAE Inc. Common Shares
CAE
$8.74B
$562K 0.01%
24,074
-324
-1% -$7.49K
XOM icon
210
ExxonMobil
XOM
$634B
$553K 0.01%
4,702
-60
-1% -$6.58K
EXE
211
Expand Energy Corp
EXE
$21.5B
$549K 0.01%
6,361
-35
-0.5% -$2.97K
MITSY
212
DELISTED
MITSUI & CO LTD ADR (US)
MITSY
$543K 0.01%
748
-9
-1% -$6.54K
SWN
213
DELISTED
Southwestern Energy Company
SWN
$543K 0.01%
84,131
-818
-1% -$5.21K
SCCO icon
214
Southern Copper
SCCO
$166B
$538K 0.01%
7,702
-77
-1% -$5.63K
VIST icon
215
Vista Energy
VIST
$7.32B
$535K 0.01%
17,589
-2,453
-12% -$64.1K
FANG icon
216
Diamondback Energy
FANG
$52.7B
$534K 0.01%
3,450
-38
-1% -$5.61K
SHOP icon
217
Shopify
SHOP
$195B
$509K 0.01%
9,325
+224
+2% +$13.6K
HES
218
DELISTED
Hess
HES
$492K 0.01%
3,213
-28
-0.9% -$4.22K
CTRA
219
DELISTED
Coterra Energy
CTRA
$486K 0.01%
17,958
-183
-1% -$4.99K
PXD
220
DELISTED
Pioneer Natural Resource Co.
PXD
$475K 0.01%
2,070
-20
-1% -$4.55K
IAU icon
221
iShares Gold Trust
IAU
$67.5B
$440K 0.01%
12,573
-6,153
-33% -$225K
WPM icon
222
Wheaton Precious Metals
WPM
$60.9B
$437K 0.01%
10,787
-2,520
-19% -$109K
ETN icon
223
Eaton
ETN
$174B
$433K 0.01%
+2,031
New +$438K
RGLD icon
224
Royal Gold
RGLD
$19.5B
$431K 0.01%
4,049
-15
-0.4% -$1.71K
FCX icon
225
Freeport-McMoran
FCX
$97.5B
$425K 0.01%
11,410
-35
-0.3% -$1.41K
7 8
9
10 11

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TCM
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Confluence Investment Management's Q3 2023 Portfolio in Review

As of Q3 2023, Confluence Investment Management held 314 positions worth $6.46B, down 5.9% from $6.86B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Confluence Investment Management's Q3 2023 filing shows 16 new, 58 increased, 189 reduced and 24 closed positions. Its largest new stake was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 617,601 shares worth $30.7M. The largest sale was iShares 1-3 Year Treasury Bond ETF, an estimated $26M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 19% a quarter earlier, followed by Technology and Industrials.

  • Confluence Investment Management's largest Q3 2023 buy was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 617,601 shares worth $30.7M.
  • Confluence Investment Management added most to W.R. Berkley in Q3 2023, an estimated $21.5M increase.
  • Confluence Investment Management's biggest Q3 2023 reduction was RTX Corp, cutting an estimated $19.6M.
  • Confluence Investment Management fully exited iShares 1-3 Year Treasury Bond ETF in Q3 2023, selling an estimated $26M.
  • Confluence Investment Management's ten largest holdings make up 24% of its $6.46B portfolio in Q3 2023.
  • Confluence Investment Management opened 16 new positions and closed 24 in Q3 2023.
  • Confluence Investment Management's portfolio value fell 5.9% quarter-over-quarter to $6.46B.

Based on Confluence Investment Management's 13F filing for Q3 2023, filed 10 Oct 2023.