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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+7.2%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$7.12B
AUM Growth
+$402M
Cap. Flow
-$3.91M
Cap. Flow %
-0.05%
Top 10 Hldgs %
20.91%
Holding
318
New
16
Increased
150
Reduced
122
Closed
18

Top Buys

Rank Stock Value
1
HD icon
Home Depot
HD
+$94.1M
2
BIPC icon
Brookfield Infrastructure
BIPC
+$47.2M
3
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$16.6M
4
IBTI icon
iShares iBonds Dec 2028 Term Treasury ETF
IBTI
+$10.6M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$8.92M

Top Sells

Rank Stock Value
1
TIF
Tiffany & Co.
TIF
+$70.7M
2
GGG icon
Graco
GGG
+$65.4M
3
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$20.7M
4
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$11M
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$8.34M

Sector Composition

Rank Sector Weight
1 Financials 18.84%
2 Industrials 13.96%
3 Technology 13.41%
4 Consumer Discretionary 10.42%
5 Consumer Staples 7.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCAP icon
201
Crescent Capital BDC
CCAP
$434M
$816K 0.01%
47,451
-15,546
-25% -$254K
SLV icon
202
iShares Silver Trust
SLV
$30.7B
$805K 0.01%
35,477
+1,359
+4% +$33.1K
PFX icon
203
PhenixFIN
PFX
$90M
$768K 0.01%
23,335
– –
PFLT icon
204
PennantPark Floating Rate Capital
PFLT
$746M
$755K 0.01%
63,552
-32,784
-34% -$383K
PAGS icon
205
PagSeguro Digital
PAGS
$2.55B
$745K 0.01%
16,080
-718
-4% -$38.5K
ERIC icon
206
Ericsson
ERIC
$33.3B
$743K 0.01%
56,307
-6,869
-11% -$87.4K
BCIC
207
BCP Investment Corp
BCIC
$92.9M
$735K 0.01%
34,047
– –
ICMB icon
208
Investcorp Credit Management BDC
ICMB
$12.1M
$733K 0.01%
130,340
– –
KL
209
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
$722K 0.01%
21,351
+567
+3% +$21K
NBIS
210
Nebius Group N.V.
NBIS
$47.7B
$603K 0.01%
9,417
-156
-2% -$10.4K
HTHT icon
211
Huazhu Hotels Group
HTHT
$13B
$593K 0.01%
10,808
-131
-1% -$7.01K
MLCO icon
212
Melco Resorts & Entertainment
MLCO
$2.14B
$589K 0.01%
29,595
+2,281
+8% +$43.3K
SAP icon
213
SAP
SAP
$238B
$581K 0.01%
4,732
-563
-11% -$71.4K
VIPS icon
214
Vipshop
VIPS
$7.53B
$580K 0.01%
19,440
-2,149
-10% -$74.1K
MELI icon
215
Mercado Libre
MELI
$92.3B
$570K 0.01%
387
-7
-2% -$11.9K
IBTH icon
216
iShares iBonds Dec 2027 Term Treasury ETF
IBTH
$2.27B
$553K 0.01%
22,001
-32,073
-59% -$825K
OCSL icon
217
Oaktree Specialty Lending
OCSL
$1.14B
$551K 0.01%
29,625
-21,702
-42% -$390K
RDS.A
218
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$518K 0.01%
13,218
+2,802
+27% +$113K
HDB icon
219
HDFC Bank
HDB
$121B
$498K 0.01%
12,816
-100
-0.8% -$3.92K
AGNC icon
220
AGNC Investment
AGNC
$12.9B
$496K 0.01%
+29,594
New +$478K
MINT icon
221
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$493K 0.01%
4,833
– –
JPM icon
222
JPMorgan Chase
JPM
$950B
$464K 0.01%
3,048
+251
+9% +$36.1K
NVDA icon
223
NVIDIA
NVDA
$5.42T
$454K 0.01%
34,000
-600
-2% -$8.06K
FCX icon
224
Freeport-McMoran
FCX
$97.5B
$441K 0.01%
13,382
-3,545
-21% -$115K
GOOGL icon
225
Alphabet (Google) Class A
GOOGL
$4.33T
$437K 0.01%
4,240
+100
+2% +$9.87K
7 8
9
10 11

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Confluence Investment Management's Q1 2021 Portfolio in Review

As of Q1 2021, Confluence Investment Management held 318 positions worth $7.12B, up 6% from $6.72B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Confluence Investment Management's Q1 2021 filing shows 16 new, 150 increased, 122 reduced and 18 closed positions. Its largest new stake was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF: 391,051 shares worth $6.74M. The largest sale was Tiffany & Co., an estimated $70.7M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 19% a quarter earlier, followed by Industrials and Technology.

  • Confluence Investment Management's largest Q1 2021 buy was Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF: 391,051 shares worth $6.74M.
  • Confluence Investment Management added most to Home Depot in Q1 2021, an estimated $94.1M increase.
  • Confluence Investment Management's biggest Q1 2021 reduction was Graco, cutting an estimated $65.4M.
  • Confluence Investment Management fully exited Tiffany & Co. in Q1 2021, selling an estimated $70.7M.
  • Confluence Investment Management's ten largest holdings make up 21% of its $7.12B portfolio in Q1 2021.
  • Confluence Investment Management opened 16 new positions and closed 18 in Q1 2021.
  • Confluence Investment Management's portfolio value rose 6% quarter-over-quarter to $7.12B.

Based on Confluence Investment Management's 13F filing for Q1 2021, filed 5 Apr 2021.