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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+6.69%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$1.81B
AUM Growth
+$194M
Cap. Flow
+$94.1M
Cap. Flow %
5.2%
Top 10 Hldgs %
20.73%
Holding
272
New
18
Increased
142
Reduced
83
Closed
17

Top Buys

Rank Stock Value
1
NTRS icon
Northern Trust
NTRS
+$16.8M
2
CVX icon
Chevron
CVX
+$12.6M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$11.3M
4
NXPI icon
NXP Semiconductors
NXPI
+$9.92M
5
RYN icon
Rayonier
RYN
+$8.28M

Top Sells

Rank Stock Value
1
RLI icon
RLI Corp
RLI
+$21.2M
2
DJP icon
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
+$10.6M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$7.59M
4
LDR
Landauer Inc
LDR
+$7.53M
5
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$7.53M

Sector Composition

Rank Sector Weight
1 Financials 21.26%
2 Industrials 12.98%
3 Healthcare 8.69%
4 Technology 8.3%
5 Energy 5.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVE icon
201
iShares S&P 500 Value ETF
IVE
$49.8B
$548K 0.03%
6,410
-6,003
-48% -$494K
SWN
202
DELISTED
Southwestern Energy Company
SWN
$530K 0.03%
13,486
-541
-4% -$20.3K
RDS.A
203
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$511K 0.03%
7,166
-1,060
-13% -$71.2K
PALL icon
204
abrdn Physical Palladium Shares ETF
PALL
$656M
$499K 0.03%
35,830
-1,480
-4% -$21K
MUNI icon
205
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.08B
$484K 0.03%
9,349
+4,289
+85% +$223K
IWN icon
206
iShares Russell 2000 Value ETF
IWN
$14.7B
$478K 0.03%
4,804
-14,269
-75% -$1.36M
MRCC
207
DELISTED
Monroe Capital Corp
MRCC
$464K 0.03%
38,034
+18,164
+91% +$231K
PXD
208
DELISTED
Pioneer Natural Resource Co.
PXD
$451K 0.02%
2,451
-159
-6% -$30.6K
SPTI icon
209
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.6B
$444K 0.02%
+15,026
New +$448K
MCF
210
DELISTED
Contango Oil & Gas Co.
MCF
$425K 0.02%
8,992
-620
-6% -$27.3K
AMG icon
211
Affiliated Managers Group
AMG
$10.2B
$422K 0.02%
1,948
-386
-17% -$77K
KO icon
212
Coca-Cola
KO
$371B
$421K 0.02%
10,198
+12
+0.1% +$473
FCX icon
213
Freeport-McMoran
FCX
$96.9B
$420K 0.02%
11,131
-734
-6% -$26K
EZU icon
214
iShare MSCI Eurozone ETF
EZU
$9.83B
$417K 0.02%
10,066
-3,441
-25% -$136K
IUSV icon
215
iShares Core S&P US Value ETF
IUSV
$27.6B
$414K 0.02%
+10,053
New +$398K
TTE icon
216
TotalEnergies
TTE
$190B
$413K 0.02%
6,744
-1,173
-15% -$69.8K
RRC icon
217
Range Resources
RRC
$9.31B
$404K 0.02%
+4,787
New +$372K
BHP icon
218
BHP
BHP
$222B
$400K 0.02%
6,936
-490
-7% -$28.4K
HES
219
DELISTED
Hess
HES
$383K 0.02%
+4,620
New +$375K
EQNR icon
220
Equinor
EQNR
$93.1B
$379K 0.02%
15,715
-501
-3% -$11.6K
REP
221
DELISTED
REPSOL YPF SA ADS(RP 1 CAP SH)
REP
$373K 0.02%
14,756
-846
-5% -$21.4K
E icon
222
ENI
E
$77.6B
$369K 0.02%
7,606
-425
-5% -$20.3K
EXXI
223
DELISTED
ENERGY XXI LTD COM SHS
EXXI
$369K 0.02%
13,618
-717
-5% -$20.6K
XEC
224
DELISTED
CIMAREX ENERGY CO
XEC
$368K 0.02%
3,507
-4,291
-55% -$435K
MUR icon
225
Murphy Oil
MUR
$5.49B
$365K 0.02%
5,629
-223
-4% -$14K
7 8
9
10 11

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Confluence Investment Management's Q4 2013 Portfolio in Review

As of Q4 2013, Confluence Investment Management held 272 positions worth $1.81B, up 12% from $1.61B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Confluence Investment Management deployed $94.1M of net new capital in Q4 2013, opening 18 new positions and adding to 142 existing holdings. Its largest new stake was Northern Trust: 293,257 shares worth $18.1M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, down from 21% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $7.59M trimmed.

  • Confluence Investment Management's largest Q4 2013 buy was Northern Trust: 293,257 shares worth $18.1M.
  • Confluence Investment Management added most to Chevron in Q4 2013, an estimated $12.6M increase.
  • Confluence Investment Management's biggest Q4 2013 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $7.59M.
  • Confluence Investment Management fully exited RLI Corp in Q4 2013, selling an estimated $21.2M.
  • Confluence Investment Management's ten largest holdings make up 21% of its $1.81B portfolio in Q4 2013.
  • Confluence Investment Management opened 18 new positions and closed 17 in Q4 2013.
  • Confluence Investment Management's portfolio value rose 12% quarter-over-quarter to $1.81B.

Based on Confluence Investment Management's 13F filing for Q4 2013, filed 4 Feb 2014.