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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+5.17%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$3.34B
AUM Growth
+$283M
Cap. Flow
+$133M
Cap. Flow %
3.98%
Top 10 Hldgs %
20.16%
Holding
257
New
9
Increased
162
Reduced
50
Closed
26

Top Buys

Rank Stock Value
1
WY icon
Weyerhaeuser
WY
+$43.9M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$10.5M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$10.3M
4
PII icon
Polaris
PII
+$9.11M
5
KMI icon
Kinder Morgan
KMI
+$6.56M

Top Sells

Rank Stock Value
1
PCL
PLUM CREEK TIMBER CO (REIT)
PCL
+$44M
2
DLR icon
Digital Realty Trust
DLR
+$13.1M
3
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$12.8M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.5M
5
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$7.69M

Sector Composition

Rank Sector Weight
1 Financials 21.29%
2 Industrials 13.2%
3 Healthcare 9.8%
4 Consumer Staples 8.59%
5 Consumer Discretionary 7.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EOG icon
201
EOG Resources
EOG
$71.5B
$280K 0.01%
3,854
-102
-3% -$7.05K
AA icon
202
Alcoa
AA
$12.6B
$279K 0.01%
12,110
-447
-4% -$9.1K
IJR icon
203
iShares Core S&P Small-Cap ETF
IJR
$112B
$279K 0.01%
4,960
– –
FYC icon
204
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.33B
$263K 0.01%
8,741
-25
-0.3% -$706
FNK icon
205
First Trust Mid Cap Value AlphaDEX Fund
FNK
$231M
$262K 0.01%
9,288
+901
+11% +$23K
XEC
206
DELISTED
CIMAREX ENERGY CO
XEC
$252K 0.01%
2,587
-83
-3% -$7.3K
IGSB icon
207
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$246K 0.01%
4,660
– –
IWF icon
208
iShares Russell 1000 Growth ETF
IWF
$127B
$246K 0.01%
9,872
-4,044
-29% -$95.6K
CXO
209
DELISTED
CONCHO RESOURCES INC.
CXO
$245K 0.01%
2,420
-79
-3% -$7.26K
PXD
210
DELISTED
Pioneer Natural Resource Co.
PXD
$240K 0.01%
1,702
-63
-4% -$7.81K
OCSL icon
211
Oaktree Specialty Lending
OCSL
$1.06B
$235K 0.01%
15,637
– –
RGLD icon
212
Royal Gold
RGLD
$18.3B
$230K 0.01%
+4,480
New +$183K
AGU
213
DELISTED
Agrium
AGU
$225K 0.01%
2,543
-71
-3% -$6.13K
IVV icon
214
iShares Core S&P 500 ETF
IVV
$898B
$221K 0.01%
1,071
-7,000
-87% -$1.37M
VMC icon
215
Vulcan Materials
VMC
$37.2B
$219K 0.01%
2,074
-77
-4% -$7.3K
VGK icon
216
Vanguard FTSE Europe ETF
VGK
$31.1B
$208K 0.01%
4,286
+236
+6% +$11K
FMC icon
217
FMC
FMC
$1.35B
$205K 0.01%
5,847
-146
-2% -$4.73K
HCAP
218
DELISTED
Harvest Capital Credit Corporation
HCAP
$203K 0.01%
16,699
-22,621
-58% -$244K
SAND
219
DELISTED
Sandstorm Gold
SAND
$178K 0.01%
54,187
-2,023
-4% -$5.57K
ACSF
220
DELISTED
American Capital Senior Floating, Ltd.
ACSF
$174K 0.01%
17,308
-280
-2% -$2.49K
EWJ icon
221
iShares MSCI Japan ETF
EWJ
$22.5B
$130K ﹤0.01%
2,846
+159
+6% +$7.15K
SA
222
Seabridge Gold
SA
$3.14B
$124K ﹤0.01%
11,284
-428
-4% -$3.74K
EGO icon
223
Eldorado Gold
EGO
$9.39B
$84K ﹤0.01%
5,330
-183
-3% -$2.65K
CRC
224
DELISTED
California Resources Corporation
CRC
$11K ﹤0.01%
+1,051
New +$12.4K
CF icon
225
CF Industries
CF
$17.9B
– –
-5,092
Closed -$208K
6 7 8
9
10

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Confluence Investment Management's Q1 2016 Portfolio in Review

As of Q1 2016, Confluence Investment Management held 257 positions worth $3.34B, up 9.3% from $3.06B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Confluence Investment Management deployed $133M of net new capital in Q1 2016, opening 9 new positions and adding to 162 existing holdings. Its largest new stake was iShares iBonds Dec 2022 Term Muni Bond ETF: 121,084 shares worth $3.15M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, down from 22% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was Digital Realty Trust, an estimated $13.1M trimmed.

  • Confluence Investment Management's largest Q1 2016 buy was iShares iBonds Dec 2022 Term Muni Bond ETF: 121,084 shares worth $3.15M.
  • Confluence Investment Management added most to Weyerhaeuser in Q1 2016, an estimated $43.9M increase.
  • Confluence Investment Management's biggest Q1 2016 reduction was Digital Realty Trust, cutting an estimated $13.1M.
  • Confluence Investment Management fully exited PLUM CREEK TIMBER CO (REIT) in Q1 2016, selling an estimated $44M.
  • Confluence Investment Management's ten largest holdings make up 20% of its $3.34B portfolio in Q1 2016.
  • Confluence Investment Management opened 9 new positions and closed 26 in Q1 2016.
  • Confluence Investment Management's portfolio value rose 9.3% quarter-over-quarter to $3.34B.

Based on Confluence Investment Management's 13F filing for Q1 2016, filed 4 May 2016.