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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+2.31%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$5.22B
AUM Growth
+$300M
Cap. Flow
+$198M
Cap. Flow %
3.8%
Top 10 Hldgs %
21.84%
Holding
255
New
17
Increased
135
Reduced
69
Closed
16

Top Buys

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$93M
2
DBRG icon
DigitalBridge
DBRG
+$79.3M
3
BKI
Black Knight, Inc. Common Stock
BKI
+$28.9M
4
NTUS
Natus Medical Inc
NTUS
+$20.6M
5
MLM icon
Martin Marietta Materials
MLM
+$16.4M

Top Sells

Rank Stock Value
1
DD
Du Pont De Nemours E I
DD
+$80.7M
2
KSS icon
Kohl's
KSS
+$46.2M
3
IBCC
iShares iBonds Mar 2018 Term Corporate ex-Financials ETF
IBCC
+$14.2M
4
GWW icon
W.W. Grainger
GWW
+$9.67M
5
GGG icon
Graco
GGG
+$9.45M

Sector Composition

Rank Sector Weight
1 Financials 21.87%
2 Industrials 11.72%
3 Healthcare 11.69%
4 Consumer Staples 8.92%
5 Technology 8.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNV icon
201
Franco-Nevada
FNV
$41.1B
$349K 0.01%
4,502
– –
AA icon
202
Alcoa
AA
$11.9B
$347K 0.01%
7,433
-555
-7% -$22.2K
PPLT
203
abrdn Physical Platinum Shares ETF
PPLT
$1.88B
$342K 0.01%
39,230
+3,500
+10% +$31.9K
EOG icon
204
EOG Resources
EOG
$79.2B
$341K 0.01%
3,525
+100
+3% +$9.03K
EEMS icon
205
iShares MSCI Emerging Markets Small-Cap ETF
EEMS
$349M
$329K 0.01%
+6,658
New +$324K
VTI icon
206
Vanguard Morningstar Total Stock Market ETF
VTI
$660B
$311K 0.01%
2,402
+87
+4% +$11K
IDV icon
207
iShares International Select Dividend ETF
IDV
$8.45B
$286K 0.01%
8,481
-2,570
-23% -$85.8K
GAIN icon
208
Gladstone Investment Corp
GAIN
$643M
$279K 0.01%
29,360
– –
WPM icon
209
Wheaton Precious Metals
WPM
$49.5B
$271K 0.01%
14,203
+761
+6% +$15K
IJR icon
210
iShares Core S&P Small-Cap ETF
IJR
$109B
$269K 0.01%
3,627
+69
+2% +$4.84K
PCH
211
DELISTED
PotlatchDeltic
PCH
$262K 0.01%
5,128
– –
VMC icon
212
Vulcan Materials
VMC
$34.8B
$262K 0.01%
2,189
+11
+0.5% +$1.32K
USB icon
213
US Bancorp
USB
$98.2B
$254K ﹤0.01%
4,745
+239
+5% +$12.5K
XEC
214
DELISTED
CIMAREX ENERGY CO
XEC
$247K ﹤0.01%
+2,176
New +$217K
ABT icon
215
Abbott
ABT
$183B
$245K ﹤0.01%
4,591
-40
-0.9% -$2.01K
FLOT icon
216
iShares Floating Rate Bond ETF
FLOT
$10.2B
$242K ﹤0.01%
+4,755
New +$242K
MINT icon
217
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$242K ﹤0.01%
+2,375
New +$242K
KMPR icon
218
Kemper
KMPR
$1.67B
$237K ﹤0.01%
+4,470
New +$204K
PXD
219
DELISTED
Pioneer Natural Resource Co.
PXD
$228K ﹤0.01%
1,543
+155
+11% +$22.3K
RSPP
220
DELISTED
RSP Permian, Inc.
RSPP
$228K ﹤0.01%
+6,602
New +$212K
HCAP
221
DELISTED
Harvest Capital Credit Corporation
HCAP
$223K ﹤0.01%
16,699
– –
ACN icon
222
Accenture
ACN
$102B
$214K ﹤0.01%
1,587
-47
-3% -$6.12K
BAC icon
223
Bank of America
BAC
$435B
$213K ﹤0.01%
8,419
-2,618
-24% -$63.5K
SWN
224
DELISTED
Southwestern Energy Company
SWN
$213K ﹤0.01%
34,869
+279
+0.8% +$1.58K
SA
225
Seabridge Gold
SA
$2.78B
$210K ﹤0.01%
17,198
+1,200
+8% +$13.9K
6 7 8
9
10

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BFG
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GT
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BFS
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EWM
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EC
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HI
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TCM
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Confluence Investment Management's Q3 2017 Portfolio in Review

As of Q3 2017, Confluence Investment Management held 255 positions worth $5.22B, up 6.1% from $4.92B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Confluence Investment Management deployed $198M of net new capital in Q3 2017, opening 17 new positions and adding to 135 existing holdings. Its largest new stake was DigitalBridge: 1,451,067 shares worth $72.9M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 21% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was Graco, an estimated $9.45M trimmed.

  • Confluence Investment Management's largest Q3 2017 buy was DigitalBridge: 1,451,067 shares worth $72.9M.
  • Confluence Investment Management added most to DuPont de Nemours in Q3 2017, an estimated $93M increase.
  • Confluence Investment Management's biggest Q3 2017 reduction was Graco, cutting an estimated $9.45M.
  • Confluence Investment Management fully exited Du Pont De Nemours E I in Q3 2017, selling an estimated $80.7M.
  • Confluence Investment Management's ten largest holdings make up 22% of its $5.22B portfolio in Q3 2017.
  • Confluence Investment Management opened 17 new positions and closed 16 in Q3 2017.
  • Confluence Investment Management's portfolio value rose 6.1% quarter-over-quarter to $5.22B.

Based on Confluence Investment Management's 13F filing for Q3 2017, filed 13 Oct 2017.