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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+9.43%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$7.07B
AUM Growth
+$613M
Cap. Flow
+$35.9M
Cap. Flow %
0.51%
Top 10 Hldgs %
22.84%
Holding
312
New
22
Increased
71
Reduced
182
Closed
18

Top Buys

Rank Stock Value
1
CLX icon
Clorox
CLX
+$103M
2
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$99.6M
3
UPS icon
United Parcel Service
UPS
+$48.5M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$29.2M
5
TLH icon
iShares 10-20 Year Treasury Bond ETF
TLH
+$26.1M

Top Sells

Rank Stock Value
1
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$41M
2
RTX icon
RTX Corp
RTX
+$26.8M
3
MSFT icon
Microsoft
MSFT
+$26.6M
4
WY icon
Weyerhaeuser
WY
+$18.2M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$18M

Sector Composition

Rank Sector Weight
1 Financials 20.19%
2 Industrials 13.62%
3 Technology 13.62%
4 Consumer Staples 9.16%
5 Consumer Discretionary 8.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NLY icon
176
Annaly Capital Management
NLY
$17.4B
$2.14M 0.03%
110,648
– –
AGNC icon
177
AGNC Investment
AGNC
$12.9B
$2.08M 0.03%
211,958
– –
IBMN
178
DELISTED
iShares iBonds Dec 2025 Term Muni Bond ETF
IBMN
$2.06M 0.03%
77,628
+16,173
+26% +$425K
IWN icon
179
iShares Russell 2000 Value ETF
IWN
$14.6B
$2.01M 0.03%
+12,920
New +$1.79M
NWN icon
180
Northwest Natural Holdings
NWN
$2.12B
$1.87M 0.03%
47,925
-30,153
-39% -$1.15M
FLJP icon
181
Franklin FTSE Japan ETF
FLJP
$4.08B
$1.79M 0.03%
63,939
-254,908
-80% -$6.82M
HCSG icon
182
Healthcare Services Group
HCSG
$1.53B
$1.76M 0.02%
170,102
-31,184
-15% -$311K
BX icon
183
Blackstone
BX
$110B
$1.44M 0.02%
11,000
– –
SPNS
184
DELISTED
Sapiens International
SPNS
$1.33M 0.02%
+46,116
New +$1.23M
OFS icon
185
OFS Capital
OFS
$51.9M
$1.28M 0.02%
109,316
+56
+0.1% +$604
RIO icon
186
Rio Tinto
RIO
$164B
$1.23M 0.02%
16,586
+113
+0.7% +$7.58K
CCAP icon
187
Crescent Capital BDC
CCAP
$434M
$1.21M 0.02%
69,535
+2,415
+4% +$40.1K
CYBR
188
DELISTED
CyberArk
CYBR
$1.21M 0.02%
5,511
-282
-5% -$52.3K
TSM icon
189
TSMC
TSM
$2.18T
$1.14M 0.02%
10,951
-513
-4% -$48.9K
NVO
190
Novo Nordisk
NVO
$209B
$1.13M 0.02%
10,916
-714
-6% -$70.6K
FNV icon
191
Franco-Nevada
FNV
$46B
$1.1M 0.02%
9,887
+180
+2% +$21.9K
ACN icon
192
Accenture
ACN
$108B
$1.1M 0.02%
3,122
-145
-4% -$46.7K
ICLR icon
193
Icon
ICLR
$12.7B
$1.09M 0.02%
3,857
-281
-7% -$72.7K
BCIC
194
BCP Investment Corp
BCIC
$92.9M
$1.06M 0.02%
58,360
+3,197
+6% +$56K
AEM icon
195
Agnico Eagle Mines
AEM
$90.5B
$1.04M 0.01%
18,991
+376
+2% +$18.8K
BCSF icon
196
Bain Capital Specialty
BCSF
$850M
$1.01M 0.01%
67,320
+46
+0.1% +$700
FSK icon
197
FS KKR Capital
FSK
$3.44B
$1.01M 0.01%
50,333
+123
+0.2% +$2.42K
CCJ icon
198
Cameco
CCJ
$42.4B
$966K 0.01%
22,416
+560
+3% +$23.4K
SHEL icon
199
Shell
SHEL
$245B
$964K 0.01%
14,657
-13
-0.1% -$853
TRIN icon
200
Trinity Capital Inc.
TRIN
$1.71B
$827K 0.01%
56,899
+32
+0.1% +$460
6 7
8
9 10

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Confluence Investment Management's Q4 2023 Portfolio in Review

As of Q4 2023, Confluence Investment Management held 312 positions worth $7.07B, up 9.5% from $6.46B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Confluence Investment Management's Q4 2023 filing shows 22 new, 71 increased, 182 reduced and 18 closed positions. Its largest new stake was iShares 0-3 Month Treasury Bond ETF: 992,122 shares worth $99.5M. The largest sale was State Street SPDR Portfolio Developed World ex-US ETF, an estimated $41M.

By sector, the portfolio is most concentrated in Financials at 20% of assets, down from 21% a quarter earlier, followed by Industrials and Technology.

  • Confluence Investment Management's largest Q4 2023 buy was iShares 0-3 Month Treasury Bond ETF: 992,122 shares worth $99.5M.
  • Confluence Investment Management added most to Clorox in Q4 2023, an estimated $103M increase.
  • Confluence Investment Management's biggest Q4 2023 reduction was State Street SPDR Portfolio Developed World ex-US ETF, cutting an estimated $41M.
  • Confluence Investment Management fully exited RTX Corp in Q4 2023, selling an estimated $26.8M.
  • Confluence Investment Management's ten largest holdings make up 23% of its $7.07B portfolio in Q4 2023.
  • Confluence Investment Management opened 22 new positions and closed 18 in Q4 2023.
  • Confluence Investment Management's portfolio value rose 9.5% quarter-over-quarter to $7.07B.

Based on Confluence Investment Management's 13F filing for Q4 2023, filed 5 Nov 2024.