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CIM

Confluence Investment Management Portfolio holdings

AUM $6.4B
1-Year Est. Return 9.79%
This Fund
S&P 500
This Quarter Est. Return
+13.05%
1 Year Est. Return
+9.79%
3 Year Est. Return
+34.83%
5 Year Est. Return
+43.81%
10 Year Est. Return
+168.7%
AUM
$6.72B
AUM Growth
+$572M
Cap. Flow
-$170M
Cap. Flow %
-2.52%
Top 10 Hldgs %
21.85%
Holding
319
New
26
Increased
79
Reduced
183
Closed
17

Top Buys

Rank Stock Value
1
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$18.6M
2
INFO
IHS Markit Ltd. Common Shares
INFO
+$17.7M
3
DNB
Dun & Bradstreet
DNB
+$17.1M
4
VNT icon
Vontier
VNT
+$16.3M
5
BWIN
Baldwin Insurance Group
BWIN
+$15.1M

Top Sells

Rank Stock Value
1
TIF
Tiffany & Co.
TIF
+$19.9M
2
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$15.9M
3
AXTA icon
Axalta
AXTA
+$14.1M
4
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$8.49M
5
SLG icon
SL Green Realty
SLG
+$8.46M

Sector Composition

Rank Sector Weight
1 Financials 18.78%
2 Industrials 14.41%
3 Technology 13.51%
4 Consumer Discretionary 8.58%
5 Consumer Staples 7.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XHB icon
176
State Street SPDR S&P Homebuilders ETF
XHB
$1.56B
$2.52M 0.04%
+43,711
New +$2.47M
CSWC icon
177
Capital Southwest
CSWC
$1.6B
$2.35M 0.04%
132,596
+67,078
+102% +$1.06M
TSM icon
178
TSMC
TSM
$2.18T
$2.17M 0.03%
19,914
-6,439
-24% -$611K
IGSB icon
179
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$1.89M 0.03%
34,160
-28,974
-46% -$1.59M
BRK.A icon
180
Berkshire Hathaway Class A
BRK.A
$1.12T
$1.74M 0.03%
5
– –
NLY icon
181
Annaly Capital Management
NLY
$17.4B
$1.73M 0.03%
51,026
– –
HYG icon
182
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$1.61M 0.02%
18,487
+1,125
+6% +$96.3K
SONY icon
183
Sony
SONY
$138B
$1.5M 0.02%
74,065
-34,230
-32% -$595K
ICLR icon
184
Icon
ICLR
$12.7B
$1.46M 0.02%
7,479
-2,435
-25% -$476K
BABA icon
185
Alibaba
BABA
$308B
$1.46M 0.02%
6,250
-2,968
-32% -$824K
NATH icon
186
Nathan's Famous
NATH
$402M
$1.43M 0.02%
25,901
+807
+3% +$44.7K
IBTH icon
187
iShares iBonds Dec 2027 Term Treasury ETF
IBTH
$2.27B
$1.42M 0.02%
54,074
+4,909
+10% +$129K
SHOP icon
188
Shopify
SHOP
$195B
$1.42M 0.02%
12,500
-4,850
-28% -$509K
IBTI icon
189
iShares iBonds Dec 2028 Term Treasury ETF
IBTI
$1.92B
$1.38M 0.02%
52,556
+5,042
+11% +$133K
IWN icon
190
iShares Russell 2000 Value ETF
IWN
$14.6B
$1.33M 0.02%
+10,111
New +$1.19M
CYBR
191
DELISTED
CyberArk
CYBR
$1.26M 0.02%
7,814
-3,795
-33% -$441K
GSK icon
192
GSK
GSK
$106B
$1.26M 0.02%
27,434
-2,795
-9% -$128K
FNV icon
193
Franco-Nevada
FNV
$46B
$1.25M 0.02%
9,930
-3,766
-27% -$508K
RIO icon
194
Rio Tinto
RIO
$164B
$1.21M 0.02%
16,104
-4,346
-21% -$285K
SPTI icon
195
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.6B
$1.2M 0.02%
36,190
+1,535
+4% +$50.7K
ZTO icon
196
ZTO Express
ZTO
$17.9B
$1.09M 0.02%
37,251
-12,364
-25% -$363K
APTV icon
197
Aptiv
APTV
$10.3B
$1.07M 0.02%
8,224
-3,055
-27% -$339K
NVO
198
Novo Nordisk
NVO
$209B
$1.07M 0.02%
30,550
-11,800
-28% -$408K
WCN
199
Waste Connections
WCN
$42B
$1.05M 0.02%
10,274
-3,215
-24% -$332K
PFLT icon
200
PennantPark Floating Rate Capital
PFLT
$746M
$1.01M 0.02%
96,336
+1,198
+1% +$11.3K
6 7
8
9 10

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Confluence Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, Confluence Investment Management held 319 positions worth $6.72B, up 9.3% from $6.15B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Confluence Investment Management's Q4 2020 filing shows 26 new, 79 increased, 183 reduced and 17 closed positions. Its largest new stake was Vontier: 527,091 shares worth $17.6M. The largest sale was Tiffany & Co., an estimated $19.9M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 18% a quarter earlier, followed by Industrials and Technology.

  • Confluence Investment Management's largest Q4 2020 buy was Vontier: 527,091 shares worth $17.6M.
  • Confluence Investment Management added most to iShares Core S&P US Value ETF in Q4 2020, an estimated $18.6M increase.
  • Confluence Investment Management's biggest Q4 2020 reduction was Tiffany & Co., cutting an estimated $19.9M.
  • Confluence Investment Management fully exited State Street Communication Services Select Sector SPDR ETF in Q4 2020, selling an estimated $4.32M.
  • Confluence Investment Management's ten largest holdings make up 22% of its $6.72B portfolio in Q4 2020.
  • Confluence Investment Management opened 26 new positions and closed 17 in Q4 2020.
  • Confluence Investment Management's portfolio value rose 9.3% quarter-over-quarter to $6.72B.

Based on Confluence Investment Management's 13F filing for Q4 2020, filed 25 Jan 2021.