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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
-4.96%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$2.74B
AUM Growth
-$5.34M
Cap. Flow
+$159M
Cap. Flow %
5.79%
Top 10 Hldgs %
19.7%
Holding
255
New
14
Increased
152
Reduced
63
Closed
17

Top Buys

Rank Stock Value
1
KHC icon
Kraft Heinz
KHC
+$48.6M
2
DEO icon
Diageo
DEO
+$14.3M
3
PAYX icon
Paychex
PAYX
+$13.9M
4
DISCK
Discovery, Inc. Series C Common Stock
DISCK
+$12.4M
5
MA icon
Mastercard
MA
+$10.6M

Top Sells

Rank Stock Value
1
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$50.2M
2
EMR icon
Emerson Electric
EMR
+$48.7M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$6.48M
4
COP icon
ConocoPhillips
COP
+$6.18M
5
MRO
Marathon Oil Corporation
MRO
+$5.74M

Sector Composition

Rank Sector Weight
1 Financials 21.57%
2 Industrials 12.71%
3 Healthcare 9.95%
4 Consumer Staples 8.83%
5 Technology 7.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HCAP
201
DELISTED
Harvest Capital Credit Corporation
HCAP
$606K 0.02%
50,922
– –
ACSF
202
DELISTED
American Capital Senior Floating, Ltd.
ACSF
$563K 0.02%
50,733
+106
+0.2% +$1.32K
XLB icon
203
State Street Materials Select Sector SPDR ETF
XLB
$8.63B
$518K 0.02%
25,954
+1,316
+5% +$29.3K
FNY icon
204
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$597M
$491K 0.02%
+17,459
New +$525K
FSP
205
Franklin Street Properties
FSP
$48M
$484K 0.02%
45,000
+7,500
+20% +$83.7K
IVW icon
206
iShares S&P 500 Growth ETF
IVW
$77.1B
$443K 0.02%
16,448
-2,132
-11% -$60.6K
IWF icon
207
iShares Russell 1000 Growth ETF
IWF
$127B
$443K 0.02%
19,068
-2,520
-12% -$62K
IVE icon
208
iShares S&P 500 Value ETF
IVE
$49.7B
$368K 0.01%
4,384
-497
-10% -$44.4K
IJR icon
209
iShares Core S&P Small-Cap ETF
IJR
$112B
$301K 0.01%
5,642
+642
+13% +$36.4K
WY icon
210
Weyerhaeuser
WY
$18.6B
$296K 0.01%
10,837
+2,139
+25% +$63.1K
EOG icon
211
EOG Resources
EOG
$70.4B
$290K 0.01%
3,982
-213
-5% -$16.6K
BUD icon
212
AB InBev
BUD
$168B
$286K 0.01%
2,690
– –
CMP icon
213
Compass Minerals
CMP
$1.26B
$279K 0.01%
3,557
-196
-5% -$16.1K
XEC
214
DELISTED
CIMAREX ENERGY CO
XEC
$277K 0.01%
2,701
-150
-5% -$16K
FNV icon
215
Franco-Nevada
FNV
$43.7B
$262K 0.01%
5,945
-329
-5% -$14.2K
IGSB icon
216
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$245K 0.01%
4,660
-948
-17% -$49.8K
WPM icon
217
Wheaton Precious Metals
WPM
$55.8B
$244K 0.01%
20,343
+3,131
+18% +$40.9K
AGU
218
DELISTED
Agrium
AGU
$235K 0.01%
2,621
-141
-5% -$14.3K
INKM icon
219
State Street Income Allocation ETF
INKM
$75M
$227K 0.01%
+7,664
New +$236K
CF icon
220
CF Industries
CF
$17.9B
$226K 0.01%
5,026
-1,559
-24% -$90.7K
PXD
221
DELISTED
Pioneer Natural Resource Co.
PXD
$219K 0.01%
+1,803
New +$225K
RGLD icon
222
Royal Gold
RGLD
$18.3B
$213K 0.01%
4,525
-190
-4% -$9.77K
FNK icon
223
First Trust Mid Cap Value AlphaDEX Fund
FNK
$231M
$207K 0.01%
+7,695
New +$222K
LLY icon
224
Eli Lilly
LLY
$1.04T
$201K 0.01%
2,400
– –
DDC
225
DELISTED
Dominion Diamond Corporation
DDC
$175K 0.01%
16,370
-724
-4% -$8.74K
6 7 8
9
10

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BFS
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EWM
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HI
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TCM
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OMC
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Confluence Investment Management's Q3 2015 Portfolio in Review

As of Q3 2015, Confluence Investment Management held 255 positions worth $2.74B, down 0.19% from $2.75B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Confluence Investment Management deployed $159M of net new capital in Q3 2015, opening 14 new positions and adding to 152 existing holdings. Its largest new stake was Kraft Heinz: 643,242 shares worth $45.4M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, up from 21% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $6.48M trimmed.

  • Confluence Investment Management's largest Q3 2015 buy was Kraft Heinz: 643,242 shares worth $45.4M.
  • Confluence Investment Management added most to Diageo in Q3 2015, an estimated $14.3M increase.
  • Confluence Investment Management's biggest Q3 2015 reduction was Alphabet (Google) Class C, cutting an estimated $6.48M.
  • Confluence Investment Management fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $50.2M.
  • Confluence Investment Management's ten largest holdings make up 20% of its $2.74B portfolio in Q3 2015.
  • Confluence Investment Management opened 14 new positions and closed 17 in Q3 2015.
  • Confluence Investment Management's portfolio value fell 0.19% quarter-over-quarter to $2.74B.

Based on Confluence Investment Management's 13F filing for Q3 2015, filed 4 Nov 2015.