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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
-1.08%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$2.24B
AUM Growth
+$57.2M
Cap. Flow
+$92.5M
Cap. Flow %
4.13%
Top 10 Hldgs %
20.47%
Holding
268
New
12
Increased
164
Reduced
69
Closed
11

Top Buys

Rank Stock Value
1
GE icon
GE Aerospace
GE
+$32.4M
2
CL icon
Colgate-Palmolive
CL
+$18.7M
3
RYAM icon
Rayonier Advanced Materials
RYAM
+$10.2M
4
MAT icon
Mattel
MAT
+$8.03M
5
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$5.72M

Top Sells

Rank Stock Value
1
POM
PEPCO HOLDINGS, INC.
POM
+$35.5M
2
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$9.54M
3
BF.B icon
Brown-Forman Class B
BF.B
+$5.7M
4
IRM icon
Iron Mountain
IRM
+$4.83M
5
FNF icon
Fidelity National Financial
FNF
+$4.23M

Sector Composition

Rank Sector Weight
1 Financials 19%
2 Industrials 14.24%
3 Healthcare 8.93%
4 Consumer Discretionary 7.11%
5 Technology 7.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRCC
201
DELISTED
Monroe Capital Corp
MRCC
$795K 0.04%
58,863
+12,367
+27% +$168K
PLOW icon
202
Douglas Dynamics
PLOW
$1.03B
$769K 0.03%
39,436
-56,308
-59% -$1.06M
MUNI icon
203
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.08B
$742K 0.03%
13,901
+975
+8% +$52K
IVW icon
204
iShares S&P 500 Growth ETF
IVW
$77.3B
$682K 0.03%
25,552
+6,948
+37% +$185K
ACSF
205
DELISTED
American Capital Senior Floating, Ltd.
ACSF
$644K 0.03%
49,535
+1,317
+3% +$18.3K
OCSL icon
206
Oaktree Specialty Lending
OCSL
$1.07B
$615K 0.03%
22,333
-19,920
-47% -$582K
CF icon
207
CF Industries
CF
$18.1B
$559K 0.02%
10,015
-465
-4% -$23.6K
HNRG icon
208
Hallador Energy
HNRG
$713M
$462K 0.02%
38,988
-3,176
-8% -$40.7K
HES
209
DELISTED
Hess
HES
$376K 0.02%
3,989
-294
-7% -$29.1K
WLL
210
DELISTED
Whiting Petroleum Corporation
WLL
$373K 0.02%
16
-1
-6% -$25.5K
EQNR icon
211
Equinor
EQNR
$93.1B
$367K 0.02%
13,507
-961
-7% -$27.8K
CLR
212
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$356K 0.02%
5,356
-424
-7% -$31.6K
EOG icon
213
EOG Resources
EOG
$76.4B
$351K 0.02%
3,541
-283
-7% -$30.8K
ROC
214
DELISTED
ROCKWOOD HLDGS INC
ROC
$349K 0.02%
4,562
-326
-7% -$26.1K
WY icon
215
Weyerhaeuser
WY
$18.6B
$346K 0.02%
10,864
-719
-6% -$23.6K
TLT icon
216
iShares 20+ Year Treasury Bond ETF
TLT
$41.7B
$338K 0.02%
2,903
-810
-22% -$93.2K
RGLD icon
217
Royal Gold
RGLD
$17.5B
$334K 0.01%
5,140
-362
-7% -$27K
IVE icon
218
iShares S&P 500 Value ETF
IVE
$49.8B
$330K 0.01%
3,667
-1,921
-34% -$175K
PXD
219
DELISTED
Pioneer Natural Resource Co.
PXD
$329K 0.01%
1,671
-125
-7% -$26.4K
MCGC
220
DELISTED
MCG CAP CORP
MCGC
$329K 0.01%
93,388
-534,268
-85% -$2.11M
CTRA
221
DELISTED
Coterra Energy
CTRA
$323K 0.01%
9,869
+1,425
+17% +$47.7K
FNV icon
222
Franco-Nevada
FNV
$42.2B
$321K 0.01%
6,564
-439
-6% -$24.4K
POT
223
DELISTED
Potash Corp Of Saskatchewan
POT
$321K 0.01%
9,290
-653
-7% -$23.1K
WPM icon
224
Wheaton Precious Metals
WPM
$52.4B
$317K 0.01%
15,906
-984
-6% -$24.5K
E icon
225
ENI
E
$77.5B
$316K 0.01%
6,697
-433
-6% -$21.9K
7 8
9
10 11

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Confluence Investment Management's Q3 2014 Portfolio in Review

As of Q3 2014, Confluence Investment Management held 268 positions worth $2.24B, up 2.6% from $2.19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Confluence Investment Management deployed $92.5M of net new capital in Q3 2014, opening 12 new positions and adding to 164 existing holdings. Its largest new stake was GE Aerospace: 260,209 shares worth $31.9M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, down from 20% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was iShares S&P Mid-Cap 400 Value ETF, an estimated $9.54M trimmed.

  • Confluence Investment Management's largest Q3 2014 buy was GE Aerospace: 260,209 shares worth $31.9M.
  • Confluence Investment Management added most to Colgate-Palmolive in Q3 2014, an estimated $18.7M increase.
  • Confluence Investment Management's biggest Q3 2014 reduction was iShares S&P Mid-Cap 400 Value ETF, cutting an estimated $9.54M.
  • Confluence Investment Management fully exited PEPCO HOLDINGS, INC. in Q3 2014, selling an estimated $35.5M.
  • Confluence Investment Management's ten largest holdings make up 20% of its $2.24B portfolio in Q3 2014.
  • Confluence Investment Management opened 12 new positions and closed 11 in Q3 2014.
  • Confluence Investment Management's portfolio value rose 2.6% quarter-over-quarter to $2.24B.

Based on Confluence Investment Management's 13F filing for Q3 2014, filed 21 Oct 2014.