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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+10.69%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$6.7B
AUM Growth
+$709M
Cap. Flow
+$121M
Cap. Flow %
1.81%
Top 10 Hldgs %
23.22%
Holding
332
New
34
Increased
114
Reduced
148
Closed
27

Top Buys

Rank Stock Value
1
SPMB icon
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
+$53.9M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$42.5M
3
TROW icon
T. Rowe Price
TROW
+$41.1M
4
IBTH icon
iShares iBonds Dec 2027 Term Treasury ETF
IBTH
+$31.1M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$30.8M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$34.4M
2
WRB icon
W.R. Berkley
WRB
+$27.9M
3
MBB icon
iShares MBS ETF
MBB
+$20.5M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$19.4M
5
IBDU icon
iShares iBonds Dec 2029 Term Corporate ETF
IBDU
+$18.1M

Sector Composition

Rank Sector Weight
1 Financials 21.51%
2 Industrials 13.01%
3 Technology 12.76%
4 Consumer Discretionary 8.87%
5 Consumer Staples 8.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBMM
201
DELISTED
iShares iBonds Dec 2024 Term Muni Bond ETF
IBMM
$865K 0.01%
33,609
-158,006
-82% -$4.05M
BSMT icon
202
Invesco BulletShares 2029 Municipal Bond ETF
BSMT
$283M
$863K 0.01%
37,699
-56,558
-60% -$1.27M
CYBR
203
DELISTED
CyberArk
CYBR
$834K 0.01%
6,429
-67
-1% -$9.69K
PKX icon
204
POSCO
PKX
$17.5B
$733K 0.01%
13,449
-361
-3% -$17.9K
CNH
205
CNH Industrial
CNH
$17.5B
$728K 0.01%
45,321
-778
-2% -$11.2K
TTE icon
206
TotalEnergies
TTE
$190B
$724K 0.01%
11,663
-179
-2% -$10.2K
WDS icon
207
Woodside Energy
WDS
$42.6B
$707K 0.01%
29,196
-394
-1% -$9.35K
SONY icon
208
Sony
SONY
$138B
$702K 0.01%
45,995
+220
+0.5% +$3.29K
XOM icon
209
ExxonMobil
XOM
$634B
$698K 0.01%
6,328
– –
FCRD
210
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$685K 0.01%
+160,960
New +$665K
IBMQ icon
211
iShares iBonds Dec 2028 Term Muni Bond ETF
IBMQ
$662M
$644K 0.01%
25,668
-228,737
-90% -$5.65M
CCAP icon
212
Crescent Capital BDC
CCAP
$434M
$632K 0.01%
49,453
+443
+0.9% +$6.01K
ING icon
213
ING
ING
$102B
$607K 0.01%
49,890
-916
-2% -$9.95K
COP icon
214
ConocoPhillips
COP
$141B
$603K 0.01%
5,114
+42
+0.8% +$5.11K
OCSL icon
215
Oaktree Specialty Lending
OCSL
$1.14B
$602K 0.01%
29,188
-448
-2% -$9.02K
EXE
216
Expand Energy Corp
EXE
$21.5B
$598K 0.01%
6,334
+123
+2% +$12.2K
APTV icon
217
Aptiv
APTV
$10.3B
$541K 0.01%
5,806
-3
-0.1% -$285
EOG icon
218
EOG Resources
EOG
$70.7B
$536K 0.01%
4,136
+61
+1% +$8.11K
WPM icon
219
Wheaton Precious Metals
WPM
$60.9B
$524K 0.01%
+13,403
New +$485K
CCJ icon
220
Cameco
CCJ
$42.4B
$502K 0.01%
22,164
+473
+2% +$11.1K
MUB icon
221
iShares National Muni Bond ETF
MUB
$45.5B
$498K 0.01%
4,716
-75,391
-94% -$7.86M
SAP icon
222
SAP
SAP
$238B
$485K 0.01%
4,697
-30
-0.6% -$3K
FANG icon
223
Diamondback Energy
FANG
$52.7B
$482K 0.01%
3,522
+56
+2% +$8.18K
MOS icon
224
The Mosaic Company
MOS
$7.33B
$481K 0.01%
10,957
+283
+3% +$14K
PXD
225
DELISTED
Pioneer Natural Resource Co.
PXD
$480K 0.01%
2,101
+34
+2% +$8.27K
7 8
9
10 11

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Confluence Investment Management's Q4 2022 Portfolio in Review

As of Q4 2022, Confluence Investment Management held 332 positions worth $6.7B, up 12% from $5.99B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Confluence Investment Management's Q4 2022 filing shows 34 new, 114 increased, 148 reduced and 27 closed positions. Its largest new stake was State Street SPDR Portfolio Mortgage Backed Bond ETF: 2,496,970 shares worth $54.2M. The largest sale was iShares 7-10 Year Treasury Bond ETF, an estimated $34.4M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, down from 22% a quarter earlier, followed by Industrials and Technology.

  • Confluence Investment Management's largest Q4 2022 buy was State Street SPDR Portfolio Mortgage Backed Bond ETF: 2,496,970 shares worth $54.2M.
  • Confluence Investment Management added most to T. Rowe Price in Q4 2022, an estimated $41.1M increase.
  • Confluence Investment Management's biggest Q4 2022 reduction was W.R. Berkley, cutting an estimated $27.9M.
  • Confluence Investment Management fully exited iShares 7-10 Year Treasury Bond ETF in Q4 2022, selling an estimated $34.4M.
  • Confluence Investment Management's ten largest holdings make up 23% of its $6.7B portfolio in Q4 2022.
  • Confluence Investment Management opened 34 new positions and closed 27 in Q4 2022.
  • Confluence Investment Management's portfolio value rose 12% quarter-over-quarter to $6.7B.

Based on Confluence Investment Management's 13F filing for Q4 2022, filed 4 Jan 2023.