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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
-3.69%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$6.46B
AUM Growth
-$403M
Cap. Flow
-$92M
Cap. Flow %
-1.42%
Top 10 Hldgs %
23.62%
Holding
314
New
16
Increased
58
Reduced
189
Closed
24

Top Buys

Rank Stock Value
1
XONE icon
BondBloxx Bloomberg One Year Target Duration US Treasury ETF
XONE
+$30.7M
2
WRB icon
W.R. Berkley
WRB
+$21.5M
3
KEYS icon
Keysight
KEYS
+$18.1M
4
TTC icon
Toro Company
TTC
+$14.1M
5
FLJP icon
Franklin FTSE Japan ETF
FLJP
+$8.62M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$26M
2
RTX icon
RTX Corp
RTX
+$19.6M
3
ADI icon
Analog Devices
ADI
+$19.2M
4
NXPI icon
NXP Semiconductors
NXPI
+$17.4M
5
LESL icon
Leslie's
LESL
+$15.1M

Sector Composition

Rank Sector Weight
1 Financials 20.58%
2 Technology 14.24%
3 Industrials 13.09%
4 Consumer Discretionary 8.61%
5 Consumer Staples 8.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNV icon
176
Franco-Nevada
FNV
$46B
$1.3M 0.02%
9,707
-696
-7% -$98.4K
OFS icon
177
OFS Capital
OFS
$51.9M
$1.23M 0.02%
109,260
-59,973
-35% -$636K
BX icon
178
Blackstone
BX
$110B
$1.18M 0.02%
11,000
– –
EMXC icon
179
iShares MSCI Emerging Markets ex China ETF
EMXC
$24.1B
$1.15M 0.02%
+23,081
New +$1.2M
CCAP icon
180
Crescent Capital BDC
CCAP
$434M
$1.15M 0.02%
67,120
-392
-0.6% -$6.49K
BCIC
181
BCP Investment Corp
BCIC
$92.9M
$1.06M 0.02%
55,163
+81
+0.1% +$1.62K
NVO
182
Novo Nordisk
NVO
$209B
$1.06M 0.02%
11,630
-3,764
-24% -$332K
RIO icon
183
Rio Tinto
RIO
$164B
$1.05M 0.02%
16,473
-25
-0.2% -$1.59K
BCSF icon
184
Bain Capital Specialty
BCSF
$850M
$1.03M 0.02%
+67,274
New +$1.02M
ICLR icon
185
Icon
ICLR
$12.7B
$1.02M 0.02%
4,138
– –
ACN icon
186
Accenture
ACN
$108B
$1M 0.02%
3,267
-110
-3% -$34.7K
TSM icon
187
TSMC
TSM
$2.18T
$996K 0.02%
11,464
-551
-5% -$52.1K
FSK icon
188
FS KKR Capital
FSK
$3.44B
$989K 0.02%
50,210
+68
+0.1% +$1.36K
CYBR
189
DELISTED
CyberArk
CYBR
$949K 0.01%
5,793
-161
-3% -$25.9K
SHEL icon
190
Shell
SHEL
$245B
$944K 0.01%
14,670
– –
CCJ icon
191
Cameco
CCJ
$42.4B
$866K 0.01%
21,856
-287
-1% -$10.2K
AEM icon
192
Agnico Eagle Mines
AEM
$90.5B
$846K 0.01%
18,615
-31
-0.2% -$1.52K
WCN
193
Waste Connections
WCN
$42B
$818K 0.01%
6,094
– –
MUFG icon
194
Mitsubishi UFJ Financial
MUFG
$254B
$808K 0.01%
+95,194
New +$759K
TRIN icon
195
Trinity Capital Inc.
TRIN
$1.71B
$792K 0.01%
56,867
– –
TTE icon
196
TotalEnergies
TTE
$190B
$761K 0.01%
11,574
-239
-2% -$14.8K
OCSL icon
197
Oaktree Specialty Lending
OCSL
$1.14B
$748K 0.01%
37,201
+138
+0.4% +$2.76K
WTW icon
198
Willis Towers Watson
WTW
$32B
$739K 0.01%
3,537
-49
-1% -$10.5K
HLN icon
199
Haleon
HLN
$44.2B
$714K 0.01%
85,726
– –
AER icon
200
AerCap
AER
$23.8B
$707K 0.01%
+11,281
New +$710K
6 7
8
9 10

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Confluence Investment Management's Q3 2023 Portfolio in Review

As of Q3 2023, Confluence Investment Management held 314 positions worth $6.46B, down 5.9% from $6.86B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Confluence Investment Management's Q3 2023 filing shows 16 new, 58 increased, 189 reduced and 24 closed positions. Its largest new stake was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 617,601 shares worth $30.7M. The largest sale was iShares 1-3 Year Treasury Bond ETF, an estimated $26M.

By sector, the portfolio is most concentrated in Financials at 21% of assets, up from 19% a quarter earlier, followed by Technology and Industrials.

  • Confluence Investment Management's largest Q3 2023 buy was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 617,601 shares worth $30.7M.
  • Confluence Investment Management added most to W.R. Berkley in Q3 2023, an estimated $21.5M increase.
  • Confluence Investment Management's biggest Q3 2023 reduction was RTX Corp, cutting an estimated $19.6M.
  • Confluence Investment Management fully exited iShares 1-3 Year Treasury Bond ETF in Q3 2023, selling an estimated $26M.
  • Confluence Investment Management's ten largest holdings make up 24% of its $6.46B portfolio in Q3 2023.
  • Confluence Investment Management opened 16 new positions and closed 24 in Q3 2023.
  • Confluence Investment Management's portfolio value fell 5.9% quarter-over-quarter to $6.46B.

Based on Confluence Investment Management's 13F filing for Q3 2023, filed 10 Oct 2023.