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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+3.53%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$5.87B
AUM Growth
+$177M
Cap. Flow
+$16.1M
Cap. Flow %
0.27%
Top 10 Hldgs %
23.22%
Holding
335
New
23
Increased
116
Reduced
146
Closed
25

Top Buys

Rank Stock Value
1
NXPI icon
NXP Semiconductors
NXPI
+$109M
2
BN icon
Brookfield
BN
+$17.2M
3
WY icon
Weyerhaeuser
WY
+$12.7M
4
BSCL
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
+$7.46M
5
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$7.28M

Top Sells

Rank Stock Value
1
BR icon
Broadridge
BR
+$27.9M
2
SYK icon
Stryker
SYK
+$22.5M
3
GSK icon
GSK
GSK
+$22.2M
4
DISCK
Discovery, Inc. Series C Common Stock
DISCK
+$18.5M
5
BKI
Black Knight, Inc. Common Stock
BKI
+$14.7M

Sector Composition

Rank Sector Weight
1 Financials 19.89%
2 Technology 12.11%
3 Healthcare 11.45%
4 Industrials 10.33%
5 Consumer Staples 8.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFLT icon
201
PennantPark Floating Rate Capital
PFLT
$724M
$1.16M 0.02%
88,312
– –
MUFG icon
202
Mitsubishi UFJ Financial
MUFG
$254B
$1.14M 0.02%
183,358
-44,824
-20% -$270K
BCIC
203
BCP Investment Corp
BCIC
$91.5M
$1.13M 0.02%
34,047
– –
SUNS
204
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
$1.11M 0.02%
66,573
– –
IX icon
205
ORIX
IX
$44.8B
$1.11M 0.02%
68,490
-4,060
-6% -$65.4K
ABDC
206
DELISTED
Alcentra Capital Corp
ABDC
$1.03M 0.02%
172,787
– –
ZTO icon
207
ZTO Express
ZTO
$18.3B
$1.01M 0.02%
61,107
-194
-0.3% -$3.74K
IWN icon
208
iShares Russell 2000 Value ETF
IWN
$14.5B
$1M 0.02%
+7,529
New +$1.01M
KB icon
209
KB Financial Group
KB
$42.6B
$923K 0.02%
19,120
-240
-1% -$11.2K
CMO
210
DELISTED
Capstead Mortgage Corp.
CMO
$885K 0.02%
111,884
+822
+0.7% +$6.92K
JAZZ icon
211
Jazz Pharmaceuticals
JAZZ
$16.7B
$866K 0.01%
5,153
-300
-6% -$51.6K
TSM icon
212
TSMC
TSM
$2.17T
$857K 0.01%
19,397
-579
-3% -$24K
SAP icon
213
SAP
SAP
$230B
$822K 0.01%
6,686
-171
-2% -$20.3K
IUSV icon
214
iShares Core S&P US Value ETF
IUSV
$27.5B
$752K 0.01%
+13,331
New +$745K
EOG icon
215
EOG Resources
EOG
$71.4B
$735K 0.01%
5,758
-510
-8% -$62K
FMS icon
216
Fresenius Medical Care
FMS
$12.8B
$680K 0.01%
13,223
-693
-5% -$34.7K
IFX
217
DELISTED
INFINEON TECH AG ADS(REP1 ORD)
IFX
$676K 0.01%
29,735
-1,394
-4% -$31.7K
ABT icon
218
Abbott
ABT
$187B
$668K 0.01%
9,102
-5,644
-38% -$371K
FSP
219
Franklin Street Properties
FSP
$47.1M
$639K 0.01%
80,000
– –
SNN icon
220
Smith & Nephew
SNN
$12.5B
$610K 0.01%
16,448
+143
+0.9% +$5.16K
VNQ icon
221
Vanguard Real Estate ETF
VNQ
$38.8B
$580K 0.01%
7,195
-291
-4% -$24K
PYPL icon
222
PayPal
PYPL
$51.1B
$560K 0.01%
6,372
-630
-9% -$55.5K
KRE icon
223
State Street SPDR S&P Regional Banking ETF
KRE
$4.65B
$534K 0.01%
8,990
-1,582
-15% -$98.6K
NATH icon
224
Nathan's Famous
NATH
$403M
$527K 0.01%
+6,398
New +$587K
MLCO icon
225
Melco Resorts & Entertainment
MLCO
$2.14B
$525K 0.01%
24,844
-6,663
-21% -$155K
7 8
9
10 11

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Confluence Investment Management's Q3 2018 Portfolio in Review

As of Q3 2018, Confluence Investment Management held 335 positions worth $5.87B, up 3.1% from $5.69B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Confluence Investment Management's Q3 2018 filing shows 23 new, 116 increased, 146 reduced and 25 closed positions. Its largest new stake was Brookfield: 1,128,689 shares worth $17.9M. The largest sale was Broadridge, an estimated $27.9M.

By sector, the portfolio is most concentrated in Financials at 20% of assets, up from 20% a quarter earlier, followed by Technology and Healthcare.

  • Confluence Investment Management's largest Q3 2018 buy was Brookfield: 1,128,689 shares worth $17.9M.
  • Confluence Investment Management added most to NXP Semiconductors in Q3 2018, an estimated $109M increase.
  • Confluence Investment Management's biggest Q3 2018 reduction was Broadridge, cutting an estimated $27.9M.
  • Confluence Investment Management fully exited Discovery, Inc. Series C Common Stock in Q3 2018, selling an estimated $18.5M.
  • Confluence Investment Management's ten largest holdings make up 23% of its $5.87B portfolio in Q3 2018.
  • Confluence Investment Management opened 23 new positions and closed 25 in Q3 2018.
  • Confluence Investment Management's portfolio value rose 3.1% quarter-over-quarter to $5.87B.

Based on Confluence Investment Management's 13F filing for Q3 2018, filed 25 Oct 2018.