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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+11.05%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$7.53B
AUM Growth
+$405M
Cap. Flow
-$327M
Cap. Flow %
-4.34%
Top 10 Hldgs %
22.04%
Holding
315
New
16
Increased
109
Reduced
174
Closed
9

Top Buys

Rank Stock Value
1
GTES icon
Gates Industrial Corporation Ltd.
GTES
+$6.98M
2
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$6.51M
3
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$5.57M
4
IBDV icon
iShares iBonds Dec 2030 Term Corporate ETF
IBDV
+$4.6M
5
BXSL icon
Blackstone Secured Lending
BXSL
+$3.77M

Top Sells

Rank Stock Value
1
CRL icon
Charles River Laboratories
CRL
+$51.8M
2
GGG icon
Graco
GGG
+$10.2M
3
HD icon
Home Depot
HD
+$10.1M
4
PAYX icon
Paychex
PAYX
+$9.75M
5
ACN icon
Accenture
ACN
+$9.21M

Sector Composition

Rank Sector Weight
1 Financials 18.46%
2 Technology 13.6%
3 Industrials 13.4%
4 Consumer Discretionary 9.55%
5 Consumer Staples 7.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBMK
176
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
$2.27M 0.03%
87,116
-7,945
-8% -$207K
BRK.A icon
177
Berkshire Hathaway Class A
BRK.A
$1.12T
$2.25M 0.03%
5
– –
BSMU icon
178
Invesco BulletShares 2030 Municipal Bond ETF
BSMU
$276M
$2.14M 0.03%
83,559
+2,222
+3% +$56.5K
BSMT icon
179
Invesco BulletShares 2029 Municipal Bond ETF
BSMT
$283M
$2.14M 0.03%
81,775
+2,218
+3% +$57.7K
TSM icon
180
TSMC
TSM
$2.18T
$2.12M 0.03%
17,651
-1,744
-9% -$204K
TPVG icon
181
TriplePoint Venture Growth BDC
TPVG
$211M
$1.97M 0.03%
109,815
-120
-0.1% -$2.1K
SONY icon
182
Sony
SONY
$138B
$1.82M 0.02%
72,020
-9,225
-11% -$220K
ICLR icon
183
Icon
ICLR
$12.7B
$1.78M 0.02%
5,752
-416
-7% -$116K
NATH icon
184
Nathan's Famous
NATH
$402M
$1.75M 0.02%
30,049
+831
+3% +$50.9K
NVO
185
Novo Nordisk
NVO
$209B
$1.75M 0.02%
31,282
-2,182
-7% -$118K
IWN icon
186
iShares Russell 2000 Value ETF
IWN
$14.6B
$1.69M 0.02%
+10,172
New +$1.7M
INFY icon
187
Infosys
INFY
$50.7B
$1.64M 0.02%
64,698
-3,964
-6% -$92.1K
FNV icon
188
Franco-Nevada
FNV
$46B
$1.53M 0.02%
11,062
-184
-2% -$25.4K
EMXC icon
189
iShares MSCI Emerging Markets ex China ETF
EMXC
$24.1B
$1.43M 0.02%
23,605
-138,917
-85% -$8.45M
EWUS icon
190
iShares MSCI United Kingdom Small-Cap ETF
EWUS
$43.5M
$1.42M 0.02%
30,920
+21,072
+214% +$972K
IGSB icon
191
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$1.33M 0.02%
24,621
-29,303
-54% -$1.59M
NLY icon
192
Annaly Capital Management
NLY
$17.4B
$1.31M 0.02%
41,899
-249
-0.6% -$8.37K
AGNC icon
193
AGNC Investment
AGNC
$12.9B
$1.3M 0.02%
86,277
-317
-0.4% -$5.02K
BCIC
194
BCP Investment Corp
BCIC
$92.9M
$1.3M 0.02%
52,400
+150
+0.3% +$3.68K
RIO icon
195
Rio Tinto
RIO
$164B
$1.28M 0.02%
19,129
-390
-2% -$25.2K
PRU icon
196
Prudential Financial
PRU
$41.8B
$1.22M 0.02%
11,218
– –
WCN
197
Waste Connections
WCN
$42B
$1.16M 0.02%
8,497
-497
-6% -$66.1K
CYBR
198
DELISTED
CyberArk
CYBR
$1.15M 0.02%
6,637
-439
-6% -$77K
TRIN icon
199
Trinity Capital Inc.
TRIN
$1.71B
$1.13M 0.02%
64,319
+27,040
+73% +$449K
APTV icon
200
Aptiv
APTV
$10.3B
$1.11M 0.01%
6,762
-410
-6% -$68.4K
6 7
8
9 10

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Confluence Investment Management's Q4 2021 Portfolio in Review

As of Q4 2021, Confluence Investment Management held 315 positions worth $7.53B, up 5.7% from $7.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Confluence Investment Management withdrew a net $327M in Q4 2021, closing 9 positions and reducing 174 holdings. Its most notable exit was Charles River Laboratories, an estimated $51.8M position sold in full.

By sector, the portfolio is most concentrated in Financials at 18% of assets, down from 19% a quarter earlier, followed by Technology and Industrials.

Against the trend, Confluence Investment Management opened a new position in iShares Core S&P US Value ETF worth $6.7M.

  • Confluence Investment Management's largest Q4 2021 buy was iShares Core S&P US Value ETF: 87,821 shares worth $6.7M.
  • Confluence Investment Management added most to Gates Industrial Corporation Ltd. in Q4 2021, an estimated $6.98M increase.
  • Confluence Investment Management's biggest Q4 2021 reduction was Graco, cutting an estimated $10.2M.
  • Confluence Investment Management fully exited Charles River Laboratories in Q4 2021, selling an estimated $51.8M.
  • Confluence Investment Management's ten largest holdings make up 22% of its $7.53B portfolio in Q4 2021.
  • Confluence Investment Management opened 16 new positions and closed 9 in Q4 2021.
  • Confluence Investment Management's portfolio value rose 5.7% quarter-over-quarter to $7.53B.

Based on Confluence Investment Management's 13F filing for Q4 2021, filed 4 Jan 2022.