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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
-5.38%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$5.99B
AUM Growth
-$423M
Cap. Flow
-$31.9M
Cap. Flow %
-0.53%
Top 10 Hldgs %
23.15%
Holding
324
New
14
Increased
131
Reduced
135
Closed
26

Top Buys

Rank Stock Value
1
MAS icon
Masco
MAS
+$37.3M
2
IBTK icon
iShares iBonds Dec 2030 Term Treasury ETF
IBTK
+$14.9M
3
APH icon
Amphenol
APH
+$9.75M
4
HYBB icon
iShares BB Rated Corporate Bond ETF
HYBB
+$8.75M
5
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$6.64M

Top Sells

Rank Stock Value
1
MMM icon
3M
MMM
+$56.9M
2
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$26.7M
3
FBIN icon
Fortune Brands Innovations
FBIN
+$26.5M
4
NVS icon
Novartis
NVS
+$15.8M
5
AXTA icon
Axalta
AXTA
+$6.89M

Sector Composition

Rank Sector Weight
1 Financials 21.6%
2 Technology 12.76%
3 Industrials 12.68%
4 Consumer Staples 8.97%
5 Consumer Discretionary 8.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHEL icon
201
Shell
SHEL
$245B
$805K 0.01%
16,173
-299
-2% -$15.4K
CTVA icon
202
Corteva
CTVA
$51.3B
$762K 0.01%
13,328
-1,061
-7% -$61.8K
CCAP icon
203
Crescent Capital BDC
CCAP
$434M
$737K 0.01%
49,010
-542
-1% -$9.14K
WTW icon
204
Willis Towers Watson
WTW
$32B
$723K 0.01%
3,600
-1
-0% -$206
NLY icon
205
Annaly Capital Management
NLY
$17.4B
$719K 0.01%
41,898
-1
-0% -$25
IWD icon
206
iShares Russell 1000 Value ETF
IWD
$83.7B
$635K 0.01%
4,673
-830
-15% -$125K
WDS icon
207
Woodside Energy
WDS
$42.6B
$597K 0.01%
29,590
+400
+1% +$8.82K
SONY icon
208
Sony
SONY
$138B
$586K 0.01%
45,775
-3,000
-6% -$48.1K
EXE
209
Expand Energy Corp
EXE
$21.5B
$585K 0.01%
6,211
+635
+11% +$59.7K
CCJ icon
210
Cameco
CCJ
$42.4B
$575K 0.01%
21,691
+1,263
+6% +$32.3K
XOM icon
211
ExxonMobil
XOM
$634B
$552K 0.01%
6,328
+256
+4% +$23.4K
TTE icon
212
TotalEnergies
TTE
$190B
$551K 0.01%
11,842
+113
+1% +$5.68K
CLR
213
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$534K 0.01%
7,990
+331
+4% +$22.3K
OCSL icon
214
Oaktree Specialty Lending
OCSL
$1.14B
$533K 0.01%
29,636
-783
-3% -$15.9K
COP icon
215
ConocoPhillips
COP
$141B
$519K 0.01%
5,072
+245
+5% +$24.4K
MOS icon
216
The Mosaic Company
MOS
$7.33B
$516K 0.01%
10,674
+1,295
+14% +$66.9K
CNH
217
CNH Industrial
CNH
$17.5B
$515K 0.01%
46,099
+833
+2% +$10K
PKX icon
218
POSCO
PKX
$17.5B
$506K 0.01%
13,810
-119
-0.9% -$5.31K
PFX icon
219
PhenixFIN
PFX
$90M
$501K 0.01%
14,551
– –
CTRA
220
DELISTED
Coterra Energy
CTRA
$466K 0.01%
17,860
+776
+5% +$22.2K
ZROZ icon
221
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
$1.28B
$466K 0.01%
5,000
– –
EOG icon
222
EOG Resources
EOG
$70.7B
$455K 0.01%
4,075
+195
+5% +$21.9K
APTV icon
223
Aptiv
APTV
$10.3B
$454K 0.01%
5,809
-11
-0.2% -$1.05K
PXD
224
DELISTED
Pioneer Natural Resource Co.
PXD
$448K 0.01%
2,067
+105
+5% +$24K
ING icon
225
ING
ING
$102B
$432K 0.01%
50,806
+667
+1% +$6.18K
7 8
9
10 11

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Confluence Investment Management's Q3 2022 Portfolio in Review

As of Q3 2022, Confluence Investment Management held 324 positions worth $5.99B, down 6.6% from $6.42B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Confluence Investment Management's Q3 2022 filing shows 14 new, 131 increased, 135 reduced and 26 closed positions. Its largest new stake was Masco: 716,048 shares worth $33.4M. The largest sale was 3M, an estimated $56.9M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 22% a quarter earlier, followed by Technology and Industrials.

  • Confluence Investment Management's largest Q3 2022 buy was Masco: 716,048 shares worth $33.4M.
  • Confluence Investment Management added most to iShares iBonds Dec 2030 Term Treasury ETF in Q3 2022, an estimated $14.9M increase.
  • Confluence Investment Management's biggest Q3 2022 reduction was Fortune Brands Innovations, cutting an estimated $26.5M.
  • Confluence Investment Management fully exited 3M in Q3 2022, selling an estimated $56.9M.
  • Confluence Investment Management's ten largest holdings make up 23% of its $5.99B portfolio in Q3 2022.
  • Confluence Investment Management opened 14 new positions and closed 26 in Q3 2022.
  • Confluence Investment Management's portfolio value fell 6.6% quarter-over-quarter to $5.99B.

Based on Confluence Investment Management's 13F filing for Q3 2022, filed 3 Oct 2022.