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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+5.35%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$3.06B
AUM Growth
+$315M
Cap. Flow
+$204M
Cap. Flow %
6.66%
Top 10 Hldgs %
19.94%
Holding
257
New
19
Increased
159
Reduced
59
Closed
9

Top Buys

Rank Stock Value
1
CB icon
Chubb
CB
+$43.6M
2
KSS icon
Kohl's
KSS
+$11.4M
3
KMI icon
Kinder Morgan
KMI
+$10.1M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$6.66M
5
FNF icon
Fidelity National Financial
FNF
+$5.8M

Top Sells

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.74M
2
RWR icon
State Street SPDR Dow Jones REIT ETF
RWR
+$2.95M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$2.69M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$2.69M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.14M

Sector Composition

Rank Sector Weight
1 Financials 22.37%
2 Industrials 12.44%
3 Healthcare 10.14%
4 Consumer Staples 8.69%
5 Technology 7.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVE icon
201
iShares S&P 500 Value ETF
IVE
$49.7B
$554K 0.02%
6,258
+1,874
+43% +$168K
HYG icon
202
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$550K 0.02%
6,820
-32,395
-83% -$2.69M
JNK icon
203
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.91B
$538K 0.02%
5,291
-25,322
-83% -$2.69M
INKM icon
204
State Street Income Allocation ETF
INKM
$75M
$519K 0.02%
17,561
+9,897
+129% +$300K
IVW icon
205
iShares S&P 500 Growth ETF
IVW
$77.1B
$492K 0.02%
16,984
+536
+3% +$15.6K
CC icon
206
Chemours
CC
$2.19B
$469K 0.02%
87,428
-22,242
-20% -$142K
HCAP
207
DELISTED
Harvest Capital Credit Corporation
HCAP
$461K 0.02%
39,320
-11,602
-23% -$137K
VFC icon
208
VF Corp
VFC
$5.98B
$376K 0.01%
+6,408
New +$400K
FNY icon
209
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$597M
$357K 0.01%
12,383
-5,076
-29% -$148K
IWF icon
210
iShares Russell 1000 Growth ETF
IWF
$127B
$346K 0.01%
13,916
-5,152
-27% -$129K
BUD icon
211
AB InBev
BUD
$168B
$336K 0.01%
2,690
– –
SJM icon
212
J.M. Smucker
SJM
$12.7B
$334K 0.01%
+2,711
New +$323K
WY icon
213
Weyerhaeuser
WY
$18.6B
$317K 0.01%
10,571
-266
-2% -$8.03K
FDS icon
214
Factset
FDS
$9.89B
$305K 0.01%
+1,876
New +$315K
OCSL icon
215
Oaktree Specialty Lending
OCSL
$1.06B
$299K 0.01%
15,637
-32,889
-68% -$607K
AA icon
216
Alcoa
AA
$12.6B
$298K 0.01%
+12,557
New +$280K
EOG icon
217
EOG Resources
EOG
$71.5B
$280K 0.01%
3,956
-26
-0.7% -$2.11K
IJR icon
218
iShares Core S&P Small-Cap ETF
IJR
$112B
$273K 0.01%
4,960
-682
-12% -$38.4K
FYC icon
219
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.33B
$267K 0.01%
+8,766
New +$271K
FNV icon
220
Franco-Nevada
FNV
$43.7B
$266K 0.01%
5,824
-121
-2% -$5.86K
WPM icon
221
Wheaton Precious Metals
WPM
$55.8B
$248K 0.01%
19,969
-374
-2% -$4.94K
IGSB icon
222
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$244K 0.01%
4,660
– –
XEC
223
DELISTED
CIMAREX ENERGY CO
XEC
$239K 0.01%
2,670
-31
-1% -$3.45K
AGU
224
DELISTED
Agrium
AGU
$234K 0.01%
2,614
-7
-0.3% -$663
CXO
225
DELISTED
CONCHO RESOURCES INC.
CXO
$232K 0.01%
+2,499
New +$267K
6 7 8
9
10

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Confluence Investment Management's Q4 2015 Portfolio in Review

As of Q4 2015, Confluence Investment Management held 257 positions worth $3.06B, up 12% from $2.74B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Confluence Investment Management deployed $204M of net new capital in Q4 2015, opening 19 new positions and adding to 159 existing holdings. Its largest new stake was Goldman Sachs BDC: 134,915 shares worth $2.56M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 22% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was iShares Russell Mid-Cap Growth ETF, an estimated $8.74M trimmed.

  • Confluence Investment Management's largest Q4 2015 buy was Goldman Sachs BDC: 134,915 shares worth $2.56M.
  • Confluence Investment Management added most to Chubb in Q4 2015, an estimated $43.6M increase.
  • Confluence Investment Management's biggest Q4 2015 reduction was iShares Russell Mid-Cap Growth ETF, cutting an estimated $8.74M.
  • Confluence Investment Management fully exited State Street SPDR Dow Jones REIT ETF in Q4 2015, selling an estimated $2.95M.
  • Confluence Investment Management's ten largest holdings make up 20% of its $3.06B portfolio in Q4 2015.
  • Confluence Investment Management opened 19 new positions and closed 9 in Q4 2015.
  • Confluence Investment Management's portfolio value rose 12% quarter-over-quarter to $3.06B.

Based on Confluence Investment Management's 13F filing for Q4 2015, filed 3 Feb 2016.