We are live on ! Find out more
CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
-1.13%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$7.13B
AUM Growth
-$398M
Cap. Flow
-$289M
Cap. Flow %
-4.05%
Top 10 Hldgs %
20.62%
Holding
310
New
8
Increased
136
Reduced
141
Closed
11

Top Buys

Rank Stock Value
1
BIPC icon
Brookfield Infrastructure
BIPC
+$44.8M
2
MBB icon
iShares MBS ETF
MBB
+$17.7M
3
KDP icon
Keurig Dr Pepper
KDP
+$12.9M
4
SLG icon
SL Green Realty
SLG
+$9.06M
5
EMXC icon
iShares MSCI Emerging Markets ex China ETF
EMXC
+$8.33M

Top Sells

Rank Stock Value
1
LIN icon
Linde
LIN
+$38.1M
2
CRL icon
Charles River Laboratories
CRL
+$24.9M
3
PEP icon
PepsiCo
PEP
+$16.5M
4
BSCO
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
+$11.5M
5
GGG icon
Graco
GGG
+$11.2M

Sector Composition

Rank Sector Weight
1 Financials 18.7%
2 Industrials 13.71%
3 Technology 13.44%
4 Consumer Discretionary 9.7%
5 Consumer Staples 7.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WTW icon
201
Willis Towers Watson
WTW
$32B
$925K 0.01%
3,978
+174
+5% +$38.7K
CCAP icon
202
Crescent Capital BDC
CCAP
$434M
$922K 0.01%
48,181
+357
+0.7% +$6.71K
KL
203
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
$912K 0.01%
21,929
+131
+0.6% +$5.32K
ERIC icon
204
Ericsson
ERIC
$33.3B
$884K 0.01%
78,916
+21,289
+37% +$252K
PFLT icon
205
PennantPark Floating Rate Capital
PFLT
$746M
$837K 0.01%
65,404
+844
+1% +$10.9K
CAE icon
206
CAE Inc. Common Shares
CAE
$8.74B
$824K 0.01%
27,581
+1,162
+4% +$34.4K
SLV icon
207
iShares Silver Trust
SLV
$30.7B
$798K 0.01%
38,898
-215
-0.5% -$4.83K
FSP
208
Franklin Street Properties
FSP
$46.8M
$766K 0.01%
165,000
– –
NBIS
209
Nebius Group N.V.
NBIS
$47.7B
$736K 0.01%
9,238
+36
+0.4% +$2.62K
ICMB icon
210
Investcorp Credit Management BDC
ICMB
$12.1M
$713K 0.01%
130,340
– –
VALE icon
211
Vale
VALE
$62.6B
$709K 0.01%
50,806
+948
+2% +$18.6K
CTVA icon
212
Corteva
CTVA
$51.3B
$699K 0.01%
16,604
-671
-4% -$29K
SAP icon
213
SAP
SAP
$238B
$657K 0.01%
4,863
+108
+2% +$15.7K
OCSL icon
214
Oaktree Specialty Lending
OCSL
$1.14B
$645K 0.01%
30,436
+209
+0.7% +$4.42K
RDS.A
215
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$638K 0.01%
14,321
+1,242
+9% +$50.1K
MELI icon
216
Mercado Libre
MELI
$92.3B
$636K 0.01%
379
+2
+0.5% +$3.46K
TRIN icon
217
Trinity Capital Inc.
TRIN
$1.71B
$600K 0.01%
+37,279
New +$568K
MINT icon
218
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$512K 0.01%
5,026
+193
+4% +$19.7K
GOOGL icon
219
Alphabet (Google) Class A
GOOGL
$4.33T
$497K 0.01%
3,720
+60
+2% +$8.16K
HTHT icon
220
Huazhu Hotels Group
HTHT
$13B
$487K 0.01%
10,620
+55
+0.5% +$2.6K
NVDA icon
221
NVIDIA
NVDA
$5.42T
$476K 0.01%
22,990
-3,090
-12% -$64.2K
ZTO icon
222
ZTO Express
ZTO
$17.9B
$466K 0.01%
15,192
-6,559
-30% -$188K
EWUS icon
223
iShares MSCI United Kingdom Small-Cap ETF
EWUS
$43.5M
$459K 0.01%
9,848
-54
-0.5% -$2.63K
HDB icon
224
HDFC Bank
HDB
$121B
$455K 0.01%
12,460
+72
+0.6% +$2.67K
CCJ icon
225
Cameco
CCJ
$42.4B
$448K 0.01%
20,617
-866
-4% -$16.4K
7 8
9
10 11

Similar funds

PCH
PGIM Custom Harvest Newark, New Jersey $6.4B AUM 18.53% 1-Year Est. Return
GT
Glenview Trust Louisville, Kentucky $6.37B AUM 23.72% 1-Year Est. Return
BFS
Bradley Foster & Sargent Hartford, Connecticut $6.44B AUM 25.27% 1-Year Est. Return
EWM
Evercore Wealth Management New York $6.36B AUM 20.35% 1-Year Est. Return
EC
ECP ControlCo Summit, New Jersey $6.34B AUM 19.72% 1-Year Est. Return
HI
Harbour Investments Madison, Wisconsin $6.48B AUM 18.23% 1-Year Est. Return
TCM
Tenor Capital Management New York $6.49B AUM 3% 1-Year Est. Return
OMC
Old Mission Capital Chicago, Illinois $6.3B AUM 14.68% 1-Year Est. Return

Confluence Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Confluence Investment Management held 310 positions worth $7.13B, down 5.3% from $7.52B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Confluence Investment Management withdrew a net $289M in Q3 2021, closing 11 positions and reducing 141 holdings. Its most notable exit was Invesco BulletShares 2024 Corporate Bond ETF, an estimated $11.5M position sold in full.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 18% a quarter earlier, followed by Industrials and Technology.

Against the trend, Confluence Investment Management opened a new position in Keurig Dr Pepper worth $12.6M.

  • Confluence Investment Management's largest Q3 2021 buy was Keurig Dr Pepper: 367,980 shares worth $12.6M.
  • Confluence Investment Management added most to Brookfield Infrastructure in Q3 2021, an estimated $44.8M increase.
  • Confluence Investment Management's biggest Q3 2021 reduction was Linde, cutting an estimated $38.1M.
  • Confluence Investment Management fully exited Invesco BulletShares 2024 Corporate Bond ETF in Q3 2021, selling an estimated $11.5M.
  • Confluence Investment Management's ten largest holdings make up 21% of its $7.13B portfolio in Q3 2021.
  • Confluence Investment Management opened 8 new positions and closed 11 in Q3 2021.
  • Confluence Investment Management's portfolio value fell 5.3% quarter-over-quarter to $7.13B.

Based on Confluence Investment Management's 13F filing for Q3 2021, filed 4 Oct 2021.