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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+11.05%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$7.53B
AUM Growth
+$405M
Cap. Flow
-$327M
Cap. Flow %
-4.34%
Top 10 Hldgs %
22.04%
Holding
315
New
16
Increased
109
Reduced
174
Closed
9

Top Buys

Rank Stock Value
1
GTES icon
Gates Industrial Corporation Ltd.
GTES
+$6.98M
2
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$6.51M
3
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$5.57M
4
IBDV icon
iShares iBonds Dec 2030 Term Corporate ETF
IBDV
+$4.6M
5
BXSL icon
Blackstone Secured Lending
BXSL
+$3.77M

Top Sells

Rank Stock Value
1
CRL icon
Charles River Laboratories
CRL
+$51.8M
2
GGG icon
Graco
GGG
+$10.2M
3
HD icon
Home Depot
HD
+$10.1M
4
PAYX icon
Paychex
PAYX
+$9.75M
5
ACN icon
Accenture
ACN
+$9.21M

Sector Composition

Rank Sector Weight
1 Financials 18.46%
2 Technology 13.6%
3 Industrials 13.4%
4 Consumer Discretionary 9.55%
5 Consumer Staples 7.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHOP icon
201
Shopify
SHOP
$195B
$1.1M 0.01%
7,970
-3,560
-31% -$520K
PFX icon
202
PhenixFIN
PFX
$90M
$1.01M 0.01%
24,000
+665
+3% +$28.1K
VGK icon
203
Vanguard FTSE Europe ETF
VGK
$31.4B
$992K 0.01%
+14,530
New +$984K
FSP
204
Franklin Street Properties
FSP
$46.8M
$982K 0.01%
165,000
– –
WTW icon
205
Willis Towers Watson
WTW
$32B
$898K 0.01%
3,782
-196
-5% -$46.4K
CCAP icon
206
Crescent Capital BDC
CCAP
$434M
$864K 0.01%
49,066
+885
+2% +$17K
CTVA icon
207
Corteva
CTVA
$51.3B
$754K 0.01%
15,947
-657
-4% -$29.9K
KL
208
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
$751K 0.01%
17,902
-4,027
-18% -$170K
SLV icon
209
iShares Silver Trust
SLV
$30.7B
$701K 0.01%
32,579
-6,319
-16% -$137K
ERIC icon
210
Ericsson
ERIC
$33.3B
$697K 0.01%
64,150
-14,766
-19% -$161K
OCSL icon
211
Oaktree Specialty Lending
OCSL
$1.14B
$674K 0.01%
30,121
-315
-1% -$6.97K
ICMB icon
212
Investcorp Credit Management BDC
ICMB
$12.1M
$648K 0.01%
131,000
+660
+0.5% +$3.54K
SAP icon
213
SAP
SAP
$238B
$642K 0.01%
4,580
-283
-6% -$39.5K
NVDA icon
214
NVIDIA
NVDA
$5.42T
$584K 0.01%
19,840
-3,150
-14% -$86.7K
RDS.A
215
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$578K 0.01%
13,315
-1,006
-7% -$45.4K
VALE icon
216
Vale
VALE
$62.6B
$570K 0.01%
40,662
-10,144
-20% -$135K
CAE icon
217
CAE Inc. Common Shares
CAE
$8.74B
$532K 0.01%
21,071
-6,510
-24% -$182K
NBIS
218
Nebius Group N.V.
NBIS
$47.7B
$510K 0.01%
8,431
-807
-9% -$59.4K
MINT icon
219
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$509K 0.01%
5,008
-18
-0.4% -$1.83K
PAGS icon
220
PagSeguro Digital
PAGS
$2.55B
$477K 0.01%
18,182
-4,802
-21% -$156K
MELI icon
221
Mercado Libre
MELI
$92.3B
$468K 0.01%
347
-32
-8% -$45K
AAPL icon
222
Apple
AAPL
$4.57T
$460K 0.01%
2,588
-56
-2% -$8.85K
COST icon
223
Costco
COST
$420B
$440K 0.01%
775
-13
-2% -$6.66K
GOOGL icon
224
Alphabet (Google) Class A
GOOGL
$4.33T
$435K 0.01%
3,000
-720
-19% -$104K
PFLT icon
225
PennantPark Floating Rate Capital
PFLT
$746M
$415K 0.01%
32,494
-32,910
-50% -$432K
7 8
9
10 11

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Confluence Investment Management's Q4 2021 Portfolio in Review

As of Q4 2021, Confluence Investment Management held 315 positions worth $7.53B, up 5.7% from $7.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Confluence Investment Management withdrew a net $327M in Q4 2021, closing 9 positions and reducing 174 holdings. Its most notable exit was Charles River Laboratories, an estimated $51.8M position sold in full.

By sector, the portfolio is most concentrated in Financials at 18% of assets, down from 19% a quarter earlier, followed by Technology and Industrials.

Against the trend, Confluence Investment Management opened a new position in iShares Core S&P US Value ETF worth $6.7M.

  • Confluence Investment Management's largest Q4 2021 buy was iShares Core S&P US Value ETF: 87,821 shares worth $6.7M.
  • Confluence Investment Management added most to Gates Industrial Corporation Ltd. in Q4 2021, an estimated $6.98M increase.
  • Confluence Investment Management's biggest Q4 2021 reduction was Graco, cutting an estimated $10.2M.
  • Confluence Investment Management fully exited Charles River Laboratories in Q4 2021, selling an estimated $51.8M.
  • Confluence Investment Management's ten largest holdings make up 22% of its $7.53B portfolio in Q4 2021.
  • Confluence Investment Management opened 16 new positions and closed 9 in Q4 2021.
  • Confluence Investment Management's portfolio value rose 5.7% quarter-over-quarter to $7.53B.

Based on Confluence Investment Management's 13F filing for Q4 2021, filed 4 Jan 2022.