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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+4.44%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+166.84%
AUM
$1.61B
AUM Growth
+$161M
Cap. Flow
+$103M
Cap. Flow %
6.36%
Top 10 Hldgs %
20.07%
Holding
267
New
13
Increased
160
Reduced
63
Closed
13

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$10.8M
2
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$8.58M
3
PEP icon
PepsiCo
PEP
+$8.43M
4
MMM icon
3M
MMM
+$7.09M
5
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$5.72M

Top Sells

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$9.65M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$7.45M
3
IWN icon
iShares Russell 2000 Value ETF
IWN
+$5.18M
4
IAU icon
iShares Gold Trust
IAU
+$4.15M
5
LDR
Landauer Inc
LDR
+$3.79M

Sector Composition

Rank Sector Weight
1 Financials 21.28%
2 Industrials 12.44%
3 Healthcare 8.37%
4 Technology 7.63%
5 Consumer Staples 5.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WY icon
201
Weyerhaeuser
WY
$18.2B
$530K 0.03%
18,504
+104
+0.6% +$2.94K
MUB icon
202
iShares National Muni Bond ETF
MUB
$45.4B
$528K 0.03%
5,057
+861
+21% +$88.9K
PALL icon
203
abrdn Physical Palladium Shares ETF
PALL
$652M
$528K 0.03%
37,310
+11,665
+45% +$165K
EZU icon
204
iShare MSCI Eurozone ETF
EZU
$9.85B
$510K 0.03%
+13,507
New +$481K
SWN
205
DELISTED
Southwestern Energy Company
SWN
$510K 0.03%
14,027
-156
-1% -$5.92K
PXD
206
DELISTED
Pioneer Natural Resource Co.
PXD
$493K 0.03%
2,610
-62
-2% -$10.5K
MUAC
207
DELISTED
ISHARES TR 2014 AMT-FREE MUN TERM ETF
MUAC
$483K 0.03%
9,357
+612
+7% +$31.5K
WPM icon
208
Wheaton Precious Metals
WPM
$50.8B
$463K 0.03%
18,677
+3,401
+22% +$80.9K
TTE icon
209
TotalEnergies
TTE
$193B
$459K 0.03%
7,917
-614
-7% -$33.2K
BP icon
210
BP
BP
$109B
$458K 0.03%
13,317
-1,146
-8% -$39.3K
SM icon
211
SM Energy
SM
$7.66B
$456K 0.03%
5,903
-115
-2% -$7.96K
EXXI
212
DELISTED
ENERGY XXI LTD COM SHS
EXXI
$433K 0.03%
14,335
-201
-1% -$5.39K
AMG icon
213
Affiliated Managers Group
AMG
$10.1B
$426K 0.03%
2,334
-7,418
-76% -$1.32M
IMO icon
214
Imperial Oil
IMO
$61.6B
$422K 0.03%
9,599
-159
-2% -$6.67K
FNV icon
215
Franco-Nevada
FNV
$41.4B
$421K 0.03%
9,303
-56
-0.6% -$2.38K
BHP icon
216
BHP
BHP
$222B
$418K 0.03%
7,426
-221
-3% -$12K
FAX
217
abrdn Asia-Pacific Income Fund
FAX
$595M
$418K 0.03%
+68,916
New +$418K
MOS icon
218
The Mosaic Company
MOS
$7.22B
$410K 0.03%
9,536
+2,041
+27% +$95K
FCX icon
219
Freeport-McMoran
FCX
$96.7B
$392K 0.02%
11,865
-21
-0.2% -$642
SQM icon
220
Sociedad Química y Minera de Chile
SQM
$19.6B
$387K 0.02%
13,020
+5,010
+63% +$156K
POT
221
DELISTED
Potash Corp Of Saskatchewan
POT
$387K 0.02%
12,372
+2,551
+26% +$84.6K
REP
222
DELISTED
REPSOL YPF SA ADS(RP 1 CAP SH)
REP
$387K 0.02%
15,602
-182
-1% -$4.51K
KO icon
223
Coca-Cola
KO
$374B
$386K 0.02%
10,186
+667
+7% +$26.4K
AUY
224
DELISTED
Yamana Gold, Inc.
AUY
$379K 0.02%
36,437
-46
-0.1% -$485
E icon
225
ENI
E
$79B
$370K 0.02%
8,031
-73
-0.9% -$3.28K
7 8
9
10 11

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Confluence Investment Management's Q3 2013 Portfolio in Review

As of Q3 2013, Confluence Investment Management held 267 positions worth $1.61B, up 11% from $1.45B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Confluence Investment Management deployed $103M of net new capital in Q3 2013, opening 13 new positions and adding to 160 existing holdings. Its largest new stake was iShares S&P Mid-Cap 400 Value ETF: 160,900 shares worth $8.69M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, down from 22% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, an estimated $9.65M trimmed.

  • Confluence Investment Management's largest Q3 2013 buy was iShares S&P Mid-Cap 400 Value ETF: 160,900 shares worth $8.69M.
  • Confluence Investment Management added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2013, an estimated $10.8M increase.
  • Confluence Investment Management's biggest Q3 2013 reduction was iShares 1-5 Year Investment Grade Corporate Bond ETF, cutting an estimated $9.65M.
  • Confluence Investment Management fully exited iShares Gold Trust in Q3 2013, selling an estimated $4.15M.
  • Confluence Investment Management's ten largest holdings make up 20% of its $1.61B portfolio in Q3 2013.
  • Confluence Investment Management opened 13 new positions and closed 13 in Q3 2013.
  • Confluence Investment Management's portfolio value rose 11% quarter-over-quarter to $1.61B.

Based on Confluence Investment Management's 13F filing for Q3 2013, filed 17 Oct 2013.