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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+2.27%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$6.41B
AUM Growth
+$164M
Cap. Flow
+$44.5M
Cap. Flow %
0.69%
Top 10 Hldgs %
22.62%
Holding
302
New
11
Increased
110
Reduced
149
Closed
16

Top Buys

Rank Stock Value
1
TIF
Tiffany & Co.
TIF
+$35.3M
2
DAL icon
Delta Air Lines
DAL
+$13.9M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$10.6M
4
RMAX icon
RE/MAX Holdings
RMAX
+$10.2M
5
HCSG icon
Healthcare Services Group
HCSG
+$5.76M

Top Sells

Rank Stock Value
1
SBUX icon
Starbucks
SBUX
+$15.5M
2
MA icon
Mastercard
MA
+$11.6M
3
IBCD
iShares iBonds Mar 2020 Term Corporate ex-Financials ETF
IBCD
+$9.43M
4
DD icon
DuPont de Nemours
DD
+$8.88M
5
SLB icon
SLB Ltd
SLB
+$6.69M

Sector Composition

Rank Sector Weight
1 Financials 20.52%
2 Technology 13.13%
3 Industrials 11.43%
4 Materials 7.97%
5 Consumer Staples 7.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UL icon
201
Unilever
UL
$137B
$1.04M 0.02%
15,317
-624
-4% -$43.2K
CNI icon
202
Canadian National Railway
CNI
$76.5B
$1.02M 0.02%
11,410
-415
-4% -$38.3K
SAP icon
203
SAP
SAP
$230B
$996K 0.02%
8,453
-306
-3% -$37.9K
PAGS icon
204
PagSeguro Digital
PAGS
$2.62B
$928K 0.01%
20,036
+11,434
+133% +$531K
MLCO icon
205
Melco Resorts & Entertainment
MLCO
$2.14B
$877K 0.01%
45,207
-1,698
-4% -$36.9K
SMFG icon
206
Sumitomo Mitsui Financial
SMFG
$163B
$831K 0.01%
121,431
-20,610
-15% -$141K
EC icon
207
Ecopetrol
EC
$35.8B
$805K 0.01%
47,289
-16,756
-26% -$290K
CMO
208
DELISTED
Capstead Mortgage Corp.
CMO
$797K 0.01%
108,500
– –
TSM icon
209
TSMC
TSM
$2.17T
$771K 0.01%
16,580
-534
-3% -$22.8K
BCIC
210
BCP Investment Corp
BCIC
$91.5M
$766K 0.01%
34,047
– –
MUFG icon
211
Mitsubishi UFJ Financial
MUFG
$254B
$743K 0.01%
146,354
-6,409
-4% -$31.4K
MINT icon
212
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$742K 0.01%
7,291
+4,916
+207% +$500K
EQNR icon
213
Equinor
EQNR
$93.7B
$709K 0.01%
37,409
-2,050
-5% -$37.7K
FMS icon
214
Fresenius Medical Care
FMS
$12.8B
$689K 0.01%
20,525
-803
-4% -$28.5K
FSP
215
Franklin Street Properties
FSP
$47.1M
$677K 0.01%
80,000
– –
V icon
216
Visa
V
$692B
$672K 0.01%
3,907
-417
-10% -$74.3K
SNN icon
217
Smith & Nephew
SNN
$12.5B
$614K 0.01%
12,761
-468
-4% -$21.5K
JPM icon
218
JPMorgan Chase
JPM
$947B
$540K 0.01%
4,587
-1,832
-29% -$207K
JAZZ icon
219
Jazz Pharmaceuticals
JAZZ
$16.7B
$516K 0.01%
4,025
-218
-5% -$29.2K
GBIL icon
220
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.57B
$500K 0.01%
+4,986
New +$500K
IVV icon
221
iShares Core S&P 500 ETF
IVV
$897B
$497K 0.01%
1,665
-104
-6% -$30.9K
PYPL icon
222
PayPal
PYPL
$51.1B
$486K 0.01%
4,693
-1,193
-20% -$131K
AAPL icon
223
Apple
AAPL
$4.56T
$431K 0.01%
7,688
+420
+6% +$22K
COST icon
224
Costco
COST
$421B
$423K 0.01%
1,469
-12
-0.8% -$3.38K
HDB icon
225
HDFC Bank
HDB
$122B
$397K 0.01%
13,912
-616
-4% -$17.5K
7 8
9
10 11

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Confluence Investment Management's Q3 2019 Portfolio in Review

As of Q3 2019, Confluence Investment Management held 302 positions worth $6.41B, up 2.6% from $6.25B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Confluence Investment Management's Q3 2019 filing shows 11 new, 110 increased, 149 reduced and 16 closed positions. Its largest new stake was Healthcare Services Group: 228,239 shares worth $5.54M. The largest sale was Starbucks, an estimated $15.5M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 20% a quarter earlier, followed by Technology and Industrials.

  • Confluence Investment Management's largest Q3 2019 buy was Healthcare Services Group: 228,239 shares worth $5.54M.
  • Confluence Investment Management added most to Tiffany & Co. in Q3 2019, an estimated $35.3M increase.
  • Confluence Investment Management's biggest Q3 2019 reduction was Starbucks, cutting an estimated $15.5M.
  • Confluence Investment Management fully exited iShares iBonds Mar 2020 Term Corporate ex-Financials ETF in Q3 2019, selling an estimated $9.43M.
  • Confluence Investment Management's ten largest holdings make up 23% of its $6.41B portfolio in Q3 2019.
  • Confluence Investment Management opened 11 new positions and closed 16 in Q3 2019.
  • Confluence Investment Management's portfolio value rose 2.6% quarter-over-quarter to $6.41B.

Based on Confluence Investment Management's 13F filing for Q3 2019, filed 15 Oct 2019.