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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+2.68%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$4.12B
AUM Growth
+$288M
Cap. Flow
+$203M
Cap. Flow %
4.93%
Top 10 Hldgs %
21.54%
Holding
247
New
24
Increased
142
Reduced
55
Closed
12

Top Buys

Rank Stock Value
1
AGN
Allergan plc
AGN
+$27.7M
2
DFIN icon
Donnelley Financial Solutions
DFIN
+$17.3M
3
DEO icon
Diageo
DEO
+$12.6M
4
PAYX icon
Paychex
PAYX
+$12.5M
5
MAT icon
Mattel
MAT
+$12.5M

Top Sells

Rank Stock Value
1
BBBY
Bed Bath & Beyond Inc
BBBY
+$31.2M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$11.4M
3
BRO icon
Brown & Brown
BRO
+$6.82M
4
KSS icon
Kohl's
KSS
+$6.69M
5
RMAX icon
RE/MAX Holdings
RMAX
+$6.58M

Sector Composition

Rank Sector Weight
1 Financials 21.24%
2 Industrials 12.47%
3 Healthcare 10.72%
4 Technology 9.67%
5 Consumer Staples 8.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EOG icon
201
EOG Resources
EOG
$76.4B
$418K 0.01%
4,130
+531
+15% +$51.7K
IVE icon
202
iShares S&P 500 Value ETF
IVE
$49.8B
$381K 0.01%
3,762
+558
+17% +$54.4K
PPLT
203
abrdn Physical Platinum Shares ETF
PPLT
$2B
$329K 0.01%
+38,080
New +$345K
V icon
204
Visa
V
$690B
$310K 0.01%
3,978
+1,180
+42% +$94.9K
HNRG icon
205
Hallador Energy
HNRG
$713M
$297K 0.01%
32,625
+344
+1% +$3.02K
VMC icon
206
Vulcan Materials
VMC
$36.9B
$289K 0.01%
2,308
– –
BUD icon
207
AB InBev
BUD
$167B
$284K 0.01%
2,690
– –
MO icon
208
Altria Group
MO
$114B
$284K 0.01%
+4,202
New +$271K
FNV icon
209
Franco-Nevada
FNV
$42.2B
$283K 0.01%
4,734
+10
+0.2% +$611
RGLD icon
210
Royal Gold
RGLD
$17.5B
$276K 0.01%
4,359
+10
+0.2% +$681
WPM icon
211
Wheaton Precious Metals
WPM
$52.4B
$275K 0.01%
14,212
+20
+0.1% +$417
WTV icon
212
WisdomTree US Value Fund
WTV
$3.37B
$275K 0.01%
8,124
+958
+13% +$31.3K
XEC
213
DELISTED
CIMAREX ENERGY CO
XEC
$261K 0.01%
+1,922
New +$257K
PE
214
DELISTED
PARSLEY ENERGY INC
PE
$258K 0.01%
+7,330
New +$260K
RSPP
215
DELISTED
RSP Permian, Inc.
RSPP
$257K 0.01%
+5,764
New +$239K
PXD
216
DELISTED
Pioneer Natural Resource Co.
PXD
$254K 0.01%
1,408
-291
-17% -$53.3K
MFIN icon
217
Medallion Financial
MFIN
$251M
$252K 0.01%
83,353
– –
SWN
218
DELISTED
Southwestern Energy Company
SWN
$252K 0.01%
+23,290
New +$267K
NBL
219
DELISTED
Noble Energy, Inc.
NBL
$251K 0.01%
+6,598
New +$245K
CNX icon
220
CNX Resources
CNX
$5.27B
$247K 0.01%
+16,253
New +$257K
IJR icon
221
iShares Core S&P Small-Cap ETF
IJR
$113B
$245K 0.01%
3,558
-1,460
-29% -$94.2K
FMC icon
222
FMC
FMC
$1.32B
$242K 0.01%
4,936
+12
+0.2% +$548
IVW icon
223
iShares S&P 500 Growth ETF
IVW
$77.3B
$230K 0.01%
+7,552
New +$228K
HCAP
224
DELISTED
Harvest Capital Credit Corporation
HCAP
$230K 0.01%
16,699
– –
AGG icon
225
iShares Core US Aggregate Bond ETF
AGG
$138B
$228K 0.01%
+2,114
New +$232K
6 7 8
9
10

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EWM
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TCM
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Confluence Investment Management's Q4 2016 Portfolio in Review

As of Q4 2016, Confluence Investment Management held 247 positions worth $4.12B, up 7.5% from $3.83B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Confluence Investment Management deployed $203M of net new capital in Q4 2016, opening 24 new positions and adding to 142 existing holdings. Its largest new stake was Donnelley Financial Solutions: 816,626 shares worth $18.8M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 21% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $11.4M trimmed.

  • Confluence Investment Management's largest Q4 2016 buy was Donnelley Financial Solutions: 816,626 shares worth $18.8M.
  • Confluence Investment Management added most to Allergan plc in Q4 2016, an estimated $27.7M increase.
  • Confluence Investment Management's biggest Q4 2016 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $11.4M.
  • Confluence Investment Management fully exited Bed Bath & Beyond Inc in Q4 2016, selling an estimated $31.2M.
  • Confluence Investment Management's ten largest holdings make up 22% of its $4.12B portfolio in Q4 2016.
  • Confluence Investment Management opened 24 new positions and closed 12 in Q4 2016.
  • Confluence Investment Management's portfolio value rose 7.5% quarter-over-quarter to $4.12B.

Based on Confluence Investment Management's 13F filing for Q4 2016, filed 14 Feb 2017.