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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+5.32%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$6.15B
AUM Growth
+$158M
Cap. Flow
-$124M
Cap. Flow %
-2.02%
Top 10 Hldgs %
22.76%
Holding
304
New
13
Increased
79
Reduced
173
Closed
11

Top Buys

Rank Stock Value
1
CSCO icon
Cisco
CSCO
+$71.9M
2
IBDV icon
iShares iBonds Dec 2030 Term Corporate ETF
IBDV
+$17.6M
3
DNB
Dun & Bradstreet
DNB
+$14.7M
4
IBDU icon
iShares iBonds Dec 2029 Term Corporate ETF
IBDU
+$8.8M
5
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$7.12M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$49.4M
2
IBDD
iShares iBonds Mar 2023 Term Corporate ETF
IBDD
+$14.5M
3
TMO icon
Thermo Fisher Scientific
TMO
+$11.8M
4
FAST icon
Fastenal
FAST
+$10.8M
5
BSCM
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
+$10.4M

Sector Composition

Rank Sector Weight
1 Financials 17.52%
2 Industrials 14.75%
3 Technology 13.2%
4 Consumer Discretionary 8.31%
5 Consumer Staples 8.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IUSV icon
201
iShares Core S&P US Value ETF
IUSV
$27.7B
$844K 0.01%
15,546
-1,279
-8% -$69.9K
PFLT icon
202
PennantPark Floating Rate Capital
PFLT
$746M
$803K 0.01%
95,138
+371
+0.4% +$3.13K
CCAP icon
203
Crescent Capital BDC
CCAP
$434M
$781K 0.01%
61,240
+80
+0.1% +$1K
PAGS icon
204
PagSeguro Digital
PAGS
$2.55B
$760K 0.01%
20,163
-707
-3% -$27.5K
MINT icon
205
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
$743K 0.01%
7,291
– –
OCSL icon
206
Oaktree Specialty Lending
OCSL
$1.14B
$741K 0.01%
51,023
+27
+0.1% +$386
PRU icon
207
Prudential Financial
PRU
$41.8B
$715K 0.01%
+11,253
New +$740K
NBIS
208
Nebius Group N.V.
NBIS
$47.7B
$632K 0.01%
9,686
-224
-2% -$13.3K
MLCO icon
209
Melco Resorts & Entertainment
MLCO
$2.14B
$598K 0.01%
35,921
-1,122
-3% -$19.9K
JAZZ icon
210
Jazz Pharmaceuticals
JAZZ
$16.7B
$511K 0.01%
3,587
-183
-5% -$22.7K
V icon
211
Visa
V
$677B
$507K 0.01%
2,534
-50
-2% -$9.99K
GBIL icon
212
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.59B
$501K 0.01%
4,986
– –
IBDN
213
DELISTED
iShares iBonds Dec 2022 Term Corporate ETF
IBDN
$495K 0.01%
19,321
-31,285
-62% -$803K
HTHT icon
214
Huazhu Hotels Group
HTHT
$13B
$480K 0.01%
11,098
-218
-2% -$8.51K
ICMB icon
215
Investcorp Credit Management BDC
ICMB
$12.1M
$473K 0.01%
130,340
– –
NVDA icon
216
NVIDIA
NVDA
$5.42T
$471K 0.01%
34,800
– –
AAPL icon
217
Apple
AAPL
$4.57T
$457K 0.01%
3,948
-300
-7% -$32.7K
BCIC
218
BCP Investment Corp
BCIC
$92.9M
$456K 0.01%
34,047
– –
IBDM
219
DELISTED
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
$436K 0.01%
17,414
-31,580
-64% -$792K
MELI icon
220
Mercado Libre
MELI
$92.3B
$434K 0.01%
401
-7
-2% -$7.59K
RDS.A
221
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$432K 0.01%
17,175
-3,908
-19% -$118K
GOOGL icon
222
Alphabet (Google) Class A
GOOGL
$4.33T
$425K 0.01%
5,800
-28,520
-83% -$2.17M
PFX icon
223
PhenixFIN
PFX
$90M
$416K 0.01%
23,335
-1
-0% -$15
SUNS
224
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$414K 0.01%
32,843
+168
+0.5% +$2.19K
PYPL icon
225
PayPal
PYPL
$50.5B
$413K 0.01%
2,097
– –
7 8
9
10 11

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Confluence Investment Management's Q3 2020 Portfolio in Review

As of Q3 2020, Confluence Investment Management held 304 positions worth $6.15B, up 2.6% from $5.99B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Confluence Investment Management's Q3 2020 filing shows 13 new, 79 increased, 173 reduced and 11 closed positions. Its largest new stake was iShares iBonds Dec 2030 Term Corporate ETF: 681,796 shares worth $17.6M. The largest sale was Microsoft, an estimated $49.4M.

By sector, the portfolio is most concentrated in Financials at 18% of assets, up from 17% a quarter earlier, followed by Industrials and Technology.

  • Confluence Investment Management's largest Q3 2020 buy was iShares iBonds Dec 2030 Term Corporate ETF: 681,796 shares worth $17.6M.
  • Confluence Investment Management added most to Cisco in Q3 2020, an estimated $71.9M increase.
  • Confluence Investment Management's biggest Q3 2020 reduction was Microsoft, cutting an estimated $49.4M.
  • Confluence Investment Management fully exited iShares iBonds Mar 2023 Term Corporate ETF in Q3 2020, selling an estimated $14.5M.
  • Confluence Investment Management's ten largest holdings make up 23% of its $6.15B portfolio in Q3 2020.
  • Confluence Investment Management opened 13 new positions and closed 11 in Q3 2020.
  • Confluence Investment Management's portfolio value rose 2.6% quarter-over-quarter to $6.15B.

Based on Confluence Investment Management's 13F filing for Q3 2020, filed 19 Oct 2020.