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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+10.69%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$6.7B
AUM Growth
+$709M
Cap. Flow
+$121M
Cap. Flow %
1.81%
Top 10 Hldgs %
23.22%
Holding
332
New
34
Increased
114
Reduced
148
Closed
27

Top Buys

Rank Stock Value
1
SPMB icon
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
+$53.9M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$42.5M
3
TROW icon
T. Rowe Price
TROW
+$41.1M
4
IBTH icon
iShares iBonds Dec 2027 Term Treasury ETF
IBTH
+$31.1M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$30.8M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$34.4M
2
WRB icon
W.R. Berkley
WRB
+$27.9M
3
MBB icon
iShares MBS ETF
MBB
+$20.5M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$19.4M
5
IBDU icon
iShares iBonds Dec 2029 Term Corporate ETF
IBDU
+$18.1M

Sector Composition

Rank Sector Weight
1 Financials 21.51%
2 Industrials 13.01%
3 Technology 12.76%
4 Consumer Discretionary 8.87%
5 Consumer Staples 8.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRK.A icon
176
Berkshire Hathaway Class A
BRK.A
$1.12T
$2.34M 0.04%
5
– –
FARO
177
DELISTED
Faro Technologies
FARO
$2.27M 0.03%
77,338
-12,643
-14% -$376K
CSWC icon
178
Capital Southwest
CSWC
$1.6B
$1.93M 0.03%
112,617
+5,849
+5% +$105K
IWN icon
179
iShares Russell 2000 Value ETF
IWN
$14.6B
$1.76M 0.03%
12,711
+10,983
+636% +$1.55M
FSP
180
Franklin Street Properties
FSP
$46.8M
$1.52M 0.02%
558,066
+53,066
+11% +$147K
FNV icon
181
Franco-Nevada
FNV
$46B
$1.47M 0.02%
10,742
+21
+0.2% +$2.77K
TPVG icon
182
TriplePoint Venture Growth BDC
TPVG
$211M
$1.46M 0.02%
140,038
+449
+0.3% +$5.43K
BCIC
183
BCP Investment Corp
BCIC
$92.9M
$1.43M 0.02%
61,938
-39
-0.1% -$833
AGG icon
184
iShares Core US Aggregate Bond ETF
AGG
$138B
$1.37M 0.02%
+14,126
New +$1.37M
TRIN icon
185
Trinity Capital Inc.
TRIN
$1.71B
$1.24M 0.02%
113,373
+549
+0.5% +$6.39K
RIO icon
186
Rio Tinto
RIO
$164B
$1.22M 0.02%
17,195
-14
-0.1% -$879
MLN icon
187
VanEck Long Muni ETF
MLN
$683M
$1.21M 0.02%
69,245
-484,717
-88% -$8.29M
NVO
188
Novo Nordisk
NVO
$209B
$1.16M 0.02%
17,206
-336
-2% -$19.7K
AGNC icon
189
AGNC Investment
AGNC
$12.9B
$1.16M 0.02%
111,958
– –
PRU icon
190
Prudential Financial
PRU
$41.8B
$1.12M 0.02%
11,218
– –
FSK icon
191
FS KKR Capital
FSK
$3.44B
$1.01M 0.02%
57,477
+154
+0.3% +$2.86K
AEM icon
192
Agnico Eagle Mines
AEM
$90.5B
$999K 0.01%
19,221
+26
+0.1% +$1.23K
ACN icon
193
Accenture
ACN
$108B
$964K 0.01%
3,611
+37
+1% +$10.2K
TSM icon
194
TSMC
TSM
$2.18T
$958K 0.01%
12,865
-441
-3% -$31.9K
INFY icon
195
Infosys
INFY
$50.7B
$955K 0.01%
53,020
-2,636
-5% -$49K
SHEL icon
196
Shell
SHEL
$245B
$890K 0.01%
15,634
-539
-3% -$29.7K
WCN
197
Waste Connections
WCN
$42B
$890K 0.01%
6,714
+65
+1% +$8.84K
NLY icon
198
Annaly Capital Management
NLY
$17.4B
$884K 0.01%
41,898
– –
ICLR icon
199
Icon
ICLR
$12.7B
$882K 0.01%
4,542
+7
+0.2% +$1.39K
WTW icon
200
Willis Towers Watson
WTW
$32B
$870K 0.01%
3,558
-42
-1% -$9.6K
6 7
8
9 10

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Confluence Investment Management's Q4 2022 Portfolio in Review

As of Q4 2022, Confluence Investment Management held 332 positions worth $6.7B, up 12% from $5.99B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Confluence Investment Management's Q4 2022 filing shows 34 new, 114 increased, 148 reduced and 27 closed positions. Its largest new stake was State Street SPDR Portfolio Mortgage Backed Bond ETF: 2,496,970 shares worth $54.2M. The largest sale was iShares 7-10 Year Treasury Bond ETF, an estimated $34.4M.

By sector, the portfolio is most concentrated in Financials at 22% of assets, down from 22% a quarter earlier, followed by Industrials and Technology.

  • Confluence Investment Management's largest Q4 2022 buy was State Street SPDR Portfolio Mortgage Backed Bond ETF: 2,496,970 shares worth $54.2M.
  • Confluence Investment Management added most to T. Rowe Price in Q4 2022, an estimated $41.1M increase.
  • Confluence Investment Management's biggest Q4 2022 reduction was W.R. Berkley, cutting an estimated $27.9M.
  • Confluence Investment Management fully exited iShares 7-10 Year Treasury Bond ETF in Q4 2022, selling an estimated $34.4M.
  • Confluence Investment Management's ten largest holdings make up 23% of its $6.7B portfolio in Q4 2022.
  • Confluence Investment Management opened 34 new positions and closed 27 in Q4 2022.
  • Confluence Investment Management's portfolio value rose 12% quarter-over-quarter to $6.7B.

Based on Confluence Investment Management's 13F filing for Q4 2022, filed 4 Jan 2023.