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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
-11.32%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$5.32B
AUM Growth
-$550M
Cap. Flow
+$176M
Cap. Flow %
3.32%
Top 10 Hldgs %
22.95%
Holding
335
New
25
Increased
116
Reduced
146
Closed
31

Top Buys

Rank Stock Value
1
LIN icon
Linde
LIN
+$117M
2
TIF
Tiffany & Co.
TIF
+$50.4M
3
FTDR icon
Frontdoor
FTDR
+$42.7M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$31M
5
BR icon
Broadridge
BR
+$28.2M

Top Sells

Rank Stock Value
1
PX
Praxair Inc
PX
+$122M
2
AGN
Allergan plc
AGN
+$30.3M
3
AXP icon
American Express
AXP
+$27.1M
4
PGR icon
Progressive
PGR
+$23.2M
5
MTSC
MTS Systems Corp
MTSC
+$15.8M

Sector Composition

Rank Sector Weight
1 Financials 18.6%
2 Technology 12.07%
3 Healthcare 10.51%
4 Industrials 10.37%
5 Consumer Staples 9.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMFG icon
201
Sumitomo Mitsui Financial
SMFG
$164B
$1.02M 0.02%
156,654
-17,875
-10% -$133K
EQNR icon
202
Equinor
EQNR
$92.4B
$1.01M 0.02%
47,898
-758
-2% -$18.6K
SUNS
203
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$1.01M 0.02%
66,541
-32
-0% -$509
ICMB icon
204
Investcorp Credit Management BDC
ICMB
$12.2M
$997K 0.02%
160,502
-69,510
-30% -$540K
SAP icon
205
SAP
SAP
$227B
$995K 0.02%
9,993
+3,307
+49% +$352K
CNI icon
206
Canadian National Railway
CNI
$76.6B
$986K 0.02%
+13,300
New +$1.1M
EEMS icon
207
iShares MSCI Emerging Markets Small-Cap ETF
EEMS
$373M
$968K 0.02%
23,160
-10,347
-31% -$441K
APTV icon
208
Aptiv
APTV
$9.94B
$957K 0.02%
15,543
-1,459
-9% -$106K
ZTO icon
209
ZTO Express
ZTO
$18.2B
$926K 0.02%
58,518
-2,589
-4% -$41.7K
TECK icon
210
Teck Resources
TECK
$32.2B
$913K 0.02%
42,377
-6,012
-12% -$130K
IX icon
211
ORIX
IX
$45.6B
$889K 0.02%
62,155
-6,335
-9% -$99.3K
MUFG icon
212
Mitsubishi UFJ Financial
MUFG
$255B
$812K 0.02%
166,690
-16,668
-9% -$94.3K
V icon
213
Visa
V
$688B
$807K 0.02%
6,117
-1,702
-22% -$235K
JPM icon
214
JPMorgan Chase
JPM
$950B
$805K 0.02%
8,251
-3,449
-29% -$367K
KB icon
215
KB Financial Group
KB
$42.7B
$766K 0.01%
18,242
-878
-5% -$38.4K
FMS icon
216
Fresenius Medical Care
FMS
$12.9B
$750K 0.01%
23,167
+9,944
+75% +$401K
CMO
217
DELISTED
Capstead Mortgage Corp.
CMO
$747K 0.01%
111,884
– –
TSM icon
218
TSMC
TSM
$2.19T
$670K 0.01%
18,142
-1,255
-6% -$47.8K
ING icon
219
ING
ING
$103B
$628K 0.01%
58,917
-50,744
-46% -$610K
CULP icon
220
Culp Inc
CULP
$43.9M
$610K 0.01%
32,279
-102,402
-76% -$2.22M
JAZZ icon
221
Jazz Pharmaceuticals
JAZZ
$16.9B
$578K 0.01%
4,660
-493
-10% -$73.1K
SNN icon
222
Smith & Nephew
SNN
$12.4B
$555K 0.01%
14,838
-1,610
-10% -$57.9K
ITM icon
223
VanEck Intermediate Muni ETF
ITM
$2.15B
$548K 0.01%
+11,547
New +$538K
VNQ icon
224
Vanguard Real Estate ETF
VNQ
$39B
$533K 0.01%
7,148
-47
-0.7% -$3.7K
PYPL icon
225
PayPal
PYPL
$50.4B
$504K 0.01%
5,995
-377
-6% -$31.4K
7 8
9
10 11

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Confluence Investment Management's Q4 2018 Portfolio in Review

As of Q4 2018, Confluence Investment Management held 335 positions worth $5.32B, down 9.4% from $5.87B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Confluence Investment Management deployed $176M of net new capital in Q4 2018, opening 25 new positions and adding to 116 existing holdings. Its largest new stake was Linde: 739,906 shares worth $115M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, down from 20% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Allergan plc, an estimated $30.3M trimmed.

  • Confluence Investment Management's largest Q4 2018 buy was Linde: 739,906 shares worth $115M.
  • Confluence Investment Management added most to iShares Core S&P US Value ETF in Q4 2018, an estimated $31M increase.
  • Confluence Investment Management's biggest Q4 2018 reduction was Allergan plc, cutting an estimated $30.3M.
  • Confluence Investment Management fully exited Praxair Inc in Q4 2018, selling an estimated $122M.
  • Confluence Investment Management's ten largest holdings make up 23% of its $5.32B portfolio in Q4 2018.
  • Confluence Investment Management opened 25 new positions and closed 31 in Q4 2018.
  • Confluence Investment Management's portfolio value fell 9.4% quarter-over-quarter to $5.32B.

Based on Confluence Investment Management's 13F filing for Q4 2018, filed 4 Jan 2019.