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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+5.23%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$6.25B
AUM Growth
-$164M
Cap. Flow
-$62.8M
Cap. Flow %
-1%
Top 10 Hldgs %
22.34%
Holding
302
New
16
Increased
148
Reduced
111
Closed
11

Top Buys

Rank Stock Value
1
SBUX icon
Starbucks
SBUX
+$14.3M
2
MA icon
Mastercard
MA
+$11.9M
3
IBCD
iShares iBonds Mar 2020 Term Corporate ex-Financials ETF
IBCD
+$9.42M
4
DD icon
DuPont de Nemours
DD
+$8.37M
5
SLB icon
SLB Ltd
SLB
+$6.54M

Top Sells

Rank Stock Value
1
TIF
Tiffany & Co.
TIF
+$46.3M
2
DAL icon
Delta Air Lines
DAL
+$13.1M
3
RMAX icon
RE/MAX Holdings
RMAX
+$12.9M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$10.5M
5
HCSG icon
Healthcare Services Group
HCSG
+$5.54M

Sector Composition

Rank Sector Weight
1 Financials 20.35%
2 Technology 13.18%
3 Industrials 11.37%
4 Materials 8.29%
5 Consumer Staples 8.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VNQ icon
201
Vanguard Real Estate ETF
VNQ
$39B
$1.01M 0.02%
11,538
-541
-4% -$50.1K
SMFG icon
202
Sumitomo Mitsui Financial
SMFG
$163B
$1M 0.02%
142,041
+20,610
+17% +$148K
CMO
203
DELISTED
Capstead Mortgage Corp.
CMO
$906K 0.01%
108,500
– –
TECK icon
204
Teck Resources
TECK
$32.7B
$887K 0.01%
+38,485
New +$628K
FMS icon
205
Fresenius Medical Care
FMS
$12.8B
$838K 0.01%
21,328
+803
+4% +$28.5K
EQNR icon
206
Equinor
EQNR
$93.3B
$780K 0.01%
39,459
+2,050
+5% +$38.8K
BCIC
207
BCP Investment Corp
BCIC
$91.5M
$766K 0.01%
34,047
– –
V icon
208
Visa
V
$691B
$750K 0.01%
4,324
+417
+11% +$75.1K
MUFG icon
209
Mitsubishi UFJ Financial
MUFG
$254B
$726K 0.01%
152,763
+6,409
+4% +$33.8K
JPM icon
210
JPMorgan Chase
JPM
$947B
$718K 0.01%
6,419
+1,832
+40% +$235K
TLH icon
211
iShares 10-20 Year Treasury Bond ETF
TLH
$10.9B
$693K 0.01%
+4,844
New +$710K
PYPL icon
212
PayPal
PYPL
$50.8B
$674K 0.01%
5,886
+1,193
+25% +$124K
TSM icon
213
TSMC
TSM
$2.18T
$670K 0.01%
17,114
+534
+3% +$28.3K
JAZZ icon
214
Jazz Pharmaceuticals
JAZZ
$16.9B
$605K 0.01%
4,243
+218
+5% +$29.7K
FSP
215
Franklin Street Properties
FSP
$46.6M
$590K 0.01%
80,000
– –
SNN icon
216
Smith & Nephew
SNN
$12.4B
$576K 0.01%
13,229
+468
+4% +$21.1K
LQD icon
217
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.9B
$553K 0.01%
+4,449
New +$567K
ING icon
218
ING
ING
$102B
$526K 0.01%
+45,424
New +$520K
IX icon
219
ORIX
IX
$45.1B
$525K 0.01%
+35,055
New +$563K
IVV icon
220
iShares Core S&P 500 ETF
IVV
$897B
$521K 0.01%
1,769
+104
+6% +$32.2K
EOG icon
221
EOG Resources
EOG
$71.3B
$518K 0.01%
5,556
+1,546
+39% +$113K
HDB icon
222
HDFC Bank
HDB
$122B
$472K 0.01%
7,264
-6,648
-48% -$202K
HTHT icon
223
Huazhu Hotels Group
HTHT
$13.2B
$449K 0.01%
12,383
+644
+5% +$23.2K
TTE icon
224
TotalEnergies
TTE
$191B
$440K 0.01%
7,887
+278
+4% +$14.7K
CEO
225
DELISTED
CNOOC Limited
CEO
$429K 0.01%
2,517
+147
+6% +$22.5K
7 8
9
10 11

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Confluence Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, Confluence Investment Management held 302 positions worth $6.25B, down 2.6% from $6.41B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Confluence Investment Management's Q4 2019 filing shows 16 new, 148 increased, 111 reduced and 11 closed positions. Its largest new stake was iShares iBonds Mar 2020 Term Corporate ex-Financials ETF: 383,223 shares worth $9.43M. The largest sale was Tiffany & Co., an estimated $46.3M.

By sector, the portfolio is most concentrated in Financials at 20% of assets, down from 21% a quarter earlier, followed by Technology and Industrials.

  • Confluence Investment Management's largest Q4 2019 buy was iShares iBonds Mar 2020 Term Corporate ex-Financials ETF: 383,223 shares worth $9.43M.
  • Confluence Investment Management added most to Starbucks in Q4 2019, an estimated $14.3M increase.
  • Confluence Investment Management's biggest Q4 2019 reduction was Tiffany & Co., cutting an estimated $46.3M.
  • Confluence Investment Management fully exited Healthcare Services Group in Q4 2019, selling an estimated $5.54M.
  • Confluence Investment Management's ten largest holdings make up 22% of its $6.25B portfolio in Q4 2019.
  • Confluence Investment Management opened 16 new positions and closed 11 in Q4 2019.
  • Confluence Investment Management's portfolio value fell 2.6% quarter-over-quarter to $6.25B.

Based on Confluence Investment Management's 13F filing for Q4 2019, filed 29 Jan 2020.