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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
-1.13%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$7.13B
AUM Growth
-$398M
Cap. Flow
-$289M
Cap. Flow %
-4.05%
Top 10 Hldgs %
20.62%
Holding
310
New
8
Increased
136
Reduced
141
Closed
11

Top Buys

Rank Stock Value
1
BIPC icon
Brookfield Infrastructure
BIPC
+$44.8M
2
MBB icon
iShares MBS ETF
MBB
+$17.7M
3
KDP icon
Keurig Dr Pepper
KDP
+$12.9M
4
SLG icon
SL Green Realty
SLG
+$9.06M
5
EMXC icon
iShares MSCI Emerging Markets ex China ETF
EMXC
+$8.33M

Top Sells

Rank Stock Value
1
LIN icon
Linde
LIN
+$38.1M
2
CRL icon
Charles River Laboratories
CRL
+$24.9M
3
PEP icon
PepsiCo
PEP
+$16.5M
4
BSCO
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
+$11.5M
5
GGG icon
Graco
GGG
+$11.2M

Sector Composition

Rank Sector Weight
1 Financials 18.7%
2 Industrials 13.71%
3 Technology 13.44%
4 Consumer Discretionary 9.7%
5 Consumer Staples 7.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBMK
176
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
$2.49M 0.03%
95,061
+47,094
+98% +$1.23M
IEMG icon
177
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$2.23M 0.03%
36,161
-141,639
-80% -$9.02M
TSM icon
178
TSMC
TSM
$2.18T
$2.17M 0.03%
19,395
+97
+0.5% +$11.4K
BSMT icon
179
Invesco BulletShares 2029 Municipal Bond ETF
BSMT
$283M
$2.06M 0.03%
79,557
+1,738
+2% +$45.7K
BSMU icon
180
Invesco BulletShares 2030 Municipal Bond ETF
BSMU
$276M
$2.06M 0.03%
81,337
+1,689
+2% +$43.5K
BRK.A icon
181
Berkshire Hathaway Class A
BRK.A
$1.12T
$2.06M 0.03%
5
– –
SONY icon
182
Sony
SONY
$138B
$1.8M 0.03%
81,245
+1,025
+1% +$21.5K
NATH icon
183
Nathan's Famous
NATH
$402M
$1.79M 0.03%
29,218
+73
+0.3% +$4.81K
TPVG icon
184
TriplePoint Venture Growth BDC
TPVG
$211M
$1.74M 0.02%
109,935
+518
+0.5% +$8.11K
ICLR icon
185
Icon
ICLR
$12.7B
$1.62M 0.02%
6,168
+27
+0.4% +$6.56K
NVO
186
Novo Nordisk
NVO
$209B
$1.61M 0.02%
33,464
+368
+1% +$17.8K
IBTH icon
187
iShares iBonds Dec 2027 Term Treasury ETF
IBTH
$2.27B
$1.6M 0.02%
62,914
-44,033
-41% -$1.13M
SHOP icon
188
Shopify
SHOP
$195B
$1.56M 0.02%
11,530
-70
-0.6% -$10.5K
INFY icon
189
Infosys
INFY
$50.7B
$1.53M 0.02%
68,662
+4,926
+8% +$111K
FNV icon
190
Franco-Nevada
FNV
$46B
$1.46M 0.02%
11,246
+19
+0.2% +$2.78K
NLY icon
191
Annaly Capital Management
NLY
$17.4B
$1.42M 0.02%
+42,148
New +$1.45M
AGNC icon
192
AGNC Investment
AGNC
$12.9B
$1.36M 0.02%
86,594
+42,000
+94% +$680K
RIO icon
193
Rio Tinto
RIO
$164B
$1.3M 0.02%
19,519
+3,428
+21% +$267K
BCIC
194
BCP Investment Corp
BCIC
$92.9M
$1.27M 0.02%
52,250
+176
+0.3% +$4.23K
PAGS icon
195
PagSeguro Digital
PAGS
$2.55B
$1.19M 0.02%
22,984
+6,627
+41% +$372K
PRU icon
196
Prudential Financial
PRU
$41.8B
$1.18M 0.02%
11,218
– –
WCN
197
Waste Connections
WCN
$42B
$1.13M 0.02%
8,994
+99
+1% +$12.5K
CYBR
198
DELISTED
CyberArk
CYBR
$1.12M 0.02%
7,076
-1,474
-17% -$224K
APTV icon
199
Aptiv
APTV
$10.3B
$1.07M 0.02%
7,172
+78
+1% +$12.1K
PFX icon
200
PhenixFIN
PFX
$90M
$1M 0.01%
23,335
– –
6 7
8
9 10

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Confluence Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, Confluence Investment Management held 310 positions worth $7.13B, down 5.3% from $7.52B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Confluence Investment Management withdrew a net $289M in Q3 2021, closing 11 positions and reducing 141 holdings. Its most notable exit was Invesco BulletShares 2024 Corporate Bond ETF, an estimated $11.5M position sold in full.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 18% a quarter earlier, followed by Industrials and Technology.

Against the trend, Confluence Investment Management opened a new position in Keurig Dr Pepper worth $12.6M.

  • Confluence Investment Management's largest Q3 2021 buy was Keurig Dr Pepper: 367,980 shares worth $12.6M.
  • Confluence Investment Management added most to Brookfield Infrastructure in Q3 2021, an estimated $44.8M increase.
  • Confluence Investment Management's biggest Q3 2021 reduction was Linde, cutting an estimated $38.1M.
  • Confluence Investment Management fully exited Invesco BulletShares 2024 Corporate Bond ETF in Q3 2021, selling an estimated $11.5M.
  • Confluence Investment Management's ten largest holdings make up 21% of its $7.13B portfolio in Q3 2021.
  • Confluence Investment Management opened 8 new positions and closed 11 in Q3 2021.
  • Confluence Investment Management's portfolio value fell 5.3% quarter-over-quarter to $7.13B.

Based on Confluence Investment Management's 13F filing for Q3 2021, filed 4 Oct 2021.